0001104659-18-028012.txt : 20180427 0001104659-18-028012.hdr.sgml : 20180427 20180427215159 ACCESSION NUMBER: 0001104659-18-028012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180425 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR IV Exco AIV Five, L.P. CENTRAL INDEX KEY: 0001597031 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 18786422 BUSINESS ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-2042 MAIL ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR IV Exco AIV Four, L.P. CENTRAL INDEX KEY: 0001597058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 18786423 BUSINESS ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-2042 MAIL ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR IV Exco AIV One, L.P. CENTRAL INDEX KEY: 0001597074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 18786426 BUSINESS ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-2042 MAIL ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR IV Exco AIV Six, L.P. CENTRAL INDEX KEY: 0001597075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 18786421 BUSINESS ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-2042 MAIL ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR IV Exco AIV Three, L.P. CENTRAL INDEX KEY: 0001597076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 18786424 BUSINESS ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-2042 MAIL ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR IV Exco AIV Two, L.P. CENTRAL INDEX KEY: 0001597077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 18786425 BUSINESS ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-2042 MAIL ADDRESS: STREET 1: C/O WL ROSS GROUP, L.P. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WL ROSS & CO LLC CENTRAL INDEX KEY: 0001202045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 18786428 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128261100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Recovery Associates IV LLC CENTRAL INDEX KEY: 0001429295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 18786427 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXCO RESOURCES INC CENTRAL INDEX KEY: 0000316300 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741492779 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12377 MERIT DR STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 2143682084 MAIL ADDRESS: STREET 1: 12377 MERIT DR STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 4 1 a4.xml 4 X0306 4 2018-04-25 1 0000316300 EXCO RESOURCES INC XCOOQ 0001202045 WL ROSS & CO LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001429295 WLR Recovery Associates IV LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001597074 WLR IV Exco AIV One, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001597077 WLR IV Exco AIV Two, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001597076 WLR IV Exco AIV Three, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001597058 WLR IV Exco AIV Four, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001597031 WLR IV Exco AIV Five, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001597075 WLR IV Exco AIV Six, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 Common Stock, par value $0.001 per share 2018-04-25 4 S 0 33423 0.3509 D 301783 I See Footnotes Common Stock, par value $0.001 per share 2018-04-25 4 S 0 33450 0.3509 D 302018 I See Footnotes Common Stock, par value $0.001 per share 2018-04-25 4 S 0 33431 0.3509 D 301852 I See Footnotes Common Stock, par value $0.001 per share 2018-04-25 4 S 0 33425 0.3509 D 301798 I See Footnotes Common Stock, par value $0.001 per share 2018-04-25 4 S 0 33437 0.3509 D 301905 I See Footnotes Common Stock, par value $0.001 per share 2018-04-25 4 S 0 33434 0.3509 D 301873 I See Footnotes Common Stock, par value $0.001 per share 2018-04-25 4 S 0 764 0.3509 D 6903 I See Footnotes Common Stock, par value $0.001 per share 2018-04-25 4 S 0 49571 0.3509 D 447578 I See Footnotes Common Stock, par value $0.001 per share 2018-04-25 4 S 0 18386 0.3509 D 166004 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 2482 0.35 D 299301 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 2484 0.35 D 299534 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 2483 0.35 D 299369 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 2482 0.35 D 299316 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 2483 0.35 D 299422 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 2483 0.35 D 299390 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 57 0.35 D 6846 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 3681 0.35 D 443897 I See Footnotes Common Stock, par value $0.001 per share 2018-04-26 4 S 0 1365 0.35 D 164639 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 37296 0.2529 D 262005 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 37325 0.2529 D 262209 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 37304 0.2529 D 262065 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 37298 0.2529 D 262018 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 37312 0.2529 D 262110 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 37307 0.2529 D 262083 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 853 0.2529 D 5993 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 55314 0.2529 D 388583 I See Footnotes Common Stock, par value $0.001 per share 2018-04-27 4 S 0 20516 0.2529 D 144123 I See Footnotes Represents shares disposed of through over-the-counter transactions. WL Ross & Co. LLC ("WLR LLC") is the investment manager of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, Fund IV AIV Six, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV. WLR Recovery Associates IV LLC ("Fund IV") is the general partner of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Fund IV is the general partner of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. WLR Select Associates LLC is the general partner of Co-Invest Fund AIV. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Fund AIV. These shares are held by WLR IV Exco AIV One, L.P. ("Fund IV AIV One"). These shares are held by WLR IV Exco AIV Two, L.P. ("Fund IV AIV Two"). These shares are held by WLR IV Exco AIV Three, L.P. ("Fund IV AIV Three"). These shares are held by WLR IV Exco AIV Four, L.P. ("Fund IV AIV Four"). These shares are held by WLR IV Exco AIV Five, L.P. ("Fund IV AIV Five"). These shares are held by WLR IV Exco AIV Six, L.P. ("Fund IV AIV Six"). These shares are held by WLR IV Parallel ESC, L.P. ("Parallel Fund"). These shares are held by WLR Select Co-Investment XCO AIV, L.P. ("Co-Invest Fund AIV"). These shares are held by WLR/GS Master Co-Investment XCO AIV, L.P. ("WLR/GS Fund AIV"). This Form 4 is being filed in two parts due to the large number of Reporting Persons. Please reference the Form 4 filing filed on the date hereof separately by WLR LLC, Co-Invest Fund AIV, WLR Select Associates LLC, WLR Master, INVESCO WLR IV Associates LLC, Invesco Private Capital, Inc., WLR/GS Fund AIV and Parallel Fund. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each Reporting Person may be deemed to be the beneficial owner of the securities reported herein only to the extent of his pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that each Reporting Person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. WL ROSS & CO. LLC By: Benjamin Gruder, authorized person 2018-04-27 WLR SELECT ASSOCIATES LLC By: WL Ross & Co. LLC, its Managing Member By: Benjamin Gruder, authorized person 2018-04-27 WLR SELECT CO-INVESTMENT XCO AIV, L.P. By: WLR Select Associates LLC, its General Partner By: WL Ross & Co. LLC, its Managing Member By: Benjamin Gruder, authorized person 2018-04-27 WLR MASTER CO-INVESTMENT GP, LLC By: WL Ross & Co.. LLC, its Managing Member By: Benjamin Gruder, authorized person 2018-04-27 INVESCO WLR IV ASSOCIATES LLC By: INVESCO Private Capital, Inc., its Managing Member By: Benjamin Gruder, authorized person 2018-04-27 INVESCO PRIVATE CAPITAL, INC. By: Benjamin Gruder, authorized person 2018-04-27 WLR/GS MASTER CO-INVESTMENT XCO AIV, L.P. By: WLR Master Co-Investment GP, LLC, its General Partner By: WL Ross & Co. LLC, its Managing Member By: Benjamin Gruder, authorized person 2018-04-27 WLR IV PARALLEL ESC, L.P. By: INVESCO WLR IV ASSOCIATES LLC, its General Partner By: INVESCO Private Capital, Inc., its Managing Member By: Benjamin Gruder, authorized person 2018-04-27