-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DYk2ooxoRA6rSu1JJzFviBlf2YfepsXTQ+/t15fKGZgB4Bowa8f0PfDrkE/qa9wT gLbHwWTpYEOsGBkK0mSNQA== 0000950134-98-003121.txt : 19980410 0000950134-98-003121.hdr.sgml : 19980410 ACCESSION NUMBER: 0000950134-98-003121 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980409 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DSC COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000316004 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 541025763 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-46525 FILM NUMBER: 98591029 BUSINESS ADDRESS: STREET 1: 1000 COIT RD CITY: PLANO STATE: TX ZIP: 75075 BUSINESS PHONE: 9725193000 MAIL ADDRESS: STREET 1: 1000 COIT ROAD CITY: PLANO STATE: TX ZIP: 75075-5813 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL SWITCH CORP DATE OF NAME CHANGE: 19850425 424B3 1 PROSPECTUS SUPPLEMENT 1 Filed Pursuant to Rule 424(b)(3) Registration No. 333-39917 and Registration No. 333-46525 PROSPECTUS SUPPLEMENT NO. 1 DATED APRIL 9, 1998 (To Prospectus dated February 20, 1998) DSC COMMUNICATIONS CORPORATION This Prospectus Supplement supplements the Prospectus dated February 20, 1998 (the "Prospectus") by DSC Communications Corporation ("the Company") relating to the offering for resale by certain selling securityholders (the "Selling Securityholders") of 7% Convertible Subordinated Notes due August 1, 2004 (the "Notes") of the Company and shares of the Company's common stock, par value $.01 per share (the "Common Stock"), issued or issuable upon conversion of the Notes. The Common Stock includes the preferred stock purchase rights attaching to such stock pursuant to that certain Rights Agreement dated April 25, 1996 by and between the Company and Harris Trust and Savings Bank, formerly KeyCorp Shareholder Services, Inc. This Prospectus Supplement should be read in conjunction with the Prospectus, and this Prospectus Supplement is qualified by reference to the Prospectus except to the extent that the information herein contained supersedes the information contained in the Prospectus. THE DATE OF THIS PROSPECTUS SUPPLEMENT IS APRIL 9, 1998. 2 This Prospectus Supplement dated April 9, 1998 hereby further amends the Prospectus dated February 20, 1998 as follows: In the section of the Prospectus entitled Selling Securityholders, the Selling Securityholders table is hereby deleted in its entirety and replaced with the following table:
PRINCIPAL NUMBER OF SHARES AMOUNT OF COMMON STOCK OF NOTES ISSUABLE UPON SELLING SECURITYHOLDER OWNED CONVERSION OF NOTES - ---------------------- ---------- ------------------- Natwest Securities Limited 84,010,000 1,689,492 Bear Stearns Securities Corporation 57,762,000 1161629 Fidelity Securities Fund: Fidelity Growth & Income Portfolio 54,000,000 1085972 MainStay Convertible Fund 18,000,000 361991 General Motors Pension Fund 15,000,000 301659 Bankers Trust International 15,000,000 301659 J. P. Morgan & Co. Incorporated 11,125,000 223730 CFW-C, L.P. 10,000,000 201106 Argent Classic Convertible Arbitrage Fund (Bermuda) L.P. 9,700,000 195072 Swiss Bank Corporation - London Branch 8,500,000 170940 Fidelity Fixed Income Trust:Spartan High Income Fund 7,420,000 149220 SMM Company B.V. 6,100,000 122674 The Northwestern Mutual Life Insurance Company 6,000,000 120663 Kennilworth Partners LP 6,000,000 120663 Fidelity Management Trust Company 5,640,000 113423 Oregon - Equity Fund 5,000,000 100553 Van Kampen American Capital Fund 4,850,000 97536 Merrill Lynch, Pierce, Fenner & Smith, Inc. 4,675,000 94017 Kellner, DiLeo & Co. 4,650,000 93514 Silverton International Fund Limited 4,150,000 83459
3 South Dakota Retirement System 4,000,000 80442 BT Holding 4,000,000 80442 Allstate Insurance Company 3,500,000 70387 American Investors Life Insurance Company 3,500,000 70387 HSBC Securities, Inc. 3,200,000 64353 Nomura Securities (Bermuda) Ltd. 3,000,000 60331 Employers Reinsurance Corporation 2,500,000 50276 Franklin Investors Securities Trust 2,500,000 50276 Franklin Universal Trust 2,500,000 50276 New York Life Separate Account #7 2,500,000 50276 Fidelity Financial Trust: Fidelity Convertible Securities Fund 2,440,000 49069 Travelers Indemnity Company 2,331,000 46877 Pacific Life Insurance Company 2,000,000 40221 Motors Insurance Corporation 2,000,000 40221 French American Banking Corporation 2,000,000 40221 The Travelers Insurance Company 1,502,000 30206 BancAmerica Robertson Stephens 1,451,500 29190 PRIM Board 1,165,000 23428 Salomon Brothers Equity Arbitrage Finance Limited I 1,125,000 22624 Stark International 1,000,000 20110 Lazard Freres and Co., L.L.C. 1,000,000 20110 Goldman, Sachs & Co., Bank Zurich 900,000 18099 Salomon Brothers Diversified Arbitrage Strategies Finance Ltd. 875,000 17596 The Minnesota Mutual Life Insurance Company 865,000 17395 MIMLIC Asset Management Co. 865,000 17395 Arkansas PERS 850,000 17094 Halliburton Company Employee Benefit 820,000 16490 Delaware PERS 725,000 14580
4 Castle Convertible Fund, Inc. 500,000 10055 Franklin Multi-Income Trust 500,000 10055 Franklin Strategic Income Fund 500,000 10055 KD Offshore Fund, C.V. 500,000 10055 Salomon Brothers Total Return Fund 500,000 10055 Regence Washington Health 425,000 8547 Argent Classic Convertible Arbitrage Fund L.P. 300,000 6033 Fairfax County URS Convertible Bonds 295,000 5932 ICI American Holdings 290,000 5832 Zeneca Holdings 290,000 5832 Regence Blue Cross Blue Shield of Oregon 250,000 5027 Robert Kirk 200,000 4022 Kapiolani Medical 190,000 3821 Woodson W. Fishback Trust 170,000 3418 The Travelers Life & Annuity Company 167,000 3358 Regence Blue Cross Blue Shield of Idaho 150,000 3016 NALCO Chemical Co. Retirement Plan 135,000 2714 Mildred Fishback Revocable Trust 130,000 2614 ALCAN Corp. Master Retirement Trust 125,000 2513 Hawaii Airlines Pilots Retirement Plan 125,000 2513 Fairfax County Police Pension and Retirement Fund 110,000 2212 Benjamin Moore & Co. Retirement Income 100,000 2011 IBEW Local 292 Pension Fund 100,000 2011 Hawaii Airlines - IAM 85,000 1709 Nestle USA 45,000 905 Goldman, Sachs & Co. 25,000 502 AICPA Long Term Investment Fund 20,000 402 Halliburton Foundation, Inc. 20,000 402
5 Hawaii Airlines Salaried Emply. 20,000 402 AICPA Revised Staff Pension Plan 15,000 301 Holton Arms School Pooled Investment Fund 15,000 301 Inland Foundation, Inc. 10,000 201
No other change or amendment is made hereby. -----END PRIVACY-ENHANCED MESSAGE-----