8-K 1 body.txt BODY, JULY 20, 2004 EARNINGS RELEASE SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 20, 2004 Date of Report (Date of earliest event reported) THE CHARLES SCHWAB CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9700 94-3025021 (State or other jurisdiction Commission (I.R.S. Employer of incorporation or organization) File Number Identification Number) 120 Kearny Street, San Francisco, CA 94108 (Address of principal executive offices and zip code) Registrant's telephone number, including area code: (415) 627-7000 THE CHARLES SCHWAB CORPORATION Item 5. Other Events and Regulation FD Disclosure Effective July 20, 2004, David S. Pottruck resigned as President, Chief Executive Officer, and Director of The Charles Schwab Corporation (the Company). Also effective July 20, 2004, the Company's Board of Directors reappointed Charles R. Schwab as Chief Executive Officer; Mr. Schwab will continue to serve as Chairman of the Board of Directors. Item 12. Results of Operations and Financial Condition On July 20, 2004, The Charles Schwab Corporation issued a press release announcing its financial results for the quarter ended June 30, 2004. A copy of the press release is furnished as Exhibit 99.1 to this report. - 1 - THE CHARLES SCHWAB CORPORATION SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. THE CHARLES SCHWAB CORPORATION (Registrant) Date: July 20, 2004 /s/ Christopher V. Dodds ----------------- ---------------------------- Christopher V. Dodds Executive Vice President and Chief Financial Officer - 2 - THE CHARLES SCHWAB CORPORATION Exhibit Index 99.1 Press Release dated July 20, 2004 ("Schwab Announces CEO Resignation - Reports Quarterly Results - Posts Record Non-Trading Revenues") - 3 -