0000316709-23-000070.txt : 20231219 0000316709-23-000070.hdr.sgml : 20231219 20231219204421 ACCESSION NUMBER: 0000316709-23-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Stephen A CENTRAL INDEX KEY: 0001561563 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 231499122 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1703036652.xml FORM 4 X0508 4 2023-12-15 0 0000316709 SCHWAB CHARLES CORP SCHW 0001561563 Ellis Stephen A 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Common Stock 2023-12-15 4 M 0 2247 25.82 A 7395 D Common Stock 106000.6073 I by Trust Nonqualified Stock Option (right to buy) 25.82 2023-12-15 4 M 0 2247 0 D 2014-01-02 2024-01-02 Common Stock 2247 0 D Reflects the contribution of 2,247 shares received upon exercise of the option to a trust. Includes 1,359.6073 shares acquired through dividend reinvestment and 2,593 shares previously owned directly that were contributed to a trust. The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. /s/ Kristopher R. Tate, Attorney-in-fact 2023-12-19