0001225208-12-016178.txt : 20120711 0001225208-12-016178.hdr.sgml : 20120711 20120711161942 ACCESSION NUMBER: 0001225208-12-016178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051223 FILED AS OF DATE: 20120711 DATE AS OF CHANGE: 20120711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schnaid Alan M CENTRAL INDEX KEY: 0001553719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07959 FILM NUMBER: 12957947 MAIL ADDRESS: STREET 1: C/O STARWOOD HOTELS & RESORTS WORLDWIDE STREET 2: ONE STARPOINT CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD HOTEL & RESORTS WORLDWIDE, INC CENTRAL INDEX KEY: 0000316206 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 521193298 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE STARPOINT CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-964-4000 MAIL ADDRESS: STREET 1: 15147 N. SCOTTSDALE ROAD STREET 2: SUITE H-210 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: STARWOOD HOTEL & RESORTS WORLDWIDE INC DATE OF NAME CHANGE: 19980306 FORMER COMPANY: FORMER CONFORMED NAME: STARWOOD LODGING CORP DATE OF NAME CHANGE: 19950215 FORMER COMPANY: FORMER CONFORMED NAME: HOTEL INVESTORS CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2005-12-23 0000316206 STARWOOD HOTEL & RESORTS WORLDWIDE, INC HOT 0001553719 Schnaid Alan M STARWOOD HOTELS & RESORTS WORLDWIDE, INC ONE STARPOINT STAMFORD CT 06902 1 SVP, Corp. Cont. & PAO Common Stock 2005-12-23 4 M 0 13750.0000 24.8800 A 28804.0000 D Common Stock 2005-12-23 4 S 0 13750.0000 63.2369 D 15054.0000 D Common Stock 2006-02-07 4 A 0 6706.0000 0 A 21760.0000 D Common Stock 2006-02-07 4 A 0 4024.0000 0 A 25784.0000 D Common Stock 2006-03-01 4 M 0 269.0000 0 A 26053.0000 D Common Stock 2006-03-01 4 F 0 87.0000 63.9200 D 25966.0000 D Common Stock 2006-05-02 4 M 0 12220.0000 34.5800 A 42899.0000 D Common Stock 2006-05-02 4 S 0 1700.0000 57.3600 D 41199.0000 D Common Stock 2006-05-02 4 S 0 3036.0000 57.3700 D 38163.0000 D Common Stock 2006-05-02 4 S 0 12220.0000 57.3507 D 25943.0000 D Common Stock 2006-05-03 4 M 0 10998.0000 38.7450 A 36941.0000 D Common Stock 2006-05-03 4 M 0 6874.0000 59.1350 A 43815.0000 D Common Stock 2006-05-03 4 S 0 6874.0000 58.6000 D 36941.0000 D Common Stock 2006-05-03 4 S 0 10998.0000 58.6000 D 25943.0000 D Common Stock 2007-01-03 4 M 0 16802.0000 24.8800 A 42745.0000 D Common Stock 2007-01-03 4 S 0 16802.0000 62.5000 D 25943.0000 D Common Stock 2007-02-07 4 M 0 6148.0000 59.6350 A 32091.0000 D Common Stock 2007-02-07 4 S 0 6148.0000 67.2859 D 25943.0000 D Common Stock 2007-02-13 4 M 0 6874.0000 59.1350 A 32817.0000 D Common Stock 2007-02-13 4 S 0 6874.0000 67.4901 D 25943.0000 D Common Stock 2007-02-18 4 F 0 1479.0000 68.7300 D 24464.0000 D Common Stock 2007-02-20 4 M 0 10998.0000 38.7450 A 35462.0000 D Common Stock 2007-02-20 4 S 0 2187.0000 68.6700 D 33275.0000 D Common Stock 2007-02-20 4 S 0 10998.0000 68.7324 D 22277.0000 D Common Stock 2007-02-28 4 A 0 9325.0000 0 A 31602.0000 D Common Stock 2007-03-01 4 M 0 329.0000 0 A 31931.0000 D Common Stock 2007-03-01 4 M 0 312.0000 0 A 32243.0000 D Common Stock 2007-03-01 4 F 0 132.0000 64.7200 D 32111.0000 D Common Stock 2007-03-01 4 F 0 139.0000 64.7200 D 31972.0000 D Common Stock 2008-02-10 4 F 0 3054.0000 45.4400 D 28918.0000 D Stock Options (Right to buy) 24.8800 2005-12-23 4 M 0 13750.0000 D 2010-12-23 Common Stock 13750.0000 13750.0000 D Stock Options (Right to buy) 59.6350 2006-02-07 4 A 0 20124.0000 A 2014-02-07 Common Stock 20124.0000 20124.0000 D Restricted Stock Units 2006-03-01 4 M 0 269.0000 D 2006-03-01 Common Stock 269.0000 269.0000 D Restricted Stock Units 2006-03-01 4 A 0 511.0000 A 2007-03-01 Common Stock 511.0000 511.0000 D Stock Options (Right to buy) 34.5800 2006-05-02 4 M 0 12220.0000 D 2012-02-15 Common Stock 12220.0000 0.0000 D Stock Options (Right to buy) 59.1350 2006-05-03 4 M 0 6874.0000 D 2013-02-10 Common Stock 6874.0000 20621.0000 D Stock Options (Right to buy) 38.7450 2006-05-03 4 M 0 10998.0000 D 2012-02-18 Common Stock 10998.0000 21996.0000 D Stock Options (Right to buy) 24.8800 2007-01-03 4 M 0 16802.0000 D 2010-12-23 Common Stock 16802.0000 0.0000 D Stock Options (Right to buy) 59.6350 2007-02-07 4 M 0 6148.0000 D 2014-02-07 Common Stock 6148.0000 18443.0000 D Stock Options (Right to buy) 59.1350 2007-02-13 4 M 0 6874.0000 D 2013-02-10 Common Stock 6874.0000 13747.0000 D Stock Options (Right to buy) 38.7450 2007-02-20 4 M 0 10998.0000 D 2012-02-18 Common Stock 10998.0000 10998.0000 D Restricted Stock Units 2007-03-01 4 M 0 329.0000 D 2006-03-01 Common Stock 329.0000 0.0000 D Restricted Stock Units 2007-03-01 4 M 0 312.0000 D 2007-03-01 Common Stock 312.0000 312.0000 D Restricted Stock Units 2007-03-01 4 A 0 518.0000 A 2008-03-01 Common Stock 518.0000 518.0000 D Restricted Stock Units 2008-03-01 4 M 0 312.0000 D 2007-03-01 Common Stock 312.0000 0.0000 D Restricted Stock Units 2008-03-01 4 M 0 259.0000 D 2008-03-01 Common Stock 259.0000 259.0000 D Restricted Stock Units 2008-03-03 4 A 0 734.0000 A 2009-03-03 Common Stock 734.0000 734.0000 D Stock Options (Right to buy) 11.3850 2009-02-27 4 A 0 39526.0000 A 2017-02-27 Common Stock 39526.0000 39526.0000 D Restricted Stock Units 2009-03-01 4 M 0 259.0000 D 2008-03-01 Common Stock 259.0000 0.0000 D Restricted Stock Units 2009-03-02 4 A 0 2494.0000 A 2010-03-02 Common Stock 2494.0000 2494.0000 D Restricted Stock Units 2009-03-03 4 M 0 367.0000 D 2009-03-03 Common Stock 367.0000 367.0000 D Restricted Stock Units 2010-03-02 4 M 0 1247.0000 D 2010-03-02 Common Stock 1247.0000 1247.0000 D Stock Options (Right to buy) 11.3850 2010-03-02 4 M 0 9882.0000 D 2017-02-27 Common Stock 9882.0000 29644.0000 D Restricted Stock Units 2010-03-03 4 M 0 367.0000 D 2009-03-03 Common Stock 367.0000 0.0000 D Stock Options (Right to buy) 38.7450 2010-08-04 4 M 0 2393.0000 D 2012-02-18 Common Stock 2393.0000 8605.0000 D Stock Options (Right to buy) 38.7450 2010-08-04 4 M 0 8605.0000 D 2012-02-18 Common Stock 8605.0000 0.0000 D Stock Options (Right to buy) 59.1350 2011-02-18 4 M 0 13747.0000 D 2013-02-10 Common Stock 13747.0000 0.0000 D Restricted Stock Units 2011-03-02 4 M 0 1247.0000 D 2010-03-02 Common Stock 1247.0000 0.0000 D Stock Options (Right to buy) 11.3850 2011-05-26 4 M 0 9882.0000 D 2017-02-27 Common Stock 9882.0000 19762.0000 D Stock Options (Right to buy) 11.3850 2012-02-29 4 M 0 9881.0000 D 2017-02-27 Common Stock 9881.0000 9881.0000 D Prior to April 7, 2006, holders of Issuer common stock ("Common Stock") also owned an equivalent number of Class B shares of beneficial interest ("Class B Shares") of Starwood Hotels & Resorts, a real estate investment trust (the "Trust"), and those securities were held and traded only in units consisting of one share of Issuer common stock and one Class B Share. On April 7, 2006, the Common Stock became transferable separately from the Class B Shares. Not Applicable. The number of shares of Common Stock subject to this option that was previously reported was multiplied by 1.222, and the exercise price previously reported for this option was divided by 1.222, in an equitable adjustment as a result of the Issuer's April 10, 2006 transaction with Host Hotels & Resorts, Inc. As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $34.58 to $28.2979. As a result of the Issuer's April 10, 2006 transaction with Host Hotels & Resorts, Inc., outstanding restricted stock awards were equitably adjusted to add 4,713 shares of Common Stock to this total. As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $38.745 to $31.7062. As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $59.135 to $48.3920. As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $24.88 to $20.3601. As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $59.635 to $48.8011. The number of shares of Common Stock subject to these Restricted Stock Units that was previously reported has been multiplied by 1.222 in an equitable adjustment as a result of the Issuer's April 10, 2006 transaction with Host Hotels & Resorts, Inc. to arrive at the Common Stock number reported for this transaction. Restricted Stock Units are convertible into Common Stock on a one-for-one basis. This option vests in four equal annual installments beginning on 12/23/2003. This option vests in four equal annual installments beginning on 2/7/2007. The Restricted Stock Units vest in two equal annual installments beginning on 3/1/2006 and automatically convert to Common Stock. The Restricted Stock Units vest in two equal annual installments beginning on 3/1/2007 and automatically convert to Common Stock. This option vests in four equal annual installments beginning on 2/15/2003. This option vests in four equal annual installments beginning on 2/10/2006. This option vests in four equal annual installments beginning on 2/18/2005. The Restricted Stock Units vest in two equal annual installments beginning on 3/1/2008 and automatically convert to Common Stock. The Restricted Stock Units vest in two equal annual installments beginning on 3/3/2009 and automatically convert to Common Stock. This option vests in four equal annual installments beginning on 2/27/2010. The Restricted Stock Units vest in two equal annual installments beginning on 3/2/2010 and automatically convert to Common Stock. ,Multiple Forms Submitted Kristen Prohl, Attorney-in-Fact 2012-07-11