-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bxf6/swBIHXI/BPsJyi5RwlOYmuA0jRQSmUrM058WTnNcz5fLuzKRTsrW7j0uvL5 +QQxnY+Tt/r/3OiIwSG1Mw== 0000912057-02-032710.txt : 20020816 0000912057-02-032710.hdr.sgml : 20020816 20020816165437 ACCESSION NUMBER: 0000912057-02-032710 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020816 FILED AS OF DATE: 20020816 COMPANY DATA: COMPANY CONFORMED NAME: DARNALL THEODORE W CENTRAL INDEX KEY: 0001180037 OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1111 WESTCHESTER AVE. CITY: WHITE PLAINS STATE: NY ZIP: 10604 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD HOTEL & RESORTS WORLDWIDE INC CENTRAL INDEX KEY: 0000316206 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 521193298 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07959 FILM NUMBER: 02741621 BUSINESS ADDRESS: STREET 1: 1111 WESTCHESTER AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146408100 MAIL ADDRESS: STREET 1: 2231 E CAMELBACK RD. 4TH FL STREET 2: SUITE 4O0 CITY: PHOENIX STATE: AZ ZIP: 85016 FORMER COMPANY: FORMER CONFORMED NAME: HOTEL INVESTORS CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: STARWOOD LODGING CORP DATE OF NAME CHANGE: 19950215 3 1 a2087656z3.txt FORM 3
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 3 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0104 Expires: December 31, 2001 FILED PURSUANT TO SECTION 16(a) OF THE SECURITIES EXCHANGE ACT OF 1934, Estimated average burden SECTION 17(a) OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 OR hours per response .... 0.5 (Print or Type Responses) SECTION 30(h) OF THE INVESTMENT COMPANY ACT OF 1940 ----------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name AND Ticker or Trading Symbol quiring Statement Starwood Hotels & Resorts Worldwide, Inc./Starwood Darnall, Theodore W. (Month/Day/Year) Hotels & Resorts HOTEL - ------------------------------------------------- ------------------------------------------------------------ (Last) (First) (Middle) August 6, 2002 5. Relationship of Reporting Person(s) 6. If Amendment, Date ----------------------- to Issuer (Check all applicable) of Original Starwood Hotels & Resorts Worldwide, Inc. 3.I.R.S. Identifi- Director 10% Owner (Month/Day/Year) 1111 Westchester Avenue cation Number of ---- ---- Reporting Person, Officer (give Other (specify -------------------- - ------------------------------------------------- if an entity X title below) below) 7. Individual or (Street) (voluntary) ---- ---- Joint/Group Filing (Check Applicable President, Real Estate Line) --------------------------- Form filed by One X Reporting Person --- Form filed by More than One Reporting Person White Plains New York 10604 --- - ----------------------------------------------------------------------------------------------------------------------------------- (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Shares(1) 96,794 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v). SEC 1473 (02-02)
FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Expiration (Instr. 4) Exercise Form of Ownership Date Price of Deriv- (Instr. 5) (Month/Day/ Deri- ative Year) vative Security: -------------------------------------------------- Security Direct Amount (D) or Date Expir- or Indirect Exer- ation Title Number (I) cisable Date of Shares (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) (2) 4/26/06 Shares (1) 75,000 $22.08 D - ------------------------------------------------------------------------------------------------------------------------------------ (3) 8/12/06 Shares (1) 75,000 $23.92 D - ------------------------------------------------------------------------------------------------------------------------------------ (4) 9/25/07 Shares (1) 40,000 $53.00 D - ------------------------------------------------------------------------------------------------------------------------------------ (5) 4/29/08 Shares (1) 125,000 $49.19 D - ------------------------------------------------------------------------------------------------------------------------------------ (6) 1/26/09 Shares (1) 100,000 $24.00 D - ------------------------------------------------------------------------------------------------------------------------------------ (7) 2/22/10 Shares (1) 150,000 $24.00 D - ------------------------------------------------------------------------------------------------------------------------------------ (8) 2/7/11 Shares (1) 124,111 $37.84 D - ------------------------------------------------------------------------------------------------------------------------------------ (9) 12/21/11 Shares (1) 20,000 $28.70 D - ------------------------------------------------------------------------------------------------------------------------------------ (10) 2/15/12 Shares (1) 110,000 $34.58 D - ------------------------------------------------------------------------------------------------------------------------------------ 819,111(11) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: /s/ Kenneth S. Siegel August 16, 2002 ------------------------------------- ---------------------- **Signature of Reporting Person Date Kenneth S. Siegel, Attorney-in-Fact **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1473 (02-02)
EXPLANATION OF RESPONSES Reporting Person Darnall, Theodore W. Issuer Name Starwood Hotels & Resorts Worldwide, Inc./Starwood Hotels & Resorts Address Starwood Hotels & Resorts Worldwide, Inc. 1111 Westchester Avenue White Plains, New York 10604 USA
Identification Number (1) Each holder of shares of common stock ("Corporation Shares") of Starwood Hotels & Resorts Worldwide, Inc. ("Starwood") owns an equivalent number of Class B shares of benefical interest ("Trust Shares") of Starwood Hotels & Resorts, a real estate investment trust and subsidiary of Starwood. Corporation Shares and Trust Shares may be held and traded only in units consisting of one Corporation Share and one Trust Share ("Shares"). (2) This option vested one-third on 4/29/97 and remaining two-thirds vested on 2/23/98. (3) This option vested in full on 2/23/98. (4) This option vests in three equal annual installments beginning on 9/25/98. (5) This option vests in three equal annual installments beginning on 4/29/99. (6) This option vests in four equal annual installments beginning on 1/27/00. (7) This option vests in four equal annual installments beginning on 2/23/01. (8) This option vests in four equal annual installments beginning on 2/8/02. (9) This option vests in full on 12/24/02. (10) This option vests in four equal annual installments beginning on 2/15/03. (11) Total employee stock options held by Reporting Person. -----END PRIVACY-ENHANCED MESSAGE-----