3 1 p64122e3.txt FORM 3 1 --------------------------- OMB APPROVAL --------------------------- -------- OMB Number: 3235-0104 FORM 3 Expires: September 30, 1998 -------- Estimated average burden hours per response .... 0.5 --------------------------- UUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or Norton, David K. Statement Trading Symbol ---------------------------------------- (Month/Day/Year) Starwood Hotels & Resorts Worldwide, Inc./Starwood (Last) (First) (Middle) 10/26/2000 Hotels & Resorts Starwood Hotels & Resorts Worldwide, Inc. ---------------------------------------------------------- 777 Westchester Avenue ---------------------------- 5. Relationship of Reporting 6. If Amendment, Date ---------------------------------------- 3. IRS or Social Security Person(s) to Issuer of Original (Street) Number of Reporting (Check all applicable) (Month/Day/Year) Person (Voluntary) ----- Director ----- 10% Owner Line) White Plains, NY 10604 X 7. Individual or Joint -------------------------------------- ---------------------------- ----- Officer ----- Other Group (Cheick (City) (State) (Zip) (give title below) (Specify below) Applicable line) Executive Vice President, X Form Filed by USA Human Resources --- One Reporting Person --- Form Filed by More Than One Responding Person ----------------------------------------------------------------------------------------------------------------------------------- TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) ----------------------------------------------------------------------------------------------------------------------------------- Shares (1) 0 ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 3 (Over) * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7-96)
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FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deri- ative vative Security: Security Direct ------------------------------------------------- (D) or Date Expira- Amount or Indirect (I) Exercis- tion Title Number (Instr. 5) able Date of Shares ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase Shares (1) (2) 05/17/10 Shares (1) 125,000 $27.125 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: 10/31/00 **Intentional misstatements or omissions of facts constitute Federal Criminal ------------------------------- ------------- Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date /s/ David K. Norton Note. File three copies of this Form, one of which must be manually signed. Page 2 If space provided is insufficient, See Instruction 6 for procedure. Page 2 of 3 SEC 1473 (7-96) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Numer.
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----------------------------------------------------------------------------------------------------------------------- Name and Address of Reporting Person Issuer Name and Ticker or Trading Symbol Statement for Month/Year ----------------------------------------------------------------------------------------------------------------------- Norton, David K. Starwood Hotels & Resorts Worldwide, Inc. October 2000 Starwood Hotels & Resorts Worldwide, Inc. Starwood Hotels & Resorts ("HOT") 777 Westchester Avenue White Plains, NY 10604 -----------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Pursuant to an agreement between Starwood Hotels & Resorts Worldwide, Inc., a Maryland corporation (the "Corporation") and Starwood Hotels & Resorts, a Maryland real estate investment trust (the "Trust" and, together with the Corporation, "Starwood"), each holder of shares of common stock, par value $.01 per share, of the Corporation (each, a "Corporation Share") owns an equivalent number of shares of Class B shares of beneficial interest, par value $.01 per share, of the Trust (each, a "Trust Share"). Corporation Shares and Trust Shares may be held and traded only in units ("Shares") consisting of one Corporation Share and one Trust Share. (2) Restricted Shares reported were granted to the reporting person (the "Reporting Person") under the terms of Starwood's Long Term Incentive Plan (the LTIP) and vest ratably over four years from the grant date.