-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RY91e//W6G0iUGPXpjFHaUyX7yHqDhlUH69juyf29B2T0d3G1sxpm8lDOjvjwigz 0ik7ryjZ7vPTY2FY9eUuEQ== 0000923738-04-000020.txt : 20040414 0000923738-04-000020.hdr.sgml : 20040414 20040414163418 ACCESSION NUMBER: 0000923738-04-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040413 FILED AS OF DATE: 20040414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04733440 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-13 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-04-13 4 S 0 18400 11.04 D 166746098 I by Trust Common Stock 2004-04-13 4 S 0 11300 11.05 D 166734798 I by Trust Common Stock 2004-04-13 4 S 0 6900 11.06 D 166727898 I by Trust Common Stock 2004-04-13 4 S 0 7500 11.07 D 166720398 I by Trust Common Stock 2004-04-13 4 S 0 5900 11.08 D 166714498 I by Trust Common Stock 2004-04-13 4 S 0 3900 11.09 D 166710598 I by Trust Common Stock 2004-04-13 4 S 0 3000 11.10 D 166707598 I by Trust Common Stock 2004-04-13 4 S 0 6100 11.11 D 166701498 I by Trust Common Stock 2004-04-13 4 S 0 2000 11.13 D 166699498 I by Trust Common Stock 2004-04-13 4 S 0 1300 11.14 D 166698198 I by Trust Common Stock 2004-04-13 4 S 0 600 11.15 D 166697598 I by Trust Common Stock 2004-04-13 4 S 0 16600 11.16 D 166680998 I by Trust Common Stock 2004-04-13 4 S 0 500 11.17 D 166680498 I by Trust Common Stock 2004-04-13 4 S 0 6300 11.18 D 166674198 I by Trust Common Stock 2004-04-13 4 S 0 11600 11.19 D 166662598 I by Trust Common Stock 2004-04-13 4 S 0 1200 11.20 D 166661398 I by Trust Common Stock 2004-04-13 4 S 0 2200 11.21 D 166659198 I by Trust Common Stock 2004-04-13 4 S 0 3700 11.22 D 166655498 I by Trust Common Stock 2004-04-13 4 S 0 5700 11.23 D 166649798 I by Trust Common Stock 2004-04-13 4 S 0 13800 11.24 D 166635998 I by Trust Common Stock 2004-04-13 4 S 0 5000 11.25 D 166630998 I by Trust Common Stock 2004-04-13 4 S 0 2000 11.26 D 166628998 I by Trust Common Stock 2004-04-13 4 S 0 1300 11.27 D 166627698 I by Trust Common Stock 2004-04-13 4 S 0 3100 11.32 D 166624598 I by Trust Common Stock 2004-04-13 4 S 0 400 11.33 D 166624198 I by Trust Common Stock 2004-04-13 4 S 0 3400 11.35 D 166620798 I by Trust Common Stock 2004-04-13 4 S 0 700 11.36 D 166620098 I by Trust Common Stock 2004-04-13 4 S 0 2500 11.38 D 166617598 I by Trust Common Stock 2004-04-13 4 S 0 2800 11.39 D 166614798 I by Trust Common Stock 2004-04-13 4 S 0 1900 11.44 D 166612898 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,696,179 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-04-14 -----END PRIVACY-ENHANCED MESSAGE-----