-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U/c2XNuG9msFjBZYP2Rd52jSKAJvBGA5Ot5fMazfaNwoVVlmjyzbi71LFCCeoaIW 3wcxbdntKxv0aX/j0yoTWQ== 0000923738-05-000013.txt : 20050728 0000923738-05-000013.hdr.sgml : 20050728 20050728170429 ACCESSION NUMBER: 0000923738-05-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050726 FILED AS OF DATE: 20050728 DATE AS OF CHANGE: 20050728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 05981903 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-26 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2005-07-26 4 S 0 8400 13.65 D 14449445 D Common Stock 2005-07-26 4 S 0 20000 13.66 D 14429445 D Common Stock 2005-07-26 4 S 0 5300 13.67 D 14424145 D Common Stock 2005-07-26 4 S 0 27000 13.68 D 14397145 D Common Stock 2005-07-26 4 S 0 25900 13.69 D 14371245 D Common Stock 2005-07-26 4 S 0 13750 13.70 D 14357495 D Common Stock 2005-07-27 4 M 0 281250 3.80 A 14638745 D Common Stock 2005-07-27 4 S 0 4400 13.56 D 14634345 D Common Stock 2005-07-27 4 S 0 11100 13.57 D 14623245 D Common Stock 2005-07-27 4 S 0 13600 13.58 D 14609645 D Common Stock 2005-07-27 4 S 0 10400 13.59 D 14599245 D Common Stock 2005-07-27 4 S 0 20900 13.60 D 14578345 D Common Stock 2005-07-27 4 S 0 18500 13.61 D 14559845 D Common Stock 2005-07-27 4 S 0 23600 13.62 D 14536245 D Common Stock 2005-07-27 4 S 0 18700 13.63 D 14517545 D Common Stock 2005-07-27 4 S 0 16550 13.64 D 14500995 D Common Stock 2005-07-27 4 S 0 9500 13.65 D 14491495 D Common Stock 2005-07-27 4 S 0 14300 13.66 D 14477195 D Common Stock 2005-07-27 4 S 0 11500 13.67 D 14465695 D Common Stock 2005-07-27 4 S 0 13100 13.68 D 14452595 D Common Stock 2005-07-27 4 S 0 13600 13.69 D 14438995 D Common Stock 2005-07-27 4 S 0 5800 13.70 D 14433195 D Common Stock 2005-07-27 4 S 0 8600 13.71 D 14424595 D Common Stock 2005-07-27 4 S 0 15400 13.72 D 14409195 D Common Stock 2005-07-27 4 S 0 8200 13.73 D 14400995 D Common Stock 2005-07-27 4 S 0 5200 13.74 D 14395795 D Common Stock 2005-07-27 4 S 0 6700 13.75 D 14389095 D Common Stock 2005-07-27 4 S 0 3200 13.76 D 14385895 D Common Stock 2005-07-27 4 S 0 3900 13.79 D 14381995 D Common Stock 2005-07-27 4 S 0 3700 13.80 D 14378295 D Non-Qualified Stock Option (Right to Buy) 3.80 2005-07-27 4 M 0 281250 0 D 1996-10-17 2005-10-17 Common Stock 281250 1125000 D As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 165,765,086 shares held in trust, 44,803,958 shares held by an LLC, 7,977,765 shares held by his spouse and 1,709,657 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2005-07-28 -----END PRIVACY-ENHANCED MESSAGE-----