-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISV8Wmtct30g258AbKCSVc6roCQIkcEVz8I5SBc4JD/gSjZ3SGieGH8EGQsEcXAK 1O2eLL06ePaNUIxEeMLXyA== 0000923738-05-000053.txt : 20051130 0000923738-05-000053.hdr.sgml : 20051130 20051130154700 ACCESSION NUMBER: 0000923738-05-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051128 FILED AS OF DATE: 20051130 DATE AS OF CHANGE: 20051130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 051234434 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-28 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2005-11-28 4 S 0 23200 15.29 D 44330758 I by L.L.C. Common Stock 2005-11-28 4 S 0 26300 15.30 D 44304458 I by L.L.C. Common Stock 2005-11-28 4 S 0 6600 15.31 D 44297858 I by L.L.C. Common Stock 2005-11-28 4 S 0 7500 15.32 D 44290358 I by L.L.C. Common Stock 2005-11-28 4 S 0 5600 15.33 D 44284758 I by L.L.C. Common Stock 2005-11-28 4 S 0 7500 15.34 D 44277258 I by L.L.C. Common Stock 2005-11-28 4 S 0 37600 15.35 D 44239658 I by L.L.C. Common Stock 2005-11-28 4 S 0 14900 15.36 D 44224758 I by L.L.C. Common Stock 2005-11-28 4 S 0 17700 15.37 D 44207058 I by L.L.C. Common Stock 2005-11-28 4 S 0 9600 15.38 D 44197458 I by L.L.C. Common Stock 2005-11-28 4 S 0 9400 15.39 D 44188058 I by L.L.C. Common Stock 2005-11-28 4 S 0 44700 15.40 D 44143358 I by L.L.C. Common Stock 2005-11-28 4 S 0 9000 15.41 D 44134358 I by L.L.C. Common Stock 2005-11-28 4 S 0 5200 15.44 D 44129158 I by L.L.C. Common Stock 2005-11-28 4 S 0 21200 15.45 D 44107958 I by L.L.C. Common Stock 2005-11-28 4 S 0 4000 15.46 D 44103958 I by L.L.C. Common Stock 2005-11-29 4 S 0 2100 15.16 D 44101858 I by L.L.C. Common Stock 2005-11-29 4 S 0 2100 15.18 D 44099758 I by L.L.C. Common Stock 2005-11-29 4 S 0 4100 15.19 D 44095658 I by L.L.C. Common Stock 2005-11-29 4 S 0 12900 15.20 D 44082758 I by L.L.C. Common Stock 2005-11-29 4 S 0 30700 15.21 D 44052058 I by L.L.C. Common Stock 2005-11-29 4 S 0 25400 15.22 D 44026658 I by L.L.C. Common Stock 2005-11-29 4 S 0 14000 15.23 D 44012658 I by L.L.C. Common Stock 2005-11-29 4 S 0 29700 15.24 D 43982958 I by L.L.C. Common Stock 2005-11-29 4 S 0 51400 15.25 D 43931558 I by L.L.C. Common Stock 2005-11-29 4 S 0 27700 15.26 D 43903858 I by L.L.C. Common Stock 2005-11-29 4 S 0 4400 15.27 D 43899458 I by L.L.C. Common Stock 2005-11-29 4 S 0 12500 15.28 D 43886958 I by L.L.C. Common Stock 2005-11-29 4 S 0 2500 15.29 D 43884458 I by L.L.C. Common Stock 2005-11-29 4 S 0 4600 15.30 D 43879858 I by L.L.C. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2005. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,357,495 shares, and an indirect beneficial ownership interest in 162,765,086 shares held in trust, 7,977,765 shares held by his spouse and 1,710,651 shares held by an ESOP. Charles R. Schwab 2005-11-30 -----END PRIVACY-ENHANCED MESSAGE-----