-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wk3PaTw6vWLOh3HtenexpoFeDUhpsIalkyZmOJ4SoKcT/mo86n7irMMsQkmc5Lyr UmLgYEt5tYrHzEivp+DK+A== 0000923738-04-000009.txt : 20040310 0000923738-04-000009.hdr.sgml : 20040310 20040310180409 ACCESSION NUMBER: 0000923738-04-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040309 FILED AS OF DATE: 20040310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04661215 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-09 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-03-09 4 S 0 12500 11.41 D 169322698 I by Trust Common Stock 2004-03-09 4 S 0 3400 11.43 D 169319298 I by Trust Common Stock 2004-03-09 4 S 0 15900 11.44 D 169303398 I by Trust Common Stock 2004-03-09 4 S 0 13100 11.45 D 169290298 I by Trust Common Stock 2004-03-09 4 S 0 7600 11.46 D 169282698 I by Trust Common Stock 2004-03-09 4 S 0 16400 11.47 D 169266298 I by Trust Common Stock 2004-03-09 4 S 0 8700 11.48 D 169257598 I by Trust Common Stock 2004-03-09 4 S 0 10300 11.49 D 169247298 I by Trust Common Stock 2004-03-09 4 S 0 3200 11.50 D 169244098 I by Trust Common Stock 2004-03-09 4 S 0 7400 11.51 D 169236698 I by Trust Common Stock 2004-03-09 4 S 0 4100 11.52 D 169232598 I by Trust Common Stock 2004-03-09 4 S 0 6600 11.53 D 169225998 I by Trust Common Stock 2004-03-09 4 S 0 17300 11.55 D 169208698 I by Trust Common Stock 2004-03-09 4 S 0 8300 11.56 D 169200398 I by Trust Common Stock 2004-03-09 4 S 0 12200 11.57 D 169188198 I by Trust Common Stock 2004-03-09 4 S 0 22700 11.58 D 169165498 I by Trust Common Stock 2004-03-09 4 S 0 11300 11.59 D 169154198 I by Trust Common Stock 2004-03-09 4 S 0 6400 11.60 D 169147798 I by Trust Common Stock 2004-03-09 4 S 0 4100 11.61 D 169143698 I by Trust Common Stock 2004-03-09 4 S 0 2000 11.64 D 169141698 I by Trust Common Stock 2004-03-09 4 S 0 1000 11.69 D 169140698 I by Trust Common Stock 2004-03-09 4 S 0 3400 11.72 D 169137298 I by Trust Common Stock 2004-03-09 4 S 0 3600 11.73 D 169133698 I by Trust Common Stock 2004-03-09 4 S 0 500 11.77 D 169133198 I by Trust Common Stock 2004-03-09 4 S 0 9600 11.78 D 169123598 I by Trust Common Stock 2004-03-09 4 S 0 3200 11.79 D 169120398 I by Trust Common Stock 2004-03-09 4 S 0 4100 11.80 D 169116298 I by Trust Common Stock 2004-03-09 4 S 0 6400 11.81 D 169109898 I by Trust Common Stock 2004-03-09 4 S 0 8600 11.83 D 169101298 I by Trust Common Stock 2004-03-09 4 S 0 10700 11.84 D 169090598 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,692,845 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-03-10 -----END PRIVACY-ENHANCED MESSAGE-----