0001225208-14-000558.txt : 20140103 0001225208-14-000558.hdr.sgml : 20140103 20140103161156 ACCESSION NUMBER: 0001225208-14-000558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131226 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD HOTEL & RESORTS WORLDWIDE, INC CENTRAL INDEX KEY: 0000316206 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 521193298 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE STARPOINT CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-964-4000 MAIL ADDRESS: STREET 1: 15147 N. SCOTTSDALE ROAD STREET 2: SUITE H-210 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: STARWOOD HOTEL & RESORTS WORLDWIDE INC DATE OF NAME CHANGE: 19980306 FORMER COMPANY: FORMER CONFORMED NAME: STARWOOD LODGING CORP DATE OF NAME CHANGE: 19950215 FORMER COMPANY: FORMER CONFORMED NAME: HOTEL INVESTORS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNCAN BRUCE W CENTRAL INDEX KEY: 0001105577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07959 FILM NUMBER: 14505869 MAIL ADDRESS: STREET 1: C/O CADILLAC FAIRVIEW CORP 20 QUEEN ST W STREET 2: TORONTO ONTARIO CANADA M5H 3R4 4 1 doc4.xml X0306 4 2013-12-26 0000316206 STARWOOD HOTEL & RESORTS WORLDWIDE, INC HOT 0001105577 DUNCAN BRUCE W STARWOOD HOTELS & RESORTS WORLDWIDE INC. ONE STARPOINT STAMFORD CT 06902 1 Common Stock 2013-12-26 4 M 0 4500.0000 65.1450 A 31991.0000 D Common Stock 2013-12-26 4 S 0 4500.0000 79.5300 D 27491.0000 D Common Stock 2013-12-31 4 M 0 1014.0000 0 A 28505.0000 D Common Stock 71366.0000 I Bruce W. Duncan Revocable Trust Stock Options (Right to buy) 65.1450 2013-12-26 4 M 0 4500.0000 D 2007-02-28 2015-02-28 Common Stock 4500.0000 0.0000 D Restricted Stock Units 2013-12-31 4 M 0 1014.0000 D 2013-12-31 Common Stock 1014.0000 0.0000 D Restricted Stock Units 2013-12-31 4 A 0 564.0000 A 2016-12-31 Common Stock 564.0000 564.0000 D The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2013. Not Applicable. Restricted Stock Units are convertible into Common Stock on a one-for-one basis. Restricted Stock Units are converted into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceases to be a director. Restricted Stock Units accrued under the Starwood Hotels & Resorts Worldwide, Inc. 2013 Long-Term Incentive Compensation Plan by Reporting Person as fees for serving as Chairman of Starwood's Board of Directors. Jason F. Cohen, Attorney-in-Fact 2014-01-03