-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B3Cl2frepu6WhjyV1j30lITfAGWXG8Mi5iBeTvD7JAbGaGxQNsejL1Q8nGiaMb6h eJfDLR80xkUOn9dOTllHFg== 0000950153-01-500094.txt : 20010312 0000950153-01-500094.hdr.sgml : 20010312 ACCESSION NUMBER: 0000950153-01-500094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010226 FILED AS OF DATE: 20010308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD HOTEL & RESORTS WORLDWIDE INC CENTRAL INDEX KEY: 0000316206 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 521193298 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-07959 FILM NUMBER: 1563501 BUSINESS ADDRESS: STREET 1: 777 WESTERCHESTER AVENUE STREET 2: SUITE 400 CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146408100 MAIL ADDRESS: STREET 1: 2231 E CAMELBACK RD. 4TH FL STREET 2: SUITE 4O0 CITY: PHOENOX STATE: AZ ZIP: 85016 FORMER COMPANY: FORMER CONFORMED NAME: STARWOOD LODGING CORP DATE OF NAME CHANGE: 19950215 FORMER COMPANY: FORMER CONFORMED NAME: HOTEL INVESTORS CORP DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: COTTER ROBERT F CENTRAL INDEX KEY: 0001109064 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O STARWOOD HOTELS & RESORTS WORLDWIDE STREET 2: 777 WESTCHESTER AVE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146408100 MAIL ADDRESS: STREET 1: C/O STARWOOD HOTELS & RESORTS WORLDWIDE STREET 2: 777 WESTCHESTER AVE CITY: WHITE PLAINS STATE: NY ZIP: 10604 4 1 p64769e4.txt FORM 4 1 ----------------------------- OMB APPROVAL ----------------------------- - ------ OMB Number: 3235-0287 FORM 4 Expires: September 30, 1998 - ------ Estimated average burden hours per response.....0.5 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check this box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Persons to Cotter, Robert F. Starwood Hotels & Resorts Worldwide, Inc./ Issuer (Check all applicable) - -------------------------------------------- Starwood Hotels & Resorts Director 10% Owner (Last) (First) (Middle) HOT ---- --- ---------------------------------------------- X Officer (give Other (Specify Starwood Hotels & Resorts Worldwide, Inc. 3. IRS or Social Security 4. Statement for ---- title --- below) 777 Westchester Avenue Number of Reporting Month/Year below) - --------------------------------------------- Person (Voluntary) February 2001 (Street) ----------------- Chief Operating Officer White Plains NY 10604 5. If Amendment, ------------------------ - --------------------------------------------- Date of Original ------------------------------------- (City) (State) (Zip) (Month/Year) 7. Individual or Joint/Group Filing USA (Check Applicable Line) X Form filed by One Reporting --- Person --- Form filed by More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4, and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 2/26/2001 M 24,175 A $22.5900 - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 2/26/2001 M 878 A $22.5510 - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 2/26/2001 S 24,175 D $33.0000 0 D - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 2/26/2001 S 878 D $33.0000 0 D - ------------------------------------------------------------------------------------------------------------------------------------ 48,134 D - ------------------------------------------------------------------------------------------------------------------------------------ 10,000 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) SEC 1474 (7/96) *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase Shares $22.5900 2/26/2001 M 24,175 (3) 10/14/1993 Shares(1) 24,175 - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase Shares $22.5510 2/26/2001 M 878 (3) 10/11/1994 Shares(1) 878 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- 0 D - ------------------------------------------------------------------------------------------------------- Option to Purchase Shares 21,236 D - ------------------------------------------------------------------------------------------------------- Option to Purchase Shares 974,243 D - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. 03/08/2001 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ---------- **Signature of Reporting Person Date Dina F. Diagonale, Attorney-in-Fact Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not Page 2 required to respond unless the form displays a currently valid OMB Number. SEC 1474 (7/96)
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- ------------------------------------------------------------------------------------------------------------------- Name and Address of Reporting Person Issuer Name and Ticker or Trading Symbol Statement for Month/Year - ------------------------------------------------------------------------------------------------------------------- Cotter, Robert F. Starwood Hotels & Resorts Worldwide, Inc. February 2001 Starwood Hotels & Resorts Worldwide, Inc. Starwood Hotels & Resorts ("HOT") 777 Westchester Avenue White Plains, NY 10604 - -------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Pursuant to an agreement between Starwood Hotels & Resorts Worldwide, Inc., a Maryland corporation (the "Corporation") and Starwood Hotels & Resorts, a Maryland real estate investment trust (the "Trust" and, together with the Corporation, "Starwood"), each holder of shares of common stock, par value $.01 per share, of the Corporation (each, a "Corporation Share") owns an equivalent number of shares of Class B shares of beneficial interest, par value $.01 per share, of the Trust (each, a "Trust Share"). Corporation Shares and Trust Shares may be held and traded only in units ("Shares") consisting of one Corporation Share and one Trust Share. (2) Shares reported are held by The Robert F. Cotter Revocable Trust. (3) As of February 23, 1998, the effective date of the merger of ITT Corporation with and into Starwood (the "ITT Merger"), each ITT stock option then outstanding was converted into a fully exercisable option to purchase Starwood Shares, in accordance with a formula set forth in the ITT Merger agreement. -----END PRIVACY-ENHANCED MESSAGE-----