-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DSjBXRlIuY9Io9PndoXPQAGzRiuu45k8hM9V1i85GHcouFDJu/Sec47JlpghQM1d l8b5Tbfd6UHiB/XK7egl5A== 0000950153-01-000170.txt : 20010223 0000950153-01-000170.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950153-01-000170 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD HOTEL & RESORTS WORLDWIDE INC CENTRAL INDEX KEY: 0000316206 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 521193298 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-07959 FILM NUMBER: 1538802 BUSINESS ADDRESS: STREET 1: 777 WESTERCHESTER AVENUE STREET 2: SUITE 400 CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146408100 MAIL ADDRESS: STREET 1: 2231 E CAMELBACK RD. 4TH FL STREET 2: SUITE 4O0 CITY: PHOENOX STATE: AZ ZIP: 85016 FORMER COMPANY: FORMER CONFORMED NAME: STARWOOD LODGING CORP DATE OF NAME CHANGE: 19950215 FORMER COMPANY: FORMER CONFORMED NAME: HOTEL INVESTORS CORP DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: CHAPUS JEAN MARC CENTRAL INDEX KEY: 0001105576 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O TRUST CO OF THE WEST STREET 2: 11100 SANTA MONICA BLVD SUITE 2000 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 9146408100 MAIL ADDRESS: STREET 1: C/O TRUST CO THE WEST STREET 2: 11100 SANTA MONICA BLVD SUITE 2000 CITY: LOS ANGELES STATE: CA ZIP: 90025 5 1 p64603de5.txt FORM 5 1 ---------------------------- OMB APPROVAL ---------------------------- - ------ OMB Number: 3235-0362 FORM 5 Expires: September 30, 1998 - ------ Estimated average burden hours per response .... 1.0 ---------------------------- / / Check box if no UNITED STATES SECURITIES AND EXCHANGE COMMISSION longer subject to WASHINGTON, D.C. 20549 Section 16. Form 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Filed pursuant to Section 16(a) of the Securities Instruction 1(b) Exchange Act of 1934, / / Form 3 Holdings Section 17(a) of the Public Utility Reported Holding Company Act of 1935 or Section 30(f) of / / Form 4 the Investment Company Act Transactions of 1940 Reported - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Chapus, Jean-Marc Starwood Hotels & Resorts Worldwide, Inc./ to Issuer (Check all applicable) Starwood Hotels & Resorts X Director 10% Owner HOT ---- --- - ---------------------------------------------------------------------------------------------- Officer (give Other (Specify (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title --- below) Number of Reporting Month/Year below) Trust Company of the West Person (Voluntary) December 2000 11100 Santa Monica Boulevard ------------------------ Suite 2000 ---------------------------------------------------------- - ------------------------------------------- 5. If Amendment, 7. Individual or Joint/Group Reporting (Street) Date of Original (Check Applicable Line) (Month/Year) X Form filed by One Reporting Los Angeles CA 90025 --- Person - ------------------------------------------- (City) (State) (Zip) Form filed by More than One USA --- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4, and 5) cially Owned at Form: direct (Instr. 8) end of Issuer's Direct Benefi- (Month/ Fiscal Year (D) or cial Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner- Year) Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 03/31/00 A(2) 541 A $23.5000 D - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 06/30/00 A(2) 541 A $23.5000 D - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 09/30/00 A(2) 541 A $23.5000 D - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 12/31/00 A(2) 541 A $23.5000 D - ------------------------------------------------------------------------------------------------------------------------------------ 9,480 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ *If the form is filed by more than one reporting person, see instruction 4(b)(v). (Over) SEC 2270 (7-96)
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4 Year) ity Security and 5) (Instr. 5) --------------------------------------- Date Expira- Amount or --------------- Exer- tion Title Number of (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Options to Purchase Shares $33,4375 06/30/00 A(3) 4,500 06/30/00 06/30/10 Shares(1) 4,500 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------- 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative of Derivative Indirect (Instr. 3) Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- Options to Purchase Shares D - ------------------------------------------------------------------------------------------------------- 36,000 D - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. 02/09/2001 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------------ **Signature of Reporting Person Date /s/ Jean-Marc Chapus Note. File three copies of this Form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. SEC 2270 (7-96) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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- -------------------------------------------------------------------------------------------------------------------------- Name and Address of Reporting Person Issuer Name and Ticker or Trading Symbol Statement for Month/Year - -------------------------------------------------------------------------------------------------------------------------- Chapus, Jean-Marc Starwood Hotels & Resorts Worldwide, Inc. December 2000 Trust Company of the West Starwood Hotels & Resorts ("HOT") 11100 Santa Monica Boulevard, Suite 2000 Los Angeles, CA 90025 - --------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Pursuant to the Agreement and Plan of Restructuring between Starwood Hotels & Resorts Worldwide, Inc. (the "Corporation"), ST Acquisition Trust, and Starwood Hotels & Resorts, (the "Trust" and, together with the Corporation, "Starwood") dated as of September 16, 1998 and amended as of November 30, 1998, each holder of shares of common stock, par value $.01 per share, of the Corporation (each, a "Corporation Share") owns an equivalent number of shares of Class B shares of beneficial interest, par value $.01 per share, of the Trust (each, a "Trust Share"). Corporation Shares and Trust Shares may be held and tracked only in units ("Shares") consisting of one Corporation Share and One Trust Share. (2) Under the terms of Starwood's long term incentive plan (the "LTIP"), certain eligible Directors of Starwood receive quarterly grants of Shares in an amount specified by the LTIP. Each grant represents a quarterly installment of the reporting person's annual director's fees. (3) Under the terms of the LTIP, certain eligible Directors of Starwood receive an annual grant of options to purchase Shares in amounts specified by the LTIP. -----END PRIVACY-ENHANCED MESSAGE-----