-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ql4Z5LVOC4NTOmpY8+VZTA7Mt9ujtIbCL2Rs4bG8I6FV50drVjQDMtQBM/Yl+VWj bM2ualapAnzcGgCxZU72KA== 0000923738-04-000053.txt : 20040813 0000923738-04-000053.hdr.sgml : 20040813 20040813182515 ACCESSION NUMBER: 0000923738-04-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040812 FILED AS OF DATE: 20040813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04975742 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-12 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2004-08-12 4 S 0 7200 8.61 D 45196758 I by L.L.C. Common Stock 2004-08-12 4 S 0 4900 8.62 D 45191858 I by L.L.C. Common Stock 2004-08-12 4 S 0 20800 8.63 D 45171058 I by L.L.C. Common Stock 2004-08-12 4 S 0 5200 8.64 D 45165858 I by L.L.C. Common Stock 2004-08-12 4 S 0 14000 8.65 D 45151858 I by L.L.C. Common Stock 2004-08-12 4 S 0 20400 8.66 D 45131458 I by L.L.C. Common Stock 2004-08-12 4 S 0 17300 8.67 D 45114158 I by L.L.C. Common Stock 2004-08-12 4 S 0 5800 8.69 D 45108358 I by L.L.C. Common Stock 2004-08-12 4 S 0 4400 8.72 D 45103958 I by L.L.C. Common Stock 2004-08-13 4 S 0 2300 8.55 D 45101658 I by L.L.C. Common Stock 2004-08-13 4 S 0 300 8.56 D 45101358 I by L.L.C. Common Stock 2004-08-13 4 S 0 13100 8.57 D 45088258 I by L.L.C. Common Stock 2004-08-13 4 S 0 10100 8.58 D 45078158 I by L.L.C. Common Stock 2004-08-13 4 S 0 19100 8.59 D 45059058 I by L.L.C. Common Stock 2004-08-13 4 S 0 14900 8.60 D 45044158 I by L.L.C. Common Stock 2004-08-13 4 S 0 13500 8.61 D 45030658 I by L.L.C. Common Stock 2004-08-13 4 S 0 4200 8.62 D 45026458 I by L.L.C. Common Stock 2004-08-13 4 S 0 2800 8.63 D 45023658 I by L.L.C. Common Stock 2004-08-13 4 S 0 2000 8.64 D 45021658 I by L.L.C. Common Stock 2004-08-13 4 S 0 1300 8.65 D 45020358 I by L.L.C. Common Stock 2004-08-13 4 S 0 900 8.67 D 45019458 I by L.L.C. Common Stock 2004-08-13 4 S 0 1900 8.68 D 45017558 I by L.L.C. Common Stock 2004-08-13 4 S 0 1900 8.69 D 45015658 I by L.L.C. Common Stock 2004-08-13 4 S 0 3100 8.70 D 45012558 I by L.L.C. Common Stock 2004-08-13 4 S 0 700 8.71 D 45011858 I by L.L.C. Common Stock 2004-08-13 4 S 0 3000 8.72 D 45008858 I by L.L.C. Common Stock 2004-08-13 4 S 0 3200 8.74 D 45005658 I by L.L.C. Common Stock 2004-08-13 4 S 0 1700 8.75 D 45003958 I by L.L.C. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 166,353,984 shares held in trust, 7,977,766 shares held by his spouse, 7,920 shares held as custodian and 1,696,179 shares held in an ESOP. Jane E. Fry, Attorney-in-fact 2004-08-13 -----END PRIVACY-ENHANCED MESSAGE-----