-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qv84qqQrsMy8fPc1cE+Ia7TWlqFA6u5QGLjbWVsXi5ZJ4vVh7qIG56ADvMxVLkUN ncMIQouCYvkUwqdT+v9ijA== 0000923738-05-000059.txt : 20051207 0000923738-05-000059.hdr.sgml : 20051207 20051207151957 ACCESSION NUMBER: 0000923738-05-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051205 FILED AS OF DATE: 20051207 DATE AS OF CHANGE: 20051207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 051249501 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-05 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2005-12-05 4 S 0 300 15.66 D 43608458 I by L.L.C. Common Stock 2005-12-05 4 S 0 4500 15.68 D 43603958 I by L.L.C. Common Stock 2005-12-06 4 S 0 8685 15.39 D 43595273 I by L.L.C. Common Stock 2005-12-06 4 S 0 3300 15.40 D 43591973 I by L.L.C. Common Stock 2005-12-06 4 S 0 200 15.41 D 43591773 I by L.L.C. Common Stock 2005-12-06 4 S 0 6900 15.42 D 43584873 I by L.L.C. Common Stock 2005-12-06 4 S 0 2440 15.43 D 43582433 I by L.L.C. Common Stock 2005-12-06 4 S 0 2300 15.45 D 43580133 I by L.L.C. Common Stock 2005-12-06 4 S 0 5100 15.46 D 43575033 I by L.L.C. Common Stock 2005-12-06 4 S 0 8200 15.47 D 43566833 I by L.L.C. Common Stock 2005-12-06 4 S 0 800 15.48 D 43566033 I by L.L.C. Common Stock 2005-12-06 4 S 0 2400 15.49 D 43563633 I by L.L.C. Common Stock 2005-12-06 4 S 0 6900 15.50 D 43556733 I by L.L.C. Common Stock 2005-12-06 4 S 0 2000 15.54 D 43554733 I by L.L.C. Common Stock 2005-12-06 4 S 0 3000 15.55 D 43551733 I by L.L.C. Common Stock 2005-12-06 4 S 0 2600 15.56 D 43549133 I by L.L.C. Common Stock 2005-12-06 4 S 0 4700 15.57 D 43544433 I by L.L.C. Common Stock 2005-12-06 4 S 0 4300 15.58 D 43540133 I by L.L.C. Common Stock 2005-12-06 4 S 0 5000 15.59 D 43535133 I by L.L.C. Common Stock 2005-12-06 4 S 0 20200 15.60 D 43514933 I by L.L.C. Common Stock 2005-12-06 4 S 0 7000 15.61 D 43507933 I by L.L.C. Common Stock 2005-12-06 4 S 0 18201 15.62 D 43489732 I by L.L.C. Common Stock 2005-12-06 4 S 0 2400 15.63 D 43487332 I by L.L.C. Common Stock 2005-12-06 4 S 0 8500 15.64 D 43478832 I by L.L.C. Common Stock 2005-12-06 4 S 0 20000 15.65 D 43458832 I by L.L.C. Common Stock 2005-12-06 4 S 0 7200 15.66 D 43451632 I by L.L.C. Common Stock 2005-12-06 4 S 0 21900 15.67 D 43429732 I by L.L.C. Common Stock 2005-12-06 4 S 0 21974 15.68 D 43407758 I by L.L.C. Common Stock 2005-12-06 4 S 0 15900 15.69 D 43391858 I by L.L.C. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2005. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,357,495 shares, and an indirect beneficial ownership interest in 162,765,086 shares held in trust, 7,977,765 shares held by his spouse and 1,710,651 shares held by an ESOP. Charles R. Schwab 2005-12-07 -----END PRIVACY-ENHANCED MESSAGE-----