-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GcajpUjoQhd7C9UaEeCTg33Ihxh9gMos2KUqCO55z2ibaJZ91vc7pD4XGrhcbzE+ +9bim5mgslw0G0cc9JQ3EA== 0000923738-04-000014.txt : 20040324 0000923738-04-000014.hdr.sgml : 20040324 20040324183117 ACCESSION NUMBER: 0000923738-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040323 FILED AS OF DATE: 20040324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04688084 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-23 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-03-23 4 S 0 2400 10.75 D 168332798 I by Trust Common Stock 2004-03-23 4 S 0 7600 10.76 D 168325198 I by Trust Common Stock 2004-03-23 4 S 0 10100 10.77 D 168315098 I by Trust Common Stock 2004-03-23 4 S 0 3100 10.78 D 168311998 I by Trust Common Stock 2004-03-23 4 S 0 3200 10.80 D 168308798 I by Trust Common Stock 2004-03-23 4 S 0 19200 10.81 D 168289598 I by Trust Common Stock 2004-03-23 4 S 0 6900 10.82 D 168282698 I by Trust Common Stock 2004-03-23 4 S 0 6600 10.83 D 168276098 I by Trust Common Stock 2004-03-23 4 S 0 12300 10.84 D 168263798 I by Trust Common Stock 2004-03-23 4 S 0 9800 10.85 D 168253998 I by Trust Common Stock 2004-03-23 4 S 0 5400 10.86 D 168248598 I by Trust Common Stock 2004-03-23 4 S 0 10100 10.87 D 168238498 I by Trust Common Stock 2004-03-23 4 S 0 11400 10.88 D 168227098 I by Trust Common Stock 2004-03-23 4 S 0 4900 10.89 D 168222198 I by Trust Common Stock 2004-03-23 4 S 0 18000 10.90 D 168204198 I by Trust Common Stock 2004-03-23 4 S 0 45000 10.91 D 168159198 I by Trust Common Stock 2004-03-23 4 S 0 13500 10.92 D 168145698 I by Trust Common Stock 2004-03-23 4 S 0 10700 10.93 D 168134998 I by Trust Common Stock 2004-03-23 4 S 0 9000 10.94 D 168125998 I by Trust Common Stock 2004-03-23 4 S 0 4100 10.95 D 168121898 I by Trust Common Stock 2004-03-23 4 S 0 21800 10.96 D 168100098 I by Trust Common Stock 2004-03-23 4 S 0 500 10.97 D 168099598 I by Trust Common Stock 2004-03-23 4 S 0 11300 11.00 D 168088298 I by Trust Common Stock 2004-03-23 4 S 0 3100 11.03 D 168085198 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,696,179 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-03-24 -----END PRIVACY-ENHANCED MESSAGE-----