0001104659-18-001030.txt : 20180105
0001104659-18-001030.hdr.sgml : 20180105
20180105185709
ACCESSION NUMBER: 0001104659-18-001030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180103
FILED AS OF DATE: 20180105
DATE AS OF CHANGE: 20180105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR/GS Master Co-Investment XCO AIV, L.P.
CENTRAL INDEX KEY: 0001527462
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 18514522
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212)826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR IV PARALLEL ESC LP
CENTRAL INDEX KEY: 0001422834
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 18514521
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invesco Private Capital, Inc.
CENTRAL INDEX KEY: 0001128452
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 18514523
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 404-439-3217
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC
DATE OF NAME CHANGE: 20001116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Select Co-Investment XCO AIV, L.P.
CENTRAL INDEX KEY: 0001527463
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 18514526
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Select Associates LLC
CENTRAL INDEX KEY: 0001527461
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 18514527
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WL ROSS & CO LLC
CENTRAL INDEX KEY: 0001202045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 18514528
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2128261100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INVESCO WLR IV Associates LLC
CENTRAL INDEX KEY: 0001429294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 18514524
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Master Co-Investment GP LLC
CENTRAL INDEX KEY: 0001431793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 18514525
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXCO RESOURCES INC
CENTRAL INDEX KEY: 0000316300
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 741492779
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12377 MERIT DR
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: 2143682084
MAIL ADDRESS:
STREET 1: 12377 MERIT DR
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
4
1
a4.xml
4
X0306
4
2018-01-03
0
0000316300
EXCO RESOURCES INC
XCOO
0001202045
WL ROSS & CO LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001527461
WLR Select Associates LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001527463
WLR Select Co-Investment XCO AIV, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001431793
WLR Master Co-Investment GP LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001429294
INVESCO WLR IV Associates LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001128452
Invesco Private Capital, Inc.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001527462
WLR/GS Master Co-Investment XCO AIV, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001422834
WLR IV PARALLEL ESC LP
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
17858
0.20
D
353821
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
17872
0.20
D
354098
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
17862
0.20
D
353903
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
17859
0.20
D
353839
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
17866
0.20
D
353965
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
17864
0.20
D
353928
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
408
0.20
D
8093
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
26487
0.20
D
524758
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-03
4
S
0
9824
0.20
D
194630
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
18615
0.20
D
335206
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
18630
0.20
D
335468
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
18620
0.20
D
335283
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
18616
0.20
D
335223
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
18623
0.20
D
335342
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
18621
0.20
D
335307
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
426
0.20
D
7667
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
27609
0.20
D
497149
I
See Footnotes
Common Stock, par value $0.001 per share
2018-01-04
4
S
0
10240
0.20
D
184390
I
See Footnotes
Represents shares disposed of through over-the-counter transactions.
WL Ross & Co. LLC ("WLR LLC") is the investment manager of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, Fund IV AIV Six, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV. WLR Recovery Associates IV LLC ("Fund IV") is the general partner of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Fund IV is the general partner of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. WLR Select Associates LLC is the general partner of Co-Invest Fund AIV. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Fund AIV.
These shares are held by WLR IV Exco AIV One, L.P. ("Fund IV AIV One").
These shares are held by WLR IV Exco AIV Two, L.P. ("Fund IV AIV Two").
These shares are held by WLR IV Exco AIV Three, L.P. ("Fund IV AIV Three").
These shares are held by WLR IV Exco AIV Four, L.P. ("Fund IV AIV Four").
These shares are held by WLR IV Exco AIV Five, L.P. ("Fund IV AIV Five").
These shares are held by WLR IV Exco AIV Six, L.P. ("Fund IV AIV Six").
These shares are held by WLR IV Parallel ESC, L.P. ("Parallel Fund").
These shares are held by WLR Select Co-Investment XCO AIV, L.P. ("Co-Invest Fund AIV").
These shares are held by WLR/GS Master Co-Investment XCO AIV, L.P. ("WLR/GS Fund AIV").
This Form 4 is being filed in two parts due to the large number of Reporting Persons. Please reference the Form 4 filing filed on the date hereof separately by WLR LLC, Fund IV, Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each Reporting Person may be deemed to be the beneficial owner of the securities reported herein only to the extent of his pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that each Reporting Person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
WL ROSS & CO. LLC By: Benjamin Gruder, authorized person
2018-01-05
WLR SELECT ASSOCIATES LLC By: WL Ross & Co. LLC, its Managing Member By: Benjamin Gruder, authorized person
2018-01-05
WLR SELECT CO-INVESTMENT XCO AIV, L.P. By: WLR Select Associates LLC, its General Partner By: WL Ross & Co. LLC, its Managing Member By: Benjamin Gruder, authorized person
2018-01-05
WLR MASTER CO-INVESTMENT GP, LLC By: WL Ross & Co.. LLC, its Managing Member By: Benjamin Gruder, authorized person
2018-01-05
INVESCO WLR IV ASSOCIATES LLC By: INVESCO Private Capital, Inc., its Managing Member By: Benjamin Gruder, authorized person
2018-01-05
INVESCO PRIVATE CAPITAL, INC. By: Benjamin Gruder, authorized person
2018-01-05
WLR/GS MASTER CO-INVESTMENT XCO AIV, L.P. By: WLR Master Co-Investment GP, LLC, its General Partner By: WL Ross & Co. LLC, its Managing Member By: Benjamin Gruder, authorized person
2018-01-05
WLR IV PARALLEL ESC, L.P. By: INVESCO WLR IV ASSOCIATES LLC, its General Partner By: INVESCO Private Capital, Inc., its Managing Member By: Benjamin Gruder, authorized person
2018-01-05