-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ty9Y34grlOI/0WxQ7CWqWSbesoZk4KXGWdd2DwDpaddNZ01SOOR4eF4EPC+WmBFM VA/ZoHlft5VQWde/IDiIsQ== 0000923738-04-000016.txt : 20040331 0000923738-04-000016.hdr.sgml : 20040331 20040331123725 ACCESSION NUMBER: 0000923738-04-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040330 FILED AS OF DATE: 20040331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04704597 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-30 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-03-30 4 S 0 8800 11.46 D 167826398 I by Trust Common Stock 2004-03-30 4 S 0 10100 11.47 D 167816298 I by Trust Common Stock 2004-03-30 4 S 0 40400 11.48 D 167775898 I by Trust Common Stock 2004-03-30 4 S 0 14300 11.49 D 167761598 I by Trust Common Stock 2004-03-30 4 S 0 53700 11.50 D 167707898 I by Trust Common Stock 2004-03-30 4 S 0 22700 11.51 D 167685198 I by Trust Common Stock 2004-03-30 4 S 0 36800 11.52 D 167648398 I by Trust Common Stock 2004-03-30 4 S 0 21700 11.53 D 167626698 I by Trust Common Stock 2004-03-30 4 S 0 11900 11.54 D 167614798 I by Trust Common Stock 2004-03-30 4 S 0 15600 11.55 D 167599198 I by Trust Common Stock 2004-03-30 4 S 0 14000 11.57 D 167585198 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,696,179 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-03-31 -----END PRIVACY-ENHANCED MESSAGE-----