-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPEc21ei9QS2wVcoxrKAgQXMcGlCTKw2n5k3CtLjU/5hssoPJDOyquZvr6HUOvPS yKJi7LBtYTEv3foRbJd2jQ== 0000923738-04-000058.txt : 20041029 0000923738-04-000058.hdr.sgml : 20041029 20041029181007 ACCESSION NUMBER: 0000923738-04-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041029 FILED AS OF DATE: 20041029 DATE AS OF CHANGE: 20041029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 041107715 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-10-29 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2004-10-29 4 S 0 1400 9.09 D 44982558 I by LLC Common Stock 2004-10-29 4 S 0 9600 9.10 D 44972958 I by LLC Common Stock 2004-10-29 4 S 0 10200 9.11 D 44962758 I by LLC Common Stock 2004-10-29 4 S 0 10200 9.12 D 44952558 I by LLC Common Stock 2004-10-29 4 S 0 7700 9.13 D 44944858 I by LLC Common Stock 2004-10-29 4 S 0 11900 9.14 D 44932958 I by LLC Common Stock 2004-10-29 4 S 0 10000 9.15 D 44922958 I by LLC Common Stock 2004-10-29 4 S 0 9000 9.16 D 44913958 I by LLC Common Stock 2004-10-29 4 S 0 6500 9.17 D 44907458 I by LLC Common Stock 2004-10-29 4 S 0 1800 9.18 D 44905658 I by LLC Common Stock 2004-10-29 4 S 0 1700 9.19 D 44903958 I by LLC As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 166,353,984 shares held in trust, 7,977,766 shares held by his spouse, 7,920 shares held as custodian and 1,701,237 shares held in an ESOP. Jane E. Fry, Attorney-in-fact 2004-10-29 -----END PRIVACY-ENHANCED MESSAGE-----