-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UAz1EvdvGRhGTRR1UGjECNxYlkRxReCK59ENzii8XDiCfGwJqV+0AdRn8geI/JrZ Jhpbrxy8jlbngbvD3b1VvA== 0000923738-04-000049.txt : 20040707 0000923738-04-000049.hdr.sgml : 20040707 20040707125517 ACCESSION NUMBER: 0000923738-04-000049 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040628 FILED AS OF DATE: 20040707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCWHINNEY DEBORAH D CENTRAL INDEX KEY: 0001116722 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04903913 BUSINESS ADDRESS: STREET 1: PO BOX 40 EAST BROADWAY CITY: BUTTE STATE: MT ZIP: 59701 BUSINESS PHONE: 4064972371 MAIL ADDRESS: STREET 1: PO BOX 40 EAST BROADWAY CITY: BUTTE STATE: MT ZIP: 59701 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2004-06-28 0 0000316709 SCHWAB CHARLES CORP SCH 0001116722 MCWHINNEY DEBORAH D C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP - Schwab Institutional Common Stock 34803 D Incentive Stock Options 20.90 2002-02-28 2011-02-28 Common Stock 19136 D Non-Qualified Stock Options 20.90 2002-02-28 2011-02-28 Common Stock 30864 D Non-Qualified Stock Options 20.68 2001-05-04 2011-05-04 Common Stock 4000 D Non-Qualified Stock Options 15.02 2002-07-18 2011-07-18 Common Stock 35000 D Non-Qualified Stock Options 15.02 2002-07-18 2011-07-18 Common Stock 32000 D Non-Qualified Stock Options 10.20 2002-09-24 2011-09-24 Common Stock 13400 D Non-Qualified Stock Options 13.11 2003-02-27 2012-02-27 Common Stock 7500 D Incentive Stock Options 13.11 2006-02-27 2012-02-27 Common Stock 2500 D Incentive Stock Options 9.00 2006-09-25 2012-09-25 Common Stock 3750 D Non-Qualified Stock Options 9.00 2003-09-25 2012-09-25 Common Stock 11250 D Non-Qualified Stock Options 9.71 2004-11-08 2012-11-08 Common Stock 22500 D The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest in four equal installments beginning on the first anniversary of the grant date. The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 35% on the first anniversary of the grant date, 25% on the second anniversary of the grant date and 20% on each of the third and fourth anniversary of the grant date. The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on each of the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date. The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vested immediately. Deborah D. McWhinney 2004-07-06 -----END PRIVACY-ENHANCED MESSAGE-----