-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1QQJF7M3bePiY6uVA9E0l9XTbIUMkfxRAGiId4Ah+9+P5G2m1pLp6LbloKhmZJx me2WK8qy6qdmnMJnRVjJYw== 0000923738-04-000005.txt : 20040225 0000923738-04-000005.hdr.sgml : 20040225 20040225152415 ACCESSION NUMBER: 0000923738-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040223 FILED AS OF DATE: 20040225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04627528 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-23 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-02-23 4 S 0 1100 12.28 D 170335198 I by Trust Common Stock 2004-02-24 4 S 0 6600 11.96 D 170328598 I by Trust Common Stock 2004-02-24 4 S 0 6000 11.98 D 170322598 I by Trust Common Stock 2004-02-24 4 S 0 7700 11.99 D 170314898 I by Trust Common Stock 2004-02-24 4 S 0 4900 12.00 D 170309998 I by Trust Common Stock 2004-02-24 4 S 0 14200 12.01 D 170295798 I by Trust Common Stock 2004-02-24 4 S 0 6400 12.02 D 170289398 I by Trust Common Stock 2004-02-24 4 S 0 12300 12.03 D 170277098 I by Trust Common Stock 2004-02-24 4 S 0 8800 12.04 D 170268298 I by Trust Common Stock 2004-02-24 4 S 0 42700 12.05 D 170225598 I by Trust Common Stock 2004-02-24 4 S 0 14000 12.06 D 170211598 I by Trust Common Stock 2004-02-24 4 S 0 32500 12.07 D 170179098 I by Trust Common Stock 2004-02-24 4 S 0 18800 12.08 D 170160298 I by Trust Common Stock 2004-02-24 4 S 0 28900 12.09 D 170131398 I by Trust Common Stock 2004-02-24 4 S 0 12300 12.10 D 170119098 I by Trust Common Stock 2004-02-24 4 S 0 7400 12.12 D 170111698 I by Trust Common Stock 2004-02-24 4 S 0 1400 12.13 D 170110298 I by Trust Common Stock 2004-02-24 4 S 0 5900 12.14 D 170104398 I by Trust Common Stock 2004-02-24 4 S 0 4400 12.17 D 170099998 I by Trust Common Stock 2004-02-24 4 S 0 6500 12.18 D 170093498 I by Trust Common Stock 2004-02-24 4 S 0 5800 12.19 D 170876698 I by Trust Common Stock 2004-02-24 4 S 0 2500 12.22 D 170085198 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,692,845 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-02-25 -----END PRIVACY-ENHANCED MESSAGE-----