-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fje5IGbE96fmPm6U5+Nwtl4ogIdLUXtdzFQuKd+iESHeMdpIPci0NtwMxWOSYsei LhPHhzMs2K58CQxwi5go0A== 0000923738-04-000004.txt : 20040225 0000923738-04-000004.hdr.sgml : 20040225 20040225151856 ACCESSION NUMBER: 0000923738-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040223 FILED AS OF DATE: 20040225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04627491 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-23 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-02-23 4 S 0 6300 12.16 D 170578898 I by Trust Common Stock 2004-02-23 4 S 0 22200 12.17 D 170556698 I by Trust Common Stock 2004-02-23 4 S 0 5400 12.18 D 170551298 I by Trust Common Stock 2004-02-23 4 S 0 38600 12.19 D 170512698 I by Trust Common Stock 2004-02-23 4 S 0 28800 12.20 D 170483898 I by Trust Common Stock 2004-02-23 4 S 0 27700 12.21 D 170456198 I by Trust Common Stock 2004-02-23 4 S 0 9100 12.22 D 170447098 I by Trust Common Stock 2004-02-23 4 S 0 4800 12.23 D 170442298 I by Trust Common Stock 2004-02-23 4 S 0 5300 12.25 D 170436998 I by Trust Common Stock 2004-02-23 4 S 0 6100 12.26 D 170430898 I by Trust Common Stock 2004-02-23 4 S 0 6300 12.27 D 170424598 I by Trust Common Stock 2004-02-23 4 S 0 4600 12.30 D 170419998 I by Trust Common Stock 2004-02-23 4 S 0 1000 12.32 D 170418998 I by Trust Common Stock 2004-02-23 4 S 0 1700 12.33 D 170417298 I by Trust Common Stock 2004-02-23 4 S 0 5100 12.35 D 170412198 I by Trust Common Stock 2004-02-23 4 S 0 11500 12.38 D 170400698 I by Trust Common Stock 2004-02-23 4 S 0 4100 12.39 D 170396598 I by Trust Common Stock 2004-02-23 4 S 0 9600 12.40 D 170386998 I by Trust Common Stock 2004-02-23 4 S 0 3700 12.41 D 170383298 I by Trust Common Stock 2004-02-23 4 S 0 4000 12.42 D 170379298 I by Trust Common Stock 2004-02-23 4 S 0 6000 12.45 D 170373298 I by Trust Common Stock 2004-02-23 4 S 0 1100 12.46 D 170372198 I by Trust Common Stock 2004-02-23 4 S 0 8900 12.47 D 170363298 I by Trust Common Stock 2004-02-23 4 S 0 5800 12.51 D 170357498 I by Trust Common Stock 2004-02-23 4 S 0 1200 12.52 D 170356298 I by Trust Common Stock 2004-02-23 4 S 0 1000 12.53 D 170355298 I by Trust Common Stock 2004-02-23 4 S 0 1000 12.54 D 170354298 I by Trust Common Stock 2004-02-23 4 S 0 11900 12.55 D 170342398 I by Trust Common Stock 2004-02-23 4 S 0 1300 12.56 D 170341098 I by Trust Common Stock 2004-02-23 4 S 0 4800 12.59 D 170336298 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. Since the reporting person's last report, 400,000 shares previously held directly are now held by a trust. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,692,845 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-02-25 -----END PRIVACY-ENHANCED MESSAGE-----