FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03010
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series VII
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
CYNTHIA LO BESSETTE, SECRETARY AND CHIEF LEGAL OFFICER, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series VII
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/10/2021 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH
COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2021 AND FILED
HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BIOTECHNOLOGY FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBVIE INC.
MEETING DATE: MAY 07, 2021 |
||||
TICKER: ABBV
SECURITY ID: 00287Y109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
1.4 | Elect Director Glenn F. Tilton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | Against |
ADC THERAPEUTICS SA
MEETING DATE: JUN 10, 2021 |
||||
TICKER: ADCT
SECURITY ID: H0036K147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Treatment of Net Loss | Management | For | For |
4 | Approve Creation of CHF 3.1 Million Pool of Capital without Preemptive Rights | Management | For | Against |
5 | Approve Increase in Size of Board to Twelve Members | Management | For | For |
6.1 | Reelect Ron Squarer as Director and Board Chairman | Management | For | For |
6.2 | Reelect Peter Corr as Director | Management | For | For |
6.3 | Reelect Stephen Evans-Freke as Director | Management | For | Against |
6.4 | Reelect Michael Forer as Director | Management | For | For |
6.5 | Reelect Peter Hug as Director | Management | For | For |
6.6 | Reelect Christopher Martin as Director | Management | For | For |
6.7 | Reelect Thomas Pfisterer as Director | Management | For | For |
6.8 | Reelect Thomas Rinderknecht as Director | Management | For | For |
6.9 | Reelect Tyrell Rivers as Director | Management | For | For |
6.10 | Reelect Victor Sandor as Director | Management | For | For |
6.11 | Reelect Jacques Theurillat as Director | Management | For | For |
6.12 | Elect Viviane Monges as Director | Management | For | For |
7.1 | Reappoint Peter Corr as Member of the Compensation Committee | Management | For | For |
7.2 | Reappoint Stephen Evans-Freke as Member of the Compensation Committee | Management | For | Against |
7.3 | Reappoint Peter Hug as Member of the Compensation Committee | Management | For | For |
8 | Designate Martin Habs as Independent Proxy | Management | For | For |
9 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
10.1 | Approve Remuneration of Directors in the Amount of USD 5 Million | Management | For | For |
10.2 | Approve Fixed Remuneration of Executive Committee in the Amount of USD 7.1 Million | Management | For | For |
10.3 | Approve Variable Remuneration of Executive Committee in the Amount of USD 26.5 Million | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAR 25, 2021 |
||||
TICKER: AGIO
SECURITY ID: 00847X104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company Assets | Management | For | For |
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: AGIO
SECURITY ID: 00847X104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kaye Foster | Management | For | For |
1.2 | Elect Director Maykin Ho | Management | For | For |
1.3 | Elect Director John M. Maraganore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: ALNY
SECURITY ID: 02043Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dennis A. Ausiello | Management | For | For |
1b | Elect Director Olivier Brandicourt | Management | For | For |
1c | Elect Director Marsha H. Fanucci | Management | For | For |
1d | Elect Director David E.I. Pyott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMBRX BIOPHARMA, INC.
MEETING DATE: APR 01, 2021 |
||||
TICKER: AMAM
SECURITY ID: GIB072000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend and Replaced Article 70 of the Current M&A | Management | For | For |
2 | Amend Articles of Association | Management | For | Did Not Vote |
3 | Approve Issuance, Offer, and Sale of Ordinary Shares in the Form of ADSs and Listing of ADSs on the New York Stock Exchange | Management | For | For |
4 | Approve Amended and Restated Memorandum and Articles of Association | Management | For | For |
5 | Approve Entry Into Indemnification Agreement | Management | For | For |
6 | Approve Directors Actions Contemplated by the Foregoing Resolutions | Management | For | For |
7 | Approve any and all Action of the Company In Connection with the Foregoing Resolutions | Management | For | For |
AMBRX BIOPHARMA, INC.
MEETING DATE: APR 01, 2021 |
||||
TICKER: AMAM
SECURITY ID: GIB075000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend and Replaced Article 70 of the Current M&A | Management | For | For |
2 | Amend Articles of Association | Management | For | Did Not Vote |
3 | Approve Issuance, Offer, and Sale of Ordinary Shares in the Form of ADSs and Listing of ADSs on the New York Stock Exchange | Management | For | For |
4 | Approve Amended and Restated Memorandum and Articles of Association | Management | For | For |
5 | Approve Entry Into Indemnification Agreement | Management | For | For |
6 | Approve Directors Actions Contemplated by the Foregoing Resolutions | Management | For | For |
7 | Approve any and all Action of the Company In Connection with the Foregoing Resolutions | Management | For | For |
ANNEXON, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: ANNX
SECURITY ID: 03589W102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Carson | Management | For | For |
1.2 | Elect Director Muneer A. Satter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
ARCUTIS BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: ARQT
SECURITY ID: 03969K108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrie Curran | Management | For | For |
1b | Elect Director Halley Gilbert | Management | For | For |
1c | Elect Director Ricky Sun | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ARGENX SE
MEETING DATE: MAY 11, 2021 |
||||
TICKER: ARGX
SECURITY ID: 04016X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Remuneration Policy | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5.a | Discuss Annual Report for FY 2020 | Management | None | None |
5.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
5.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
5.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
5.e | Approve Discharge of Directors | Management | For | For |
6 | Elect Yvonne Greenstreet as Non-Executive Director | Management | For | For |
7 | Reelect Anthony Rosenberg as Non-Executive Director | Management | For | For |
8 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
9 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
10 | Other Business (Non-Voting) | Management | None | None |
11 | Close Meeting | Management | None | None |
ARVINAS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: ARVN
SECURITY ID: 04335A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy Dixon | Management | For | For |
1.2 | Elect Director Edward Kennedy, Jr. | Management | For | For |
1.3 | Elect Director Bradley Margus | Management | For | For |
1.4 | Elect Director Briggs Morrison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ASCENDIS PHARMA A/S
MEETING DATE: MAY 28, 2021 |
||||
TICKER: ASND
SECURITY ID: 04351P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Receive Company Activity Report | Management | For | For |
3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
4 | Approve Treatment of Net Loss | Management | For | For |
5a | Reelect James I Healy as Director | Management | For | For |
5b | Reelect Jan Moller Mikkelsen as Director | Management | For | For |
5c | Reelect Lisa Morrison as Director | Management | For | For |
6 | Ratify Deloitte as Auditors | Management | For | For |
7a | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7b | Approve Warrant Plan | Management | For | For |
7c | Authorize Share Repurchase Program | Management | For | For |
ASTRAZENECA PLC
MEETING DATE: MAY 11, 2021 |
||||
TICKER: AZN
SECURITY ID: 046353108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Philip Broadley as Director | Management | For | For |
5e | Elect Euan Ashley as Director | Management | For | For |
5f | Re-elect Michel Demare as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Elect Diana Layfield as Director | Management | For | For |
5i | Re-elect Sheri McCoy as Director | Management | For | For |
5j | Re-elect Tony Mok as Director | Management | For | For |
5k | Re-elect Nazneen Rahman as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Authorise UK Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
14 | Amend Performance Share Plan | Management | For | Against |
ASTRAZENECA PLC
MEETING DATE: MAY 11, 2021 |
||||
TICKER: AZN
SECURITY ID: 046353108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
AURINIA PHARMACEUTICALS INC.
MEETING DATE: JUN 07, 2021 |
||||
TICKER: AUP
SECURITY ID: 05156V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director George M. Milne, Jr. | Management | For | For |
2.2 | Elect Director Peter Greenleaf | Management | For | For |
2.3 | Elect Director David R. W. Jayne | Management | For | For |
2.4 | Elect Director Joseph P. Hagan | Management | For | For |
2.5 | Elect Director Daniel G. Billen | Management | For | For |
2.6 | Elect Director R. Hector MacKay-Dunn | Management | For | For |
2.7 | Elect Director Jill Leversage | Management | For | For |
2.8 | Elect Director Timothy P. Walbert | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
8 | Amend By-Law No. 2 | Management | For | For |
AUTOLUS THERAPEUTICS PLC
MEETING DATE: JUN 18, 2021 |
||||
TICKER: AUTL
SECURITY ID: 05280R100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
4 | Elect Director Linda Bain | Management | For | For |
5 | Elect Director Cynthia Butitta | Management | For | For |
6 | Elect Director Christian Itin | Management | For | For |
AXSOME THERAPEUTICS, INC.
MEETING DATE: JUN 04, 2021 |
||||
TICKER: AXSM
SECURITY ID: 05464T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herriot Tabuteau | Management | For | Withhold |
1.2 | Elect Director Mark Coleman | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BEIGENE, LTD.
MEETING DATE: NOV 20, 2020 |
||||
TICKER: 6160
SECURITY ID: G1146Y101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of Option to Acquire Shares Pursuant to the Share Purchase Agreement | Management | For | For |
BEIGENE, LTD.
MEETING DATE: NOV 20, 2020 |
||||
TICKER: 6160
SECURITY ID: 07725L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of Option to Acquire Shares Pursuant to the Share Purchase Agreement | Management | For | For |
BEIGENE, LTD.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: 6160
SECURITY ID: G1146Y101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald W. Glazer | Management | For | Against |
2 | Elect Director Michael Goller | Management | For | For |
3 | Elect Director Thomas Malley | Management | For | For |
4 | Elect Director Corazon (Corsee) D. Sanders | Management | For | For |
5 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Management | For | For |
6 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
7 | Approve Connected Person Placing Authorization I | Management | For | For |
8 | Approve Connected Person Placing Authorization IA | Management | For | For |
9 | Approve Connected Person Placing Authorization II | Management | For | For |
10 | Approve Connected Person Placing Authorization IIA | Management | For | For |
11 | Approve Direct Purchase Option | Management | For | For |
12 | Approve Grant of Restricted Shares Unit to John V. Oyler | Management | For | For |
13 | Approve Grant of Restricted Shares Unit to Xiaodong Wang | Management | For | For |
14 | Approve Grant of Restricted Shares Unit to Other Non-Executive and Independent Non-Executive Directors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Articles | Management | For | For |
17 | Adjourn Meeting | Management | For | Against |
BEIGENE, LTD.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: 6160
SECURITY ID: 07725L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald W. Glazer | Management | For | Against |
2 | Elect Director Michael Goller | Management | For | For |
3 | Elect Director Thomas Malley | Management | For | For |
4 | Elect Director Corazon (Corsee) D. Sanders | Management | For | For |
5 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Management | For | For |
6 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
7 | Approve Connected Person Placing Authorization I | Management | For | For |
8 | Approve Connected Person Placing Authorization IA | Management | For | For |
9 | Approve Connected Person Placing Authorization II | Management | For | For |
10 | Approve Connected Person Placing Authorization IIA | Management | For | For |
11 | Approve Direct Purchase Option | Management | For | For |
12 | Approve Grant of Restricted Shares Unit to John V. Oyler | Management | For | For |
13 | Approve Grant of Restricted Shares Unit to Xiaodong Wang | Management | For | For |
14 | Approve Grant of Restricted Shares Unit to Other Non-Executive and Independent Non-Executive Directors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Articles | Management | For | For |
17 | Adjourn Meeting | Management | For | Against |
BIOATLA, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: BCAB
SECURITY ID: 09077B104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sylvia McBrinn | Management | For | For |
1.2 | Elect Director Guy Levy | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BIOGEN INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Maria C. Freire | Management | For | For |
1d | Elect Director William A. Hawkins | Management | For | For |
1e | Elect Director William D. Jones | Management | For | For |
1f | Elect Director Nancy L. Leaming | Management | For | For |
1g | Elect Director Jesus B. Mantas | Management | For | For |
1h | Elect Director Richard C. Mulligan | Management | For | For |
1i | Elect Director Stelios Papadopoulos | Management | For | For |
1j | Elect Director Brian S. Posner | Management | For | For |
1k | Elect Director Eric K. Rowinsky | Management | For | For |
1l | Elect Director Stephen A. Sherwin | Management | For | For |
1m | Elect Director Michel Vounatsos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | For |
BLACK DIAMOND THERAPEUTICS, INC.
MEETING DATE: JUN 18, 2021 |
||||
TICKER: BDTX
SECURITY ID: 09203E105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander Mayweg | Management | For | Withhold |
1.2 | Elect Director Rajeev Shah | Management | For | Withhold |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CEREVEL THERAPEUTICS HOLDINGS, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: CERE
SECURITY ID: 15678U128
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Anthony Coles | Management | For | For |
1.2 | Elect Director Morris Birnbaum | Management | For | For |
1.3 | Elect Director Christopher Gordon | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CHEMOCENTRYX, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: CCXI
SECURITY ID: 16383L106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas J. Schall | Management | For | For |
1b | Elect Director Joseph M. Feczko | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CRINETICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 22, 2021 |
||||
TICKER: CRNX
SECURITY ID: 22663K107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Camille Bedrosian | Management | For | For |
1.2 | Elect Director Wendell Wierenga | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
CULLINAN ONCOLOGY, INC.
MEETING DATE: JUN 25, 2021 |
||||
TICKER: CGEM
SECURITY ID: 230031106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Ebeling | Management | For | For |
1.2 | Elect Director Morana Jovan-Embiricos | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
CYTOKINETICS, INCORPORATED
MEETING DATE: MAY 12, 2021 |
||||
TICKER: CYTK
SECURITY ID: 23282W605
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Blum | Management | For | For |
1.2 | Elect Director Robert M. Califf | Management | For | For |
1.3 | Elect Director Sandford D. Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ELEDON PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: ELDN
SECURITY ID: 28617K101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director June Lee | Management | For | For |
1.2 | Elect Director Walter Ogier | Management | For | For |
1.3 | Elect Director Steven Perrin | Management | For | For |
2 | Ratify KMJ Corbin & Company LLP as Auditors | Management | For | For |
EXACT SCIENCES CORPORATION
MEETING DATE: JUL 23, 2020 |
||||
TICKER: EXAS
SECURITY ID: 30063P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Casdin | Management | For | For |
1.2 | Elect Director James E. Doyle | Management | For | For |
1.3 | Elect Director Freda Lewis-Hall | Management | For | For |
1.4 | Elect Director Kathleen G. Sebelius | Management | For | For |
2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
EXELIXIS, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: EXEL
SECURITY ID: 30161Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles Cohen | Management | For | For |
1b | Elect Director Carl B. Feldbaum | Management | For | For |
1c | Elect Director Maria C. Freire | Management | For | For |
1d | Elect Director Alan M. Garber | Management | For | For |
1e | Elect Director Vincent T. Marchesi | Management | For | For |
1f | Elect Director Michael M. Morrissey | Management | For | For |
1g | Elect Director Stelios Papadopoulos | Management | For | For |
1h | Elect Director George Poste | Management | For | For |
1i | Elect Director Julie Anne Smith | Management | For | For |
1j | Elect Director Lance Willsey | Management | For | For |
1k | Elect Director Jack L. Wyszomierski | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIBROGEN, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: FGEN
SECURITY ID: 31572Q808
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Schoeneck | Management | For | For |
1b | Elect Director Jeffrey W. Henderson | Management | For | For |
1c | Elect Director Maykin Ho | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FORMA THERAPEUTICS HOLDINGS, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: FMTX
SECURITY ID: 34633R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Selwyn M. Vickers | Management | For | For |
1.2 | Elect Director Wayne A.I. Frederick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
FUSION PHARMACEUTICALS INC.
MEETING DATE: JUN 04, 2021 |
||||
TICKER: FUSN
SECURITY ID: 36118A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Bergstrom | Management | For | For |
1.2 | Elect Director Pablo Cagnoni | Management | For | For |
1.3 | Elect Director Johan Christenson | Management | For | For |
1.4 | Elect Director Barbara Duncan | Management | For | For |
1.5 | Elect Director Steve Gannon | Management | For | For |
1.6 | Elect Director Philina Lee | Management | For | For |
1.7 | Elect Director Chau Q. Khuong | Management | For | For |
1.8 | Elect Director Heather Preston | Management | For | For |
1.9 | Elect Director John Valliant | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
GLOBAL BLOOD THERAPEUTICS, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: GBT
SECURITY ID: 37890U108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott W. Morrison | Management | For | For |
1.2 | Elect Director Deval L. Patrick | Management | For | For |
1.3 | Elect Director Mark L. Perry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
IMARA INC.
MEETING DATE: JUN 29, 2021 |
||||
TICKER: IMRA
SECURITY ID: 45249V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Conner | Management | For | For |
1.2 | Elect Director Carl Goldfischer | Management | For | For |
1.3 | Elect Director Laura Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 21, 2021 |
||||
TICKER: ITCI
SECURITY ID: 46116X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Rawlins | Management | For | For |
1.2 | Elect Director Joel S. Marcus | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IONIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: IONS
SECURITY ID: 462222100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brett Monia | Management | For | For |
1.2 | Elect Director Frederick T. Muto | Management | For | For |
1.3 | Elect Director Peter N. Reikes | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
KALA PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: KALA
SECURITY ID: 483119103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew I. Koven | Management | For | Withhold |
1.2 | Elect Director Gregory D. Perry | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
KEROS THERAPEUTICS, INC.
MEETING DATE: JUN 01, 2021 |
||||
TICKER: KROS
SECURITY ID: 492327101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jasbir Seehra | Management | For | For |
1.2 | Elect Director Nima Farzan | Management | For | For |
1.3 | Elect Director Julius Knowles | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
KINNATE BIOPHARMA, INC.
MEETING DATE: JUN 11, 2021 |
||||
TICKER: KNTE
SECURITY ID: 49705R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Gordon | Management | For | For |
1.2 | Elect Director Jim Tananbaum | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
KINNATE BIOPHARMA, INC.
MEETING DATE: JUN 11, 2021 |
||||
TICKER: KNTE
SECURITY ID: GDB858000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Gordon | Management | For | For |
1.2 | Elect Director Jim Tananbaum | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
KURA ONCOLOGY, INC.
MEETING DATE: JUN 22, 2021 |
||||
TICKER: KURA
SECURITY ID: 50127T109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Troy E. Wilson | Management | For | For |
1.2 | Elect Director Faheem Hasnain | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MAGENTA THERAPEUTICS, INC.
MEETING DATE: JUN 01, 2021 |
||||
TICKER: MGTA
SECURITY ID: 55910K108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Booth | Management | For | For |
1.2 | Elect Director Thomas O. Daniel | Management | For | For |
1.3 | Elect Director Jason Gardner | Management | For | For |
1.4 | Elect Director Alison F. Lawton | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: MRTX
SECURITY ID: 60468T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
1.3 | Elect Director Julie M. Cherrington | Management | For | For |
1.4 | Elect Director Aaron I. Davis | Management | For | Withhold |
1.5 | Elect Director Henry J. Fuchs | Management | For | For |
1.6 | Elect Director Michael Grey | Management | For | For |
1.7 | Elect Director Faheem Hasnain | Management | For | For |
1.8 | Elect Director Craig Johnson | Management | For | For |
1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
1.10 | Elect Director Shalini Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MORPHIC HOLDING, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: MORF
SECURITY ID: 61775R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gustav Christensen | Management | For | For |
1.2 | Elect Director Martin Edwards | Management | For | For |
1.3 | Elect Director Susannah Gray | Management | For | For |
1.4 | Elect Director Amir Nashat | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Rastetter | Management | For | For |
1.2 | Elect Director George J. Morrow | Management | For | For |
1.3 | Elect Director Leslie V. Norwalk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NOVAVAX, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: NVAX
SECURITY ID: 670002401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Douglas | Management | For | For |
1b | Elect Director Margaret G. McGlynn | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify April 2020 Equity Awards | Management | For | For |
5 | Ratify June 2020 Equity Awards | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ORIC PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: ORIC
SECURITY ID: 68622P109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Heyman | Management | For | For |
1.2 | Elect Director Lori Kunkel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
PASSAGE BIO, INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: PASG
SECURITY ID: 702712100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Goldsmith | Management | For | For |
1.2 | Elect Director Derrell D. Porter | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
PHARVARIS NV
MEETING DATE: JUN 29, 2021 |
||||
TICKER: PHVS
SECURITY ID: N69605108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Elect Viviane Monges as Non-Executive Director | Management | For | For |
7 | Close Meeting | Management | None | None |
PLIANT THERAPEUTICS, INC.
MEETING DATE: JUN 29, 2021 |
||||
TICKER: PLRX
SECURITY ID: 729139105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hoyoung Huh | Management | For | For |
1b | Elect Director Neil Exter | Management | For | For |
1c | Elect Director David Pyott | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
POSEIDA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: PSTX
SECURITY ID: 73730P108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Schmid | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
POSEIDA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: PSTX
SECURITY ID: HAD232000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Schmid | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PRAXIS PRECISION MEDICINES, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: PRAX
SECURITY ID: 74006W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dean Mitchell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PRECIPIO, INC.
MEETING DATE: JUN 18, 2021 |
||||
TICKER: PRPO
SECURITY ID: BIG915000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen D. LaPorte | Management | For | For |
1.2 | Elect Director Ron A. Andrews | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Marcum LLP as Auditors | Management | For | For |
PRELUDE THERAPEUTICS INCORPORATED
MEETING DATE: JUN 18, 2021 |
||||
TICKER: PRLD
SECURITY ID: 74065P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Friedman | Management | For | For |
1.2 | Elect Director David Bonita | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PRELUDE THERAPEUTICS INCORPORATED
MEETING DATE: JUN 18, 2021 |
||||
TICKER: PRLD
SECURITY ID: HDG875000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Friedman | Management | For | For |
1.2 | Elect Director David Bonita | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PROTAGONIST THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: PTGX
SECURITY ID: 74366E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sarah A. O'Dowd | Management | For | For |
1.2 | Elect Director William D. Waddill | Management | For | For |
1.3 | Elect Director Lewis T. "Rusty" Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PTC THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: PTCT
SECURITY ID: 69366J200
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emma Reeve | Management | For | For |
1.2 | Elect Director Michael Schmertzler | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1.4 | Elect Director Mary Smith | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2021 |
||||
TICKER: REGN
SECURITY ID: 75886F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director N. Anthony Coles | Management | For | For |
1b | Elect Director Arthur F. Ryan | Management | For | For |
1c | Elect Director George L. Sing | Management | For | For |
1d | Elect Director Marc Tessier-Lavigne | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RELAY THERAPEUTICS, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: RLAY
SECURITY ID: 75943R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanjiv K. Patel | Management | For | For |
1.2 | Elect Director Linda A. Hill | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
REPARE THERAPEUTICS, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: RPTX
SECURITY ID: 760273102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerel Davis | Management | For | For |
1.2 | Elect Director Todd Foley | Management | For | For |
1.3 | Elect Director Ann D. Rhoads | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
REVOLUTION MEDICINES, INC.
MEETING DATE: JUN 22, 2021 |
||||
TICKER: RVMD
SECURITY ID: 76155X100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth McKee Anderson | Management | For | For |
1.2 | Elect Director Neil Exter | Management | For | For |
1.3 | Elect Director Flavia Borellini | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SAGE THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: SAGE
SECURITY ID: 78667J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth (Liz) Barrett | Management | For | For |
1.2 | Elect Director Geno Germano | Management | For | For |
1.3 | Elect Director Steven Paul | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAREPTA THERAPEUTICS, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: SRPT
SECURITY ID: 803607100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Barry | Management | For | For |
1.2 | Elect Director M. Kathleen Behrens | Management | For | For |
1.3 | Elect Director Claude Nicaise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
SCHOLAR ROCK HOLDING CORPORATION
MEETING DATE: MAY 27, 2021 |
||||
TICKER: SRRK
SECURITY ID: 80706P103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Flier | Management | For | For |
1.2 | Elect Director Amir Nashat | Management | For | For |
1.3 | Elect Director Akshay Vaishnaw | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SHATTUCK LABS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: STTK
SECURITY ID: 82024L103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tyler Brous | Management | For | For |
1.2 | Elect Director Josiah Hornblower | Management | For | For |
1.3 | Elect Director Michael Lee | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
SILVERBACK THERAPEUTICS, INC.
MEETING DATE: JUN 04, 2021 |
||||
TICKER: SBTX
SECURITY ID: 82835W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vickie L. Capps | Management | For | For |
1.2 | Elect Director Robert Hershberg | Management | For | For |
1.3 | Elect Director Maria Koehler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SILVERBACK THERAPEUTICS, INC.
MEETING DATE: JUN 04, 2021 |
||||
TICKER: SBTX
SECURITY ID: GJC052000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vickie L. Capps | Management | For | For |
1.2 | Elect Director Robert Hershberg | Management | For | For |
1.3 | Elect Director Maria Koehler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
STOKE THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: STOK
SECURITY ID: 86150R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur A. Levin | Management | For | For |
1.2 | Elect Director Jennifer C. Burstein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
SYROS PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: SYRS
SECURITY ID: 87184Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director Phillip A. Sharp | Management | For | For |
1.3 | Elect Director Richard A. Young | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TAYSHA GENE THERAPIES, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: TSHA
SECURITY ID: 877619106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director RA Session, II | Management | For | For |
1.2 | Elect Director Paul B. Manning | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
TG THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: TGTX
SECURITY ID: 88322Q108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence N. Charney | Management | For | Withhold |
1.2 | Elect Director Yann Echelard | Management | For | Withhold |
1.3 | Elect Director William J. Kennedy | Management | For | Withhold |
1.4 | Elect Director Kenneth Hoberman | Management | For | Withhold |
1.5 | Elect Director Daniel Hume | Management | For | Withhold |
1.6 | Elect Director Sagar Lonial | Management | For | Withhold |
1.7 | Elect Director Michael S. Weiss | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
THERAVANCE BIOPHARMA, INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: TBPH
SECURITY ID: G8807B106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eran Broshy | Management | For | For |
1.2 | Elect Director Laurie Smaldone Alsup | Management | For | For |
1.3 | Elect Director Burton G. Malkiel | Management | For | For |
2 | Ratify Appointment of Deepika R. Pakianathan as Director | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TURNING POINT THERAPEUTICS, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: TPTX
SECURITY ID: 90041T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simeon J. George | Management | For | For |
1.2 | Elect Director Carol Gallagher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
UNIQURE N.V.
MEETING DATE: DEC 01, 2020 |
||||
TICKER: QURE
SECURITY ID: N90064101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert Gut as Non-Executive Director | Management | For | For |
VAXCYTE, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: PCVX
SECURITY ID: 92243G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rob Hopfner | Management | For | For |
1.2 | Elect Director Patrick Heron | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 19, 2021 |
||||
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sangeeta Bhatia | Management | For | For |
1.2 | Elect Director Lloyd Carney | Management | For | For |
1.3 | Elect Director Alan Garber | Management | For | For |
1.4 | Elect Director Terrence Kearney | Management | For | For |
1.5 | Elect Director Reshma Kewalramani | Management | For | For |
1.6 | Elect Director Yuchun Lee | Management | For | For |
1.7 | Elect Director Jeffrey Leiden | Management | For | For |
1.8 | Elect Director Margaret McGlynn | Management | For | For |
1.9 | Elect Director Diana McKenzie | Management | For | For |
1.10 | Elect Director Bruce Sachs | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
XENON PHARMACEUTICALS INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: XENE
SECURITY ID: 98420N105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon N. Pimstone | Management | For | For |
1.2 | Elect Director Mohammad Azab | Management | For | For |
1.3 | Elect Director Steven Gannon | Management | For | For |
1.4 | Elect Director Elizabeth Garofalo | Management | For | For |
1.5 | Elect Director Michael Hayden | Management | For | For |
1.6 | Elect Director Patrick Machado | Management | For | For |
1.7 | Elect Director Ian Mortimer | Management | For | For |
1.8 | Elect Director Gary Patou | Management | For | For |
1.9 | Elect Director Dawn Svoronos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
Y-MABS THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: YMAB
SECURITY ID: 984241109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Gad | Management | For | Withhold |
1.2 | Elect Director Claus Juan Moller-San Pedro | Management | For | Withhold |
1.3 | Elect Director Johan Wedell-Wedellsborg | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
YUMANITY THERAPEUTICS, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: YMTX
SECURITY ID: GJJ923000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director N. Anthony Coles | Management | For | Against |
1b | Elect Director Kim C. Drapkin | Management | For | For |
1c | Elect Director Lynne Zydowsky | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ZENTALIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 04, 2021 |
||||
TICKER: ZNTL
SECURITY ID: 98943L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kimberly Blackwell | Management | For | For |
1.2 | Elect Director Enoch Kariuki | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ZYMEWORKS INC.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: ZYME
SECURITY ID: 98985W102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan Mahony | Management | For | For |
1.2 | Elect Director Kelvin Neu | Management | For | For |
1.3 | Elect Director Ali Tehrani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR COMMUNICATIONS EQUIPMENT FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACACIA COMMUNICATIONS, INC.
MEETING DATE: MAR 01, 2021 |
||||
TICKER: ACIA
SECURITY ID: 00401C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ADTRAN, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: ADTN
SECURITY ID: 00738A106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas R. Stanton | Management | For | For |
1b | Elect Director H. Fenwick Huss | Management | For | For |
1c | Elect Director Gregory J. McCray | Management | For | For |
1d | Elect Director Balan Nair | Management | For | For |
1e | Elect Director Jacqueline H. "Jackie" Rice | Management | For | For |
1f | Elect Director Kathryn A. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
ARISTA NETWORKS, INC.
MEETING DATE: JUN 01, 2021 |
||||
TICKER: ANET
SECURITY ID: 040413106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly Battles | Management | For | For |
1.2 | Elect Director Andreas Bechtolsheim | Management | For | For |
1.3 | Elect Director Jayshree Ullal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CALIX, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: CALX
SECURITY ID: 13100M509
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Listwin | Management | For | For |
1.2 | Elect Director Kevin Peters | Management | For | For |
1.3 | Elect Director J. Daniel Plants | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
CAMBIUM NETWORKS CORPORATION
MEETING DATE: JUN 09, 2021 |
||||
TICKER: CMBM
SECURITY ID: G17766109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Amen | Management | For | Withhold |
1.2 | Elect Director Vikram Verma | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
CASA SYSTEMS, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: CASA
SECURITY ID: 14713L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Guo | Management | For | For |
1.2 | Elect Director Daniel S. Mead | Management | For | For |
2 | Ratify Ernst and Young LLP as Auditor | Management | For | For |
CIENA CORPORATION
MEETING DATE: APR 01, 2021 |
||||
TICKER: CIEN
SECURITY ID: 171779309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hassan M. Ahmed | Management | For | For |
1b | Elect Director Bruce L. Claflin | Management | For | For |
1c | Elect Director T. Michael Nevens | Management | For | For |
1d | Elect Director Patrick T. Gallagher | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CISCO SYSTEMS, INC.
MEETING DATE: DEC 10, 2020 |
||||
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director Kristina M. Johnson | Management | For | For |
1f | Elect Director Roderick C. McGeary | Management | For | For |
1g | Elect Director Charles H. Robbins | Management | For | For |
1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
1i | Elect Director Brenton L. Saunders | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Change State of Incorporation from California to Delaware | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
CITRIX SYSTEMS, INC.
MEETING DATE: JUN 04, 2021 |
||||
TICKER: CTXS
SECURITY ID: 177376100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert M. Calderoni | Management | For | For |
1b | Elect Director Nanci E. Caldwell | Management | For | For |
1c | Elect Director Murray J. Demo | Management | For | For |
1d | Elect Director Ajei S. Gopal | Management | For | For |
1e | Elect Director David J. Henshall | Management | For | For |
1f | Elect Director Thomas E. Hogan | Management | For | For |
1g | Elect Director Moira A. Kilcoyne | Management | For | For |
1h | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1i | Elect Director Peter J. Sacripanti | Management | For | For |
1j | Elect Director J. Donald Sherman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | None | For |
CLOUDFLARE, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: NET
SECURITY ID: 18915M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maria Eitel | Management | For | For |
1.2 | Elect Director Matthew Prince | Management | For | For |
1.3 | Elect Director Katrin Suder | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMMSCOPE HOLDING COMPANY, INC.
MEETING DATE: MAY 07, 2021 |
||||
TICKER: COMM
SECURITY ID: 20337X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
3a | Elect Director Mary S. Chan | Management | For | For |
3b | Elect Director Stephen (Steve) C. Gray | Management | For | For |
3c | Elect Director L. William (Bill) Krause | Management | For | For |
3d | Elect Director Derrick A. Roman | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approve Termination of Executive Performance Options and Grant of Selective Performance-Based Retention Equity Awards | Management | For | Against |
7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 27, 2020 |
||||
TICKER: CVLT
SECURITY ID: 204166102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Todd Bradley | Management | For | For |
1.2 | Elect Director Charles "Chuck" E. Moran | Management | For | For |
1.3 | Elect Director Allison Pickens | Management | For | For |
1.4 | Elect Director Arlen Shenkman | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CORNING INCORPORATED
MEETING DATE: APR 29, 2021 |
||||
TICKER: GLW
SECURITY ID: 219350105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald W. Blair | Management | For | For |
1b | Elect Director Leslie A. Brun | Management | For | For |
1c | Elect Director Stephanie A. Burns | Management | For | For |
1d | Elect Director Richard T. Clark | Management | For | For |
1e | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1f | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1g | Elect Director Deborah A. Henretta | Management | For | For |
1h | Elect Director Daniel P. Huttenlocher | Management | For | For |
1i | Elect Director Kurt M. Landgraf | Management | For | For |
1j | Elect Director Kevin J. Martin | Management | For | For |
1k | Elect Director Deborah D. Rieman | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
1m | Elect Director Wendell P. Weeks | Management | For | For |
1n | Elect Director Mark S. Wrighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CROWDSTRIKE HOLDINGS, INC.
MEETING DATE: JUL 06, 2020 |
||||
TICKER: CRWD
SECURITY ID: 22788C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. O'Leary | Management | For | For |
1.2 | Elect Director Joseph E. Sexton | Management | For | For |
1.3 | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ECHOSTAR CORPORATION
MEETING DATE: APR 29, 2021 |
||||
TICKER: SATS
SECURITY ID: 278768106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Stanton Dodge | Management | For | For |
1.2 | Elect Director Michael T. Dugan | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Lisa W. Hershman | Management | For | For |
1.5 | Elect Director Pradman P. Kaul | Management | For | For |
1.6 | Elect Director C. Michael Schroeder | Management | For | For |
1.7 | Elect Director Jeffrey R. Tarr | Management | For | For |
1.8 | Elect Director William D. Wade | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
EVERTZ TECHNOLOGIES LIMITED
MEETING DATE: OCT 07, 2020 |
||||
TICKER: ET
SECURITY ID: 30041N107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Romolo Magarelli | Management | For | For |
1.2 | Elect Director Douglas A. DeBruin | Management | For | For |
1.3 | Elect Director Christopher M. Colclough | Management | For | For |
1.4 | Elect Director Thomas V. Pistor | Management | For | For |
1.5 | Elect Director Ian L. McWalter | Management | For | For |
1.6 | Elect Director Rakesh Patel | Management | For | For |
1.7 | Elect Director Brian Piccioni | Management | For | For |
2 | Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
EXTREME NETWORKS, INC.
MEETING DATE: NOV 05, 2020 |
||||
TICKER: EXTR
SECURITY ID: 30226D106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Kathleen M. Holmgren | Management | For | For |
1.3 | Elect Director Rajendra Khanna | Management | For | For |
1.4 | Elect Director Edward H. Kennedy | Management | For | For |
1.5 | Elect Director Edward B. Meyercord | Management | For | For |
1.6 | Elect Director John C. Shoemaker | Management | For | For |
1.7 | Elect Director Ingrid J. Burton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
F5 NETWORKS, INC.
MEETING DATE: MAR 11, 2021 |
||||
TICKER: FFIV
SECURITY ID: 315616102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sandra E. Bergeron | Management | For | For |
1b | Elect Director Elizabeth L. Buse | Management | For | For |
1c | Elect Director Michel Combes | Management | For | For |
1d | Elect Director Michael L. Dreyer | Management | For | For |
1e | Elect Director Alan J. Higginson | Management | For | For |
1f | Elect Director Peter S. Klein | Management | For | For |
1g | Elect Director Francois Locoh-Donou | Management | For | For |
1h | Elect Director Nikhil Mehta | Management | For | For |
1i | Elect Director Marie E. Myers | Management | For | For |
1j | Elect Director Sripada Shivananda | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FORTINET, INC.
MEETING DATE: JUN 18, 2021 |
||||
TICKER: FTNT
SECURITY ID: 34959E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ken Xie | Management | For | For |
1.2 | Elect Director Michael Xie | Management | For | For |
1.3 | Elect Director Kelly Ducourty | Management | For | For |
1.4 | Elect Director Kenneth A. Goldman | Management | For | For |
1.5 | Elect Director Ming Hsieh | Management | For | For |
1.6 | Elect Director Jean Hu | Management | For | For |
1.7 | Elect Director William H. Neukom | Management | For | For |
1.8 | Elect Director Judith Sim | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HARMONIC INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: HLIT
SECURITY ID: 413160102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Harshman | Management | For | For |
1.2 | Elect Director Patrick Gallagher | Management | For | For |
1.3 | Elect Director Deborah L. Clifford | Management | For | For |
1.4 | Elect Director David Krall | Management | For | For |
1.5 | Elect Director Mitzi Reaugh | Management | For | For |
1.6 | Elect Director Susan G. Swenson | Management | For | For |
1.7 | Elect Director Nikos Theodosopoulos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary Daichendt | Management | For | For |
1b | Elect Director Anne DelSanto | Management | For | For |
1c | Elect Director Kevin DeNuccio | Management | For | For |
1d | Elect Director James Dolce | Management | For | For |
1e | Elect Director Christine Gorjanc | Management | For | For |
1f | Elect Director Janet Haugen | Management | For | For |
1g | Elect Director Scott Kriens | Management | For | For |
1h | Elect Director Rahul Merchant | Management | For | For |
1i | Elect Director Rami Rahim | Management | For | For |
1j | Elect Director William Stensrud | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LUMENTUM HOLDINGS INC.
MEETING DATE: NOV 19, 2020 |
||||
TICKER: LITE
SECURITY ID: 55024U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Penelope A. Herscher | Management | For | For |
1b | Elect Director Harold L. Covert | Management | For | For |
1c | Elect Director Julia S. Johnson | Management | For | For |
1d | Elect Director Brian J. Lillie | Management | For | For |
1e | Elect Director Alan S. Lowe | Management | For | For |
1f | Elect Director Ian S. Small | Management | For | For |
1g | Elect Director Janet S. Wong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: MSI
SECURITY ID: 620076307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director Kenneth D. Denman | Management | For | For |
1c | Elect Director Egon P. Durban | Management | For | For |
1d | Elect Director Clayton M. Jones | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Gregory K. Mondre | Management | For | For |
1g | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETSCOUT SYSTEMS, INC.
MEETING DATE: SEP 10, 2020 |
||||
TICKER: NTCT
SECURITY ID: 64115T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph G. Hadzima, Jr. | Management | For | For |
1.2 | Elect Director Christopher Perretta | Management | For | For |
1.3 | Elect Director Susan L. Spradley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOKIA OYJ
MEETING DATE: APR 08, 2021 |
||||
TICKER: NOKIA
SECURITY ID: 654902204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Prepare and Approve List of Shareholders | Management | None | None |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Treatment of Net Loss | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
12 | Fix Number of Directors at Eight | Management | For | For |
13.1 | Reelect Sari Baldauf as Director | Management | For | For |
13.2 | Reelect Bruce Brown as Director | Management | For | For |
13.3 | Reelect Thomas Dannenfeldt as Director | Management | For | For |
13.4 | Reelect Jeanette Horan as Director | Management | For | For |
13.5 | Reelect Edward Kozel as Director | Management | For | For |
13.6 | Reelect Soren Skou as Director | Management | For | For |
13.7 | Reelect Carla Smits-Nusteling as Director | Management | For | For |
13.8 | Reelect Kari Stadigh as Director | Management | For | For |
14 | Approve Remuneration of Auditors | Management | For | For |
15 | Ratify Deloitte as Auditors | Management | For | For |
16 | Authorize Share Repurchase Program | Management | For | For |
17 | Approve Issuance of up to 550 Million Shares without Preemptive Rights | Management | For | For |
18 | Close Meeting | Management | None | None |
PALO ALTO NETWORKS, INC.
MEETING DATE: DEC 09, 2020 |
||||
TICKER: PANW
SECURITY ID: 697435105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director Carl Eschenbach | Management | For | Withhold |
1c | Elect Director Lorraine Twohill | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PING IDENTITY HOLDING CORP.
MEETING DATE: MAY 06, 2021 |
||||
TICKER: PING
SECURITY ID: 72341T103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rod Aliabadi | Management | For | For |
1.2 | Elect Director Diane Gherson | Management | For | For |
1.3 | Elect Director Andre Durand | Management | For | For |
1.4 | Elect Director Paul Martin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PLANTRONICS, INC.
MEETING DATE: JUL 27, 2020 |
||||
TICKER: PLT
SECURITY ID: 727493108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert Hagerty | Management | For | For |
1b | Elect Director Marv Tseu | Management | For | For |
1c | Elect Director Frank Baker | Management | For | For |
1d | Elect Director Kathy Crusco | Management | For | For |
1e | Elect Director Brian Dexheimer | Management | For | For |
1f | Elect Director Gregg Hammann | Management | For | For |
1g | Elect Director John Hart | Management | For | For |
1h | Elect Director Guido Jouret | Management | For | For |
1i | Elect Director Marshall Mohr | Management | For | For |
1j | Elect Director Daniel Moloney | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RACKSPACE TECHNOLOGY, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: RXT
SECURITY ID: 750102105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan Arthur | Management | For | For |
1.2 | Elect Director Jeffrey Benjamin | Management | For | For |
1.3 | Elect Director Aaron Sobel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RADWARE LTD.
MEETING DATE: NOV 10, 2020 |
||||
TICKER: RDWR
SECURITY ID: M81873107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Gabi Seligsohn as Director | Management | For | For |
1b | Elect Stanley B. Stern as Director | Management | For | For |
1c | Elect Naama Zeldis as Director | Management | For | For |
2 | Amend Articles Re: Shareholder Proposals | Management | For | For |
3 | Approve Grants of Equity-Based Awards to the President and CEO | Management | For | Against |
4 | Approve Amendments to Compensation Policy for the Directors and Officers of the Company | Management | For | For |
5 | Authorize Yehuda Zisapel to Act as Chairman | Management | For | For |
6 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Discuss Financial Statements and the Report of the Board | Management | None | None |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | For |
RAPID7, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: RPD
SECURITY ID: 753422104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Berry | Management | For | For |
1.2 | Elect Director Marc Brown | Management | For | For |
1.3 | Elect Director Christina Kosmowski | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RIBBON COMMUNICATIONS INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: RBBN
SECURITY ID: 762544104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mariano S. de Beer | Management | For | For |
1b | Elect Director R. Stewart Ewing, Jr. | Management | For | For |
1c | Elect Director Bruns H. Grayson | Management | For | For |
1d | Elect Director Beatriz V. Infante | Management | For | For |
1e | Elect Director Bruce W. McClelland | Management | For | For |
1f | Elect Director Krish A. Prabhu | Management | For | For |
1g | Elect Director Shaul Shani | Management | For | For |
1h | Elect Director Richard W. Smith | Management | For | For |
1i | Elect Director Tanya Tamone | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIERRA WIRELESS, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: SW
SECURITY ID: 826516106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robin A. Abrams | Management | For | For |
1.2 | Elect Director James R. Anderson | Management | For | For |
1.3 | Elect Director Karima Bawa | Management | For | For |
1.4 | Elect Director Russell N. Jones | Management | For | For |
1.5 | Elect Director Thomas K. Linton | Management | For | For |
1.6 | Elect Director Martin D. Mc Court | Management | For | For |
1.7 | Elect Director Lori M. O'Neill | Management | For | For |
1.8 | Elect Director Thomas Sieber | Management | For | For |
1.9 | Elect Director Kent P. Thexton | Management | For | For |
1.10 | Elect Director Mark Twaalfhoven | Management | For | For |
1.11 | Elect Director Gregory L. Waters | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend 2011 Treasury Based Restricted Share Unit Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SMITH MICRO SOFTWARE, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: SMSI
SECURITY ID: 832154207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Campbell | Management | For | Withhold |
1.2 | Elect Director Steven L. Elfman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify SingerLewak LLP as Auditors | Management | For | For |
TELEFONAKTIEBOLAGET LM ERICSSON
MEETING DATE: MAR 30, 2021 |
||||
TICKER: ERIC.B
SECURITY ID: 294821608
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7.2 | Approve Remuneration Report | Management | For | Did Not Vote |
7.3a | Approve Discharge of Board Chairman Ronnie Leten | Management | For | Did Not Vote |
7.3b | Approve Discharge of Board Member Helena Stjernholm | Management | For | Did Not Vote |
7.3c | Approve Discharge of Board Member Jacob Wallenberg | Management | For | Did Not Vote |
7.3d | Approve Discharge of Board Member Jon Fredrik Baksaas | Management | For | Did Not Vote |
7.3e | Approve Discharge of Board Member Jan Carlson | Management | For | Did Not Vote |
7.3f | Approve Discharge of Board Member Nora Denzel | Management | For | Did Not Vote |
7.3g | Approve Discharge of Board Member Borje Ekholm | Management | For | Did Not Vote |
7.3h | Approve Discharge of Board Member Eric A. Elzvik | Management | For | Did Not Vote |
7.3i | Approve Discharge of Board Member Kurt Jofs | Management | For | Did Not Vote |
7.3j | Approve Discharge of Board Member Kristin S. Rinne | Management | For | Did Not Vote |
7.3k | Approve Discharge of Employee Representative Torbjorn Nyman | Management | For | Did Not Vote |
7.3l | Approve Discharge of Employee Representative Kjell-Ake Soting | Management | For | Did Not Vote |
7.3m | Approve Discharge of Employee Representative Roger Svensson | Management | For | Did Not Vote |
7.3n | Approve Discharge of Deputy Employee Representative Per Holmberg | Management | For | Did Not Vote |
7.3o | Approve Discharge of Deputy Employee Representative Anders Ripa | Management | For | Did Not Vote |
7.3p | Approve Discharge of Deputy Employee Representative Loredana Roslund | Management | For | Did Not Vote |
7.3q | Approve Discharge of President Borje Ekholm | Management | For | Did Not Vote |
7.4 | Approve Allocation of Income and Dividends of SEK 2 Per Share | Management | For | Did Not Vote |
8 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.06 Million for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
10.1 | Reelect Jon Fredrik Baksaas as Director | Management | For | Did Not Vote |
10.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
10.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
10.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
10.5 | Reelect Eric A. Elzvik as Director | Management | For | Did Not Vote |
10.6 | Reelect Kurt Jofs as Director | Management | For | Did Not Vote |
10.7 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
10.8 | Reelect Kristin S. Rinne as Director | Management | For | Did Not Vote |
10.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
10.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
11 | Reelect Ronnie Leten as Board Chair | Management | For | Did Not Vote |
12 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
15 | Amend Articles Re: Editorial Changes; Collecting of Proxies and Postal Voting; Participation at General Meetings | Management | For | Did Not Vote |
16.1 | Approve Long-Term Variable Compensation Program 2021 (LTV 2021) | Management | For | Did Not Vote |
16.2 | Approve Equity Plan Financing of LTV 2021 | Management | For | Did Not Vote |
16.3 | Approve Alternative Equity Plan Financing of LTV 2021, if Item 16.2 is Not Approved | Management | For | Did Not Vote |
17 | Approve Equity Plan Financing of LTV 2020 | Management | For | Did Not Vote |
18 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Did Not Vote |
THE WALT DISNEY COMPANY
MEETING DATE: MAR 09, 2021 |
||||
TICKER: DIS
SECURITY ID: 254687106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director Robert A. Chapek | Management | For | For |
1e | Elect Director Francis A. deSouza | Management | For | For |
1f | Elect Director Michael B.G. Froman | Management | For | For |
1g | Elect Director Robert A. Iger | Management | For | For |
1h | Elect Director Maria Elena Lagomasino | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
VIASAT, INC.
MEETING DATE: SEP 03, 2020 |
||||
TICKER: VSAT
SECURITY ID: 92552V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Dankberg | Management | For | For |
1b | Elect Director Varsha Rao | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
VIAVI SOLUTIONS INC.
MEETING DATE: NOV 11, 2020 |
||||
TICKER: VIAV
SECURITY ID: 925550105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Keith Barnes | Management | For | For |
1.3 | Elect Director Laura Black | Management | For | For |
1.4 | Elect Director Tor Braham | Management | For | For |
1.5 | Elect Director Timothy Campos | Management | For | For |
1.6 | Elect Director Donald Colvin | Management | For | For |
1.7 | Elect Director Glenda Dorchak | Management | For | For |
1.8 | Elect Director Masood A. Jabbar | Management | For | For |
1.9 | Elect Director Oleg Khaykin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR CONSUMER DISCRETIONARY FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADIDAS AG
MEETING DATE: AUG 11, 2020 |
||||
TICKER: ADS
SECURITY ID: D0066B185
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
5 | Amend Articles Re: Electronic Participation | Management | For | For |
6 | Elect Christian Klein to the Supervisory Board | Management | For | For |
7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
ADIDAS AG
MEETING DATE: MAY 12, 2021 |
||||
TICKER: ADS
SECURITY ID: D0066B185
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
5 | Elect Jackie Joyner-Kersee to the Supervisory Board | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
9 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Cancel Authorized Capital 2016 | Management | For | For |
12 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
14 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
AIRBNB, INC.
MEETING DATE: JUN 22, 2021 |
||||
TICKER: ABNB
SECURITY ID: 009066101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela Ahrendts | Management | For | For |
1.2 | Elect Director Brian Chesky | Management | For | For |
1.3 | Elect Director Kenneth Chenault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALPHABET INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: GOOGL
SECURITY ID: 02079K305
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry Page | Management | For | For |
1b | Elect Director Sergey Brin | Management | For | For |
1c | Elect Director Sundar Pichai | Management | For | For |
1d | Elect Director John L. Hennessy | Management | For | For |
1e | Elect Director Frances H. Arnold | Management | For | For |
1f | Elect Director L. John Doerr | Management | For | For |
1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1h | Elect Director Ann Mather | Management | For | For |
1i | Elect Director Alan R. Mulally | Management | For | For |
1j | Elect Director K. Ram Shriram | Management | For | For |
1k | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
7 | Report on Takedown Requests | Shareholder | Against | Against |
8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
9 | Report on Charitable Contributions | Shareholder | Against | Against |
10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Against |
11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
AMAZON.COM, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: AMZN
SECURITY ID: 023135106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Keith B. Alexander | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
7 | Report on Promotion Data | Shareholder | Against | Against |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | For |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Against |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | Against |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Against |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
AMERICAN EAGLE OUTFITTERS, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: AEO
SECURITY ID: 02553E106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janice E. Page | Management | For | For |
1.2 | Elect Director David M. Sable | Management | For | For |
1.3 | Elect Director Noel J. Spiegel | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARAMARK
MEETING DATE: FEB 02, 2021 |
||||
TICKER: ARMK
SECURITY ID: 03852U106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan M. Cameron | Management | For | For |
1b | Elect Director Greg Creed | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | For |
1d | Elect Director Richard W. Dreiling | Management | For | For |
1e | Elect Director Irene M. Esteves | Management | For | For |
1f | Elect Director Daniel J. Heinrich | Management | For | For |
1g | Elect Director Bridgette P. Heller | Management | For | For |
1h | Elect Director Paul C. Hilal | Management | For | For |
1i | Elect Director Karen M. King | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
1k | Elect Director Arthur B. Winkleblack | Management | For | For |
1l | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
AUTOZONE, INC.
MEETING DATE: DEC 16, 2020 |
||||
TICKER: AZO
SECURITY ID: 053332102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Enderson Guimaraes | Management | For | For |
1.5 | Elect Director Michael M. Calbert | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director Gale V. King | Management | For | For |
1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Jill A. Soltau | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
B&M EUROPEAN VALUE RETAIL SA
MEETING DATE: SEP 18, 2020 |
||||
TICKER: BME
SECURITY ID: L1175H106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
5 | Approve Allocation of Income | Management | For | For |
6 | Approve Dividends | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve Discharge of Directors | Management | For | For |
9 | Re-elect Peter Bamford as Director | Management | For | For |
10 | Re-elect Simon Arora as Director | Management | For | For |
11 | Re-elect Paul McDonald as Director | Management | For | For |
12 | Re-elect Ron McMillan as Director | Management | For | For |
13 | Re-elect Tiffany Hall as Director | Management | For | For |
14 | Re-elect Carolyn Bradley as Director | Management | For | Against |
15 | Re-elect Gilles Petit as Director | Management | For | For |
16 | Approve Discharge of Auditors | Management | For | For |
17 | Reappoint KPMG Luxembourg as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
B&M EUROPEAN VALUE RETAIL SA
MEETING DATE: DEC 03, 2020 |
||||
TICKER: BME
SECURITY ID: L1175H106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5, 6, 9 24, and 28 of the Articles of Association | Management | For | For |
2 | Approve Dematerialisation of Shares | Management | For | For |
3 | Amend Article 8 Re: Transparency Disclosures for Acquisitions and Disposals of Shares Over Certain Thresholds | Management | For | For |
4 | Amend Article 35 Re: Insert Additional Article 35 to Include Provisions for Regulation of Takeovers, Squeeze-Out and Sell-Out Rights | Management | For | For |
BEST BUY CO., INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: BBY
SECURITY ID: 086516101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Corie S. Barry | Management | For | For |
1b | Elect Director Lisa M. Caputo | Management | For | For |
1c | Elect Director J. Patrick Doyle | Management | For | For |
1d | Elect Director David W. Kenny | Management | For | For |
1e | Elect Director Mario J. Marte | Management | For | For |
1f | Elect Director Karen A. McLoughlin | Management | For | For |
1g | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
1h | Elect Director Claudia F. Munce | Management | For | For |
1i | Elect Director Richelle P. Parham | Management | For | For |
1j | Elect Director Steven E. Rendle | Management | For | For |
1k | Elect Director Eugene A. Woods | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
BJ'S WHOLESALE CLUB HOLDINGS, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: BJ
SECURITY ID: DDA900000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Baldwin | Management | For | For |
1.2 | Elect Director Ken Parent | Management | For | For |
1.3 | Elect Director Robert Steele | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOOKING HOLDINGS INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: BKNG
SECURITY ID: 09857L108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Glenn D. Fogel | Management | For | For |
1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1.4 | Elect Director Wei Hopeman | Management | For | For |
1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nicholas J. Read | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Bob van Dijk | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Report on Annual Climate Transition | Shareholder | Against | For |
8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | For |
BURLINGTON STORES, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: BURL
SECURITY ID: 122017106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Goodwin | Management | For | For |
1.2 | Elect Director William P. McNamara | Management | For | For |
1.3 | Elect Director Michael O'Sullivan | Management | For | For |
1.4 | Elect Director Jessica Rodriguez | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Pay Disparity | Shareholder | Against | Against |
CAESARS ENTERTAINMENT, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: CZR
SECURITY ID: 12769G100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Carano | Management | For | For |
1.2 | Elect Director Bonnie S. Biumi | Management | For | For |
1.3 | Elect Director Jan Jones Blackhurst | Management | For | For |
1.4 | Elect Director Frank J. Fahrenkopf | Management | For | For |
1.5 | Elect Director Don R. Kornstein | Management | For | For |
1.6 | Elect Director Courtney R. Mather | Management | For | For |
1.7 | Elect Director Michael E. Pegram | Management | For | For |
1.8 | Elect Director Thomas R. Reeg | Management | For | For |
1.9 | Elect Director David P. Tomick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Authorize New Class of Preferred Stock | Management | For | For |
CANADA GOOSE HOLDINGS INC.
MEETING DATE: AUG 12, 2020 |
||||
TICKER: GOOS
SECURITY ID: 135086106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dani Reiss | Management | For | For |
1.2 | Elect Director Ryan Cotton | Management | For | For |
1.3 | Elect Director Joshua Bekenstein | Management | For | For |
1.4 | Elect Director Stephen Gunn | Management | For | For |
1.5 | Elect Director Jean-Marc Huet | Management | For | For |
1.6 | Elect Director John Davison | Management | For | For |
1.7 | Elect Director Maureen Chiquet | Management | For | Withhold |
1.8 | Elect Director Jodi Butts | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CAPRI HOLDINGS LIMITED
MEETING DATE: SEP 23, 2020 |
||||
TICKER: CPRI
SECURITY ID: G1890L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Idol | Management | For | For |
1b | Elect Director Robin Freestone | Management | For | For |
1c | Elect Director Ann Korologos | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CARVANA CO.
MEETING DATE: MAY 03, 2021 |
||||
TICKER: CVNA
SECURITY ID: 146869102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest Garcia, III | Management | For | For |
1.2 | Elect Director Ira Platt | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: CMG
SECURITY ID: 169656105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Matthew A. Carey | Management | For | For |
1.3 | Elect Director Gregg L. Engles | Management | For | For |
1.4 | Elect Director Patricia Fili-Krushel | Management | For | For |
1.5 | Elect Director Neil W. Flanzraich | Management | For | For |
1.6 | Elect Director Mauricio Gutierrez | Management | For | For |
1.7 | Elect Director Robin Hickenlooper | Management | For | For |
1.8 | Elect Director Scott Maw | Management | For | For |
1.9 | Elect Director Ali Namvar | Management | For | For |
1.10 | Elect Director Brian Niccol | Management | For | For |
1.11 | Elect Director Mary Winston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CHURCHILL DOWNS INCORPORATED
MEETING DATE: APR 20, 2021 |
||||
TICKER: CHDN
SECURITY ID: 171484108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Carstanjen | Management | For | For |
1.2 | Elect Director Karole F. Lloyd | Management | For | For |
1.3 | Elect Director Paul C. Varga | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: CNK
SECURITY ID: 17243V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darcy Antonellis | Management | For | For |
1.2 | Elect Director Carlos Sepulveda | Management | For | For |
1.3 | Elect Director Mark Zoradi | Management | For | For |
2 | Ratify Deloitte and Touche, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COPART, INC.
MEETING DATE: DEC 04, 2020 |
||||
TICKER: CPRT
SECURITY ID: 217204106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willis J. Johnson | Management | For | For |
1.2 | Elect Director A. Jayson Adair | Management | For | For |
1.3 | Elect Director Matt Blunt | Management | For | For |
1.4 | Elect Director Steven D. Cohan | Management | For | For |
1.5 | Elect Director Daniel J. Englander | Management | For | For |
1.6 | Elect Director James E. Meeks | Management | For | For |
1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
1.8 | Elect Director Diane M. Morefield | Management | For | For |
1.9 | Elect Director Stephen Fisher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CROCS, INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: CROX
SECURITY ID: 227046109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Frasch | Management | For | For |
1.2 | Elect Director Andrew Rees | Management | For | For |
1.3 | Elect Director Charisse Ford Hughes | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D.R. HORTON, INC.
MEETING DATE: JAN 20, 2021 |
||||
TICKER: DHI
SECURITY ID: 23331A109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Barbara K. Allen | Management | For | For |
1c | Elect Director Brad S. Anderson | Management | For | For |
1d | Elect Director Michael R. Buchanan | Management | For | For |
1e | Elect Director Michael W. Hewatt | Management | For | For |
1f | Elect Director Maribess L. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 23, 2020 |
||||
TICKER: DRI
SECURITY ID: 237194105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
1.2 | Elect Director James P. Fogarty | Management | For | For |
1.3 | Elect Director Cynthia T. Jamison | Management | For | For |
1.4 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
1.5 | Elect Director Nana Mensah | Management | For | For |
1.6 | Elect Director William S. Simon | Management | For | For |
1.7 | Elect Director Charles M. Sonsteby | Management | For | For |
1.8 | Elect Director Timothy J. Wilmott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
DECKERS OUTDOOR CORPORATION
MEETING DATE: SEP 11, 2020 |
||||
TICKER: DECK
SECURITY ID: 243537107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Devine, III | Management | For | For |
1.2 | Elect Director Nelson C. Chan | Management | For | For |
1.3 | Elect Director Cynthia (Cindy) L. Davis | Management | For | For |
1.4 | Elect Director Juan R. Figuereo | Management | For | For |
1.5 | Elect Director Victor Luis | Management | For | For |
1.6 | Elect Director Dave Powers | Management | For | For |
1.7 | Elect Director Lauri M. Shanahan | Management | For | For |
1.8 | Elect Director Brian A. Spaly | Management | For | For |
1.9 | Elect Director Bonita C. Stewart | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DICK'S SPORTING GOODS, INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: DKS
SECURITY ID: 253393102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. Colombo | Management | For | For |
1b | Elect Director Sandeep Mathrani | Management | For | For |
1c | Elect Director Desiree Ralls-Morrison | Management | For | For |
1d | Elect Director Larry D. Stone | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 26, 2021 |
||||
TICKER: DG
SECURITY ID: 256677105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1d | Elect Director Timothy I. McGuire | Management | For | For |
1e | Elect Director William C. Rhodes, III | Management | For | For |
1f | Elect Director Debra A. Sandler | Management | For | For |
1g | Elect Director Ralph E. Santana | Management | For | For |
1h | Elect Director Todd J. Vasos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock | Management | For | For |
6 | Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock | Shareholder | Against | Against |
DOLLAR TREE, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: DLTR
SECURITY ID: 256746108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold S. Barron | Management | For | For |
1b | Elect Director Gregory M. Bridgeford | Management | For | For |
1c | Elect Director Thomas W. Dickson | Management | For | For |
1d | Elect Director Lemuel E. Lewis | Management | For | For |
1e | Elect Director Jeffrey G. Naylor | Management | For | For |
1f | Elect Director Winnie Y. Park | Management | For | For |
1g | Elect Director Bob Sasser | Management | For | For |
1h | Elect Director Stephanie P. Stahl | Management | For | For |
1i | Elect Director Carrie A. Wheeler | Management | For | For |
1j | Elect Director Thomas E. Whiddon | Management | For | For |
1k | Elect Director Michael A. Witynski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
EXPEDIA GROUP, INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: EXPE
SECURITY ID: 30212P303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel Altman | Management | For | For |
1b | Elect Director Beverly Anderson | Management | For | For |
1c | Elect Director Susan Athey | Management | For | For |
1d | Elect Director Chelsea Clinton | Management | For | For |
1e | Elect Director Barry Diller | Management | For | For |
1f | Elect Director Jon Gieselman - Withdrawn | Management | None | None |
1g | Elect Director Craig Jacobson | Management | For | For |
1h | Elect Director Peter Kern | Management | For | For |
1i | Elect Director Dara Khosrowshahi | Management | For | For |
1j | Elect Director Patricia Menendez-Cambo | Management | For | For |
1k | Elect Director Greg Mondre | Management | For | For |
1l | Elect Director David Sambur - Withdrawn | Management | None | None |
1m | Elect Director Alex von Furstenberg | Management | For | For |
1n | Elect Director Julie Whalen | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
FACEBOOK, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: FB
SECURITY ID: 30303M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peggy Alford | Management | For | For |
1.2 | Elect Director Marc L. Andreessen | Management | For | For |
1.3 | Elect Director Andrew W. Houston | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Tracey T. Travis | Management | For | For |
1.9 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
8 | Report on Platform Misuse | Shareholder | Against | For |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
FERRARI NV
MEETING DATE: APR 15, 2021 |
||||
TICKER: RACE
SECURITY ID: N3167Y103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.c | Approve Remuneration Report | Management | For | For |
2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
2.e | Approve Dividends of EUR 0.867 Per Share | Management | For | For |
2.f | Approve Discharge of Directors | Management | For | For |
3.a | Reelect John Elkann as Executive Director | Management | For | For |
3.b | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
3.c | Reelect Delphine Arnault as Non-Executive Director | Management | For | For |
3.d | Reelect Francesca Bellettini as Non-Executive Director | Management | For | For |
3.e | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
3.f | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
3.g | Reelect John Galantic as Non-Executive Director | Management | For | For |
3.h | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
3.i | Reelect Adam Keswick as Non-Executive Director | Management | For | For |
4 | Appoint Ernst & Young Accountants LLP as Auditors | Management | For | For |
5.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
5.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
5.3 | Grant Board Authority to Issue Special Voting Shares | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Awards to Executive Director | Management | For | For |
8 | Close Meeting | Management | None | None |
FIVE BELOW, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: FIVE
SECURITY ID: 33829M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dinesh S. Lathi | Management | For | For |
1b | Elect Director Richard L. Markee | Management | For | For |
1c | Elect Director Thomas G. Vellios | Management | For | For |
1d | Elect Director Zuhairah S. Washington | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLOOR & DECOR HOLDINGS, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: FND
SECURITY ID: 339750101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Norman H. Axelrod | Management | For | For |
1b | Elect Director Ryan Marshall | Management | For | For |
1c | Elect Director Richard L. Sullivan | Management | For | For |
1d | Elect Director Felicia D. Thornton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirements | Management | For | For |
FLUTTER ENTERTAINMENT PLC
MEETING DATE: DEC 29, 2020 |
||||
TICKER: FLTR
SECURITY ID: G3643J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of the Fastball Shares by TSE Holdings Limited | Management | For | For |
FLUTTER ENTERTAINMENT PLC
MEETING DATE: JAN 19, 2021 |
||||
TICKER: FLTR
SECURITY ID: G3643J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3A | Conditional upon the Adoption of Resolutions 1 and 2, Adopt New Articles of Association | Management | For | For |
3B | Conditional upon the Adoption of Resolution 1 and Resolution 2 not being Validly Adopted, Adopt New Articles of Association | Management | For | For |
4 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: GIII
SECURITY ID: 36237H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Victor Herrero | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Jeanette Nostra | Management | For | For |
1.9 | Elect Director Laura Pomerantz | Management | For | Withhold |
1.10 | Elect Director Willem van Bokhorst | Management | For | Withhold |
1.11 | Elect Director Cheryl Vitali | Management | For | For |
1.12 | Elect Director Richard White | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
GRAND CANYON EDUCATION, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: LOPE
SECURITY ID: 38526M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian E. Mueller | Management | For | For |
1.2 | Elect Director Sara R. Dial | Management | For | For |
1.3 | Elect Director Jack A. Henry | Management | For | For |
1.4 | Elect Director Lisa Graham Keegan | Management | For | For |
1.5 | Elect Director Chevy Humphrey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
HERBALIFE NUTRITION LTD.
MEETING DATE: APR 28, 2021 |
||||
TICKER: HLF
SECURITY ID: G4412G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Agwunobi | Management | For | For |
1.2 | Elect Director Richard H. Carmona | Management | For | For |
1.3 | Elect Director Kevin M. Jones | Management | For | For |
1.4 | Elect Director Sophie L'Helias | Management | For | For |
1.5 | Elect Director Alan LeFevre | Management | For | For |
1.6 | Elect Director Juan Miguel Mendoza | Management | For | For |
1.7 | Elect Director Donal Mulligan | Management | For | For |
1.8 | Elect Director Maria Otero | Management | For | For |
1.9 | Elect Director John Tartol | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
HERMES INTERNATIONAL SCA
MEETING DATE: MAY 04, 2021 |
||||
TICKER: RMS
SECURITY ID: F48051100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of General Managers | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 4.55 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
7 | Approve Compensation of Corporate Officers | Management | For | For |
8 | Approve Compensation of Axel Dumas, General Manager | Management | For | For |
9 | Approve Compensation of Emile Hermes SARL, General Manager | Management | For | For |
10 | Approve Compensation of Eric de Seynes, Chairman of the Supervisory Board | Management | For | For |
11 | Approve Remuneration Policy of General Managers | Management | For | For |
12 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
13 | Reelect Matthieu Dumas as Supervisory Board Member | Management | For | For |
14 | Reelect Blaise Guerrand as Supervisory Board Member | Management | For | For |
15 | Reelect Olympia Guerrand as Supervisory Board Member | Management | For | For |
16 | Reelect Alexandre Viros as Supervisory Board Member | Management | For | For |
17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Capitalization of Reserves of up to 40 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 40 Percent of Issued Capital | Management | For | Against |
20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 40 Percent of Issued Capital | Management | For | Against |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
22 | Approve Issuance of Equity or Equity-Linked Securities up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
24 | Delegate Powers to the Management Board to Implement Spin-Off Agreements | Management | For | Against |
25 | Delegate Powers to the Management Board to Issue Shares in Connection with Item 24 Above | Management | For | Against |
26 | Amend Articles of Bylaws Re. Change of Corporate Form of Emile Hermes SARL | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
HILTON WORLDWIDE HOLDINGS INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: HLT
SECURITY ID: 43300A203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher J. Nassetta | Management | For | For |
1b | Elect Director Jonathan D. Gray | Management | For | For |
1c | Elect Director Charlene T. Begley | Management | For | For |
1d | Elect Director Chris Carr | Management | For | For |
1e | Elect Director Melanie L. Healey | Management | For | For |
1f | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
1g | Elect Director Judith A. McHale | Management | For | For |
1h | Elect Director John G. Schreiber | Management | For | For |
1i | Elect Director Elizabeth A. Smith | Management | For | For |
1j | Elect Director Douglas M. Steenland | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JDE PEET'S BV
MEETING DATE: NOV 18, 2020 |
||||
TICKER: JDEP
SECURITY ID: N44664105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Fabien Simon as Director | Management | For | For |
3 | Amend Directors' Remuneration Policy | Management | For | For |
4 | Elect Frank Engelen as Non-Executive Director | Management | For | For |
5 | Close Meeting | Management | None | None |
KOHL'S CORPORATION
MEETING DATE: MAY 12, 2021 |
||||
TICKER: KSS
SECURITY ID: 500255104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bender | Management | For | For |
1.2 | Elect Director Peter Boneparth | Management | For | For |
1.3 | Elect Director Steven A. Burd | Management | For | For |
1.4 | Elect Director Yael Cosset | Management | For | For |
1.5 | Elect Director H. Charles Floyd | Management | For | For |
1.6 | Elect Director Michelle Gass | Management | For | For |
1.7 | Elect Director Robbin Mitchell | Management | For | For |
1.8 | Elect Director Jonas Prising | Management | For | For |
1.9 | Elect Director John E. Schlifske | Management | For | For |
1.10 | Elect Director Adrianne Shapira | Management | For | For |
1.11 | Elect Director Frank V. Sica | Management | For | For |
1.12 | Elect Director Stephanie A. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
L BRANDS, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: LB
SECURITY ID: 501797104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patricia S. Bellinger | Management | For | For |
1b | Elect Director Donna A. James | Management | For | For |
1c | Elect Director Francis A. Hondal | Management | For | For |
1d | Elect Director Danielle Lee | Management | For | For |
1e | Elect Director Andrew M. Meslow | Management | For | For |
1f | Elect Director Michael G. Morris | Management | For | For |
1g | Elect Director Sarah E. Nash | Management | For | For |
1h | Elect Director Robert H. Schottenstein | Management | For | For |
1i | Elect Director Anne Sheehan | Management | For | For |
1j | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
LENNAR CORPORATION
MEETING DATE: APR 07, 2021 |
||||
TICKER: LEN
SECURITY ID: 526057104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Rick Beckwitt | Management | For | For |
1c | Elect Director Steven L. Gerard | Management | For | For |
1d | Elect Director Tig Gilliam | Management | For | For |
1e | Elect Director Sherrill W. Hudson | Management | For | For |
1f | Elect Director Jonathan M. Jaffe | Management | For | For |
1g | Elect Director Sidney Lapidus | Management | For | For |
1h | Elect Director Teri P. McClure | Management | For | For |
1i | Elect Director Stuart Miller | Management | For | For |
1j | Elect Director Armando Olivera | Management | For | For |
1k | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
LEVI STRAUSS & CO.
MEETING DATE: APR 21, 2021 |
||||
TICKER: LEVI
SECURITY ID: 52736R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David A. Friedman | Management | For | For |
1b | Elect Director Yael Garten | Management | For | For |
1c | Elect Director Jenny Ming | Management | For | For |
1d | Elect Director Joshua E. Prime | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: LIND
SECURITY ID: 535219109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sven-Olof Lindblad | Management | For | For |
1.2 | Elect Director Mark D. Ein | Management | For | Withhold |
1.3 | Elect Director Dolf Berle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Marcum LLP as Auditors | Management | For | For |
LIVE NATION ENTERTAINMENT, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: LYV
SECURITY ID: 538034109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maverick Carter | Management | For | For |
1.2 | Elect Director Ari Emanuel - Withdrawn | Management | None | None |
1.3 | Elect Director Ping Fu | Management | For | For |
1.4 | Elect Director Jeffrey T. Hinson | Management | For | For |
1.5 | Elect Director Chad Hollingsworth | Management | For | For |
1.6 | Elect Director James Iovine | Management | For | For |
1.7 | Elect Director James S. Kahan | Management | For | For |
1.8 | Elect Director Gregory B. Maffei | Management | For | For |
1.9 | Elect Director Randall T. Mays | Management | For | For |
1.10 | Elect Director Michael Rapino | Management | For | For |
1.11 | Elect Director Mark S. Shapiro | Management | For | For |
1.12 | Elect Director Dana Walden | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2021 |
||||
TICKER: LOW
SECURITY ID: 548661107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marvin R. Ellison | Management | For | For |
1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
1.9 | Elect Director Brian C. Rogers | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Mary Beth West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: LULU
SECURITY ID: 550021109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Calvin McDonald | Management | For | For |
1b | Elect Director Martha Morfitt | Management | For | For |
1c | Elect Director Emily White | Management | For | For |
1d | Elect Director Kourtney Gibson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON SE
MEETING DATE: APR 15, 2021 |
||||
TICKER: MC
SECURITY ID: F58485115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Antoine Arnault as Director | Management | For | For |
6 | Reelect Nicolas Bazire as Director | Management | For | Against |
7 | Reelect Charles de Croisset as Director | Management | For | For |
8 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
9 | Appoint Olivier Lenel as Alternate Auditor | Management | For | For |
10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Management | For | For |
11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Management | For | For |
12 | Approve Compensation of Corporate Officers | Management | For | For |
13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
15 | Approve Remuneration Policy of Directors | Management | For | For |
16 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
17 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | For |
26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Management | For | For |
30 | Amend Article 22 of Bylaws Re: Auditors | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON SE
MEETING DATE: MAY 28, 2021 |
||||
TICKER: MC
SECURITY ID: F58485115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
LYFT, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: LYFT
SECURITY ID: 55087P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Zimmer | Management | For | For |
1.2 | Elect Director Valerie Jarrett | Management | For | For |
1.3 | Elect Director David Lawee | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2021 |
||||
TICKER: MAR
SECURITY ID: 571903202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J.W. Marriott, Jr. | Management | For | For |
1b | Elect Director Anthony G. Capuano | Management | For | For |
1c | Elect Director Deborah Marriott Harrison | Management | For | For |
1d | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
1e | Elect Director Eric Hippeau | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Debra L. Lee | Management | For | For |
1h | Elect Director Aylwin B. Lewis | Management | For | For |
1i | Elect Director David S. Marriott | Management | For | For |
1j | Elect Director Margaret M. McCarthy | Management | For | For |
1k | Elect Director George Munoz | Management | For | For |
1l | Elect Director Horacio D. Rozanski | Management | For | For |
1m | Elect Director Susan C. Schwab | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Eliminate Supermajority Vote Requirement for Removal of Directors | Management | For | For |
4b | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
4c | Eliminate Supermajority Vote Requirement to Amend Certain Bylaws Provisions | Management | For | For |
4d | Eliminate Supermajority Vote Requirement for Certain Transactions | Management | For | For |
4e | Eliminate Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
MARRIOTT VACATIONS WORLDWIDE CORPORATION
MEETING DATE: MAY 14, 2021 |
||||
TICKER: VAC
SECURITY ID: 57164Y107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lizanne Galbreath | Management | For | For |
1.2 | Elect Director Melquiades R. Martinez | Management | For | For |
1.3 | Elect Director Stephen R. Quazzo | Management | For | For |
1.4 | Elect Director Stephen P. Weisz | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCDONALD'S CORPORATION
MEETING DATE: MAY 20, 2021 |
||||
TICKER: MCD
SECURITY ID: 580135101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Robert Eckert | Management | For | For |
1c | Elect Director Catherine Engelbert | Management | For | For |
1d | Elect Director Margaret Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Christopher Kempczinski | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Paul Walsh | Management | For | For |
1l | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Sugar and Public Health | Shareholder | Against | Against |
5 | Report on Antibiotics and Public Health Costs | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MERCADOLIBRE, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: MELI
SECURITY ID: 58733R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicolas Galperin | Management | For | For |
1.2 | Elect Director Henrique Dubugras | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Co. S.A as Auditors | Management | For | For |
MGM RESORTS INTERNATIONAL
MEETING DATE: MAY 05, 2021 |
||||
TICKER: MGM
SECURITY ID: 552953101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barry Diller | Management | For | For |
1b | Elect Director William W. Grounds | Management | For | For |
1c | Elect Director Alexis M. Herman | Management | For | For |
1d | Elect Director William J. Hornbuckle | Management | For | For |
1e | Elect Director Mary Chris Jammet | Management | For | For |
1f | Elect Director John Kilroy | Management | For | Against |
1g | Elect Director Joey Levin | Management | For | Against |
1h | Elect Director Rose McKinney-James | Management | For | For |
1i | Elect Director Keith A. Meister | Management | For | For |
1j | Elect Director Paul Salem | Management | For | For |
1k | Elect Director Gregory M. Spierkel | Management | For | For |
1l | Elect Director Jan G. Swartz | Management | For | For |
1m | Elect Director Daniel J. Taylor | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | Against |
MONRO, INC.
MEETING DATE: AUG 18, 2020 |
||||
TICKER: MNRO
SECURITY ID: 610236101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Auerbach | Management | For | For |
1.2 | Elect Director Donald Glickman | Management | For | For |
1.3 | Elect Director Lindsay N. Hyde | Management | For | For |
1.4 | Elect Director Leah C. Johnson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
NATIONAL VISION HOLDINGS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: EYE
SECURITY ID: 63845R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Reade Fahs | Management | For | For |
1.2 | Elect Director Susan Somersille Johnson | Management | For | For |
1.3 | Elect Director Naomi Kelman | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC.
MEETING DATE: MAR 08, 2021 |
||||
TICKER: 9901
SECURITY ID: 647581107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Subdivision | Management | For | For |
2 | Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
3 | Adopt Amended and Restated Memorandum and Articles of Association | Management | For | For |
NIKE, INC.
MEETING DATE: SEP 17, 2020 |
||||
TICKER: NKE
SECURITY ID: 654106103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
1b | Elect Director Peter B. Henry | Management | For | For |
1c | Elect Director Michelle A. Peluso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
NOODLES & COMPANY
MEETING DATE: APR 27, 2021 |
||||
TICKER: NDLS
SECURITY ID: 65540B105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Jones | Management | For | For |
1.2 | Elect Director Drew Madsen | Management | For | For |
1.3 | Elect Director Shawn Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NORDSTROM, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: JWN
SECURITY ID: 655664100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shellye L. Archambeau | Management | For | For |
1b | Elect Director Stacy Brown-Philpot | Management | For | For |
1c | Elect Director James L. Donald | Management | For | For |
1d | Elect Director Kirsten A. Green | Management | For | For |
1e | Elect Director Glenda G. McNeal | Management | For | For |
1f | Elect Director Erik B. Nordstrom | Management | For | For |
1g | Elect Director Peter E. Nordstrom | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Bradley D. Tilden | Management | For | For |
1j | Elect Director Mark J. Tritton | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NVR, INC.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: NVR
SECURITY ID: 62944T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dwight C. Schar | Management | For | For |
1.2 | Elect Director C. E. Andrews | Management | For | For |
1.3 | Elect Director Sallie B. Bailey | Management | For | For |
1.4 | Elect Director Thomas D. Eckert | Management | For | For |
1.5 | Elect Director Alfred E. Festa | Management | For | For |
1.6 | Elect Director Manuel H. Johnson | Management | For | For |
1.7 | Elect Director Alexandra A. Jung | Management | For | For |
1.8 | Elect Director Mel Martinez | Management | For | For |
1.9 | Elect Director William A. Moran | Management | For | For |
1.10 | Elect Director David A. Preiser | Management | For | For |
1.11 | Elect Director W. Grady Rosier | Management | For | For |
1.12 | Elect Director Susan Williamson Ross | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: ORLY
SECURITY ID: 67103H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Larry O'Reilly | Management | For | For |
1c | Elect Director Greg Henslee | Management | For | For |
1d | Elect Director Jay D. Burchfield | Management | For | For |
1e | Elect Director Thomas T. Hendrickson | Management | For | For |
1f | Elect Director John R. Murphy | Management | For | For |
1g | Elect Director Dana M. Perlman | Management | For | For |
1h | Elect Director Maria A. Sastre | Management | For | For |
1i | Elect Director Andrea M. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: OLLI
SECURITY ID: 681116109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alissa Ahlman | Management | For | For |
1b | Elect Director Robert Fisch | Management | For | For |
1c | Elect Director Thomas Hendrickson | Management | For | For |
1d | Elect Director John Swygert | Management | For | For |
1e | Elect Director Richard Zannino | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: PENN
SECURITY ID: 707569109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Handler | Management | For | For |
1.2 | Elect Director John M. Jacquemin | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PERFORMANCE FOOD GROUP COMPANY
MEETING DATE: NOV 19, 2020 |
||||
TICKER: PFGC
SECURITY ID: 71377A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George L. Holm | Management | For | For |
1b | Elect Director Barbara J. Beck | Management | For | For |
1c | Elect Director Matthew C. Flanigan | Management | For | For |
1d | Elect Director David V. Singer | Management | For | For |
1e | Elect Director Meredith Adler | Management | For | For |
1f | Elect Director Jeffrey M. Overly | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PLANET FITNESS, INC.
MEETING DATE: MAY 03, 2021 |
||||
TICKER: PLNT
SECURITY ID: 72703H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Rondeau | Management | For | For |
1.2 | Elect Director Frances Rathke | Management | For | For |
1.3 | Elect Director Bernard Acoca | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PURPLE INNOVATION, INC.
MEETING DATE: MAY 21, 2021 |
||||
TICKER: PRPL
SECURITY ID: 74640Y106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pano Anthos | Management | For | For |
1.2 | Elect Director Gary T. DiCamillo | Management | For | For |
1.3 | Elect Director Adam Gray | Management | For | For |
1.4 | Elect Director Claudia Hollingsworth | Management | For | For |
1.5 | Elect Director Gary A. Kiedaisch | Management | For | For |
1.6 | Elect Director Joseph B. Megibow | Management | For | For |
1.7 | Elect Director Paul Zepf | Management | For | For |
1.8 | Elect Director Dawn M. Zier | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
PVH CORP.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: PVH
SECURITY ID: 693656100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brent Callinicos | Management | For | For |
1b | Elect Director George Cheeks | Management | For | For |
1c | Elect Director Emanuel Chirico | Management | For | For |
1d | Elect Director Joseph B. Fuller | Management | For | For |
1e | Elect Director Stefan Larsson | Management | For | For |
1f | Elect Director V. James Marino | Management | For | For |
1g | Elect Director G. Penny McIntyre | Management | For | For |
1h | Elect Director Amy McPherson | Management | For | For |
1i | Elect Director Henry Nasella | Management | For | For |
1j | Elect Director Allison Peterson | Management | For | For |
1k | Elect Director Edward R. Rosenfeld | Management | For | For |
1l | Elect Director Judith Amanda Sourry Knox | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
RESTAURANT BRANDS INTERNATIONAL INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: QSR
SECURITY ID: 76131D103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexandre Behring | Management | For | Withhold |
1.2 | Elect Director Joao M. Castro-Neves | Management | For | For |
1.3 | Elect Director Maximilien de Limburg Stirum | Management | For | For |
1.4 | Elect Director Paul J. Fribourg | Management | For | For |
1.5 | Elect Director Neil Golden | Management | For | For |
1.6 | Elect Director Ali Hedayat | Management | For | For |
1.7 | Elect Director Golnar Khosrowshahi | Management | For | For |
1.8 | Elect Director Marc Lemann | Management | For | For |
1.9 | Elect Director Jason Melbourne | Management | For | For |
1.10 | Elect Director Giovanni (John) Prato | Management | For | For |
1.11 | Elect Director Daniel S. Schwartz | Management | For | For |
1.12 | Elect Director Carlos Alberto Sicupira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ROSS STORES, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: ROST
SECURITY ID: 778296103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director K. Gunnar Bjorklund | Management | For | For |
1b | Elect Director Michael J. Bush | Management | For | For |
1c | Elect Director Sharon D. Garrett | Management | For | For |
1d | Elect Director Michael J. Hartshorn | Management | For | For |
1e | Elect Director Stephen D. Milligan | Management | For | For |
1f | Elect Director Patricia H. Mueller | Management | For | For |
1g | Elect Director George P. Orban | Management | For | For |
1h | Elect Director Gregory L. Quesnel | Management | For | For |
1i | Elect Director Larree M. Renda | Management | For | For |
1j | Elect Director Barbara Rentler | Management | For | For |
1k | Elect Director Doniel N. Sutton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt Share Retention Policy For Senior Executives *Withdrawn Resolution* | Shareholder | None | None |
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 25, 2021 |
||||
TICKER: RUTH
SECURITY ID: 783332109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Giannella Alvarez | Management | For | For |
1b | Elect Director Mary L. Baglivo | Management | For | For |
1c | Elect Director Carla R. Cooper | Management | For | For |
1d | Elect Director Cheryl J. Henry | Management | For | For |
1e | Elect Director Stephen M. King | Management | For | For |
1f | Elect Director Michael P. O'Donnell | Management | For | For |
1g | Elect Director Marie L. Perry | Management | For | For |
1h | Elect Director Robin P. Selati | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 28, 2021 |
||||
TICKER: SBH
SECURITY ID: 79546E104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy R. Baer | Management | For | For |
1.2 | Elect Director Christian A. Brickman | Management | For | For |
1.3 | Elect Director Marshall E. Eisenberg | Management | For | For |
1.4 | Elect Director Diana S. Ferguson | Management | For | For |
1.5 | Elect Director Dorlisa K. Flur | Management | For | For |
1.6 | Elect Director James M. Head | Management | For | For |
1.7 | Elect Director Linda Heasley | Management | For | For |
1.8 | Elect Director Robert R. McMaster | Management | For | For |
1.9 | Elect Director John A. Miller | Management | For | For |
1.10 | Elect Director Susan R. Mulder | Management | For | For |
1.11 | Elect Director Denise Paulonis | Management | For | For |
1.12 | Elect Director Edward W. Rabin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
SKECHERS U.S.A., INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: SKX
SECURITY ID: 830566105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Greenberg | Management | For | Withhold |
1.2 | Elect Director Morton Erlich | Management | For | Withhold |
1.3 | Elect Director Thomas Walsh | Management | For | Withhold |
STARBUCKS CORPORATION
MEETING DATE: MAR 17, 2021 |
||||
TICKER: SBUX
SECURITY ID: 855244109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | None | None |
1c | Elect Director Andrew Campion | Management | For | For |
1d | Elect Director Mary N. Dillon | Management | For | For |
1e | Elect Director Isabel Ge Mahe | Management | For | For |
1f | Elect Director Mellody Hobson | Management | For | For |
1g | Elect Director Kevin R. Johnson | Management | For | For |
1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
1i | Elect Director Satya Nadella | Management | For | For |
1j | Elect Director Joshua Cooper Ramo | Management | For | For |
1k | Elect Director Clara Shih | Management | For | For |
1l | Elect Director Javier G. Teruel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
TAPESTRY, INC.
MEETING DATE: NOV 05, 2020 |
||||
TICKER: TPR
SECURITY ID: 876030107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Bilbrey | Management | For | For |
1b | Elect Director Darrell Cavens | Management | For | For |
1c | Elect Director David Denton | Management | For | For |
1d | Elect Director Anne Gates | Management | For | For |
1e | Elect Director Susan Kropf | Management | For | For |
1f | Elect Director Annabelle Yu Long | Management | For | For |
1g | Elect Director Ivan Menezes | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
TARGET CORPORATION
MEETING DATE: JUN 09, 2021 |
||||
TICKER: TGT
SECURITY ID: 87612E106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director George S. Barrett | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Robert L. Edwards | Management | For | For |
1e | Elect Director Melanie L. Healey | Management | For | For |
1f | Elect Director Donald R. Knauss | Management | For | For |
1g | Elect Director Christine A. Leahy | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Mary E. Minnick | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
1k | Elect Director Kenneth L. Salazar | Management | For | For |
1l | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2021 |
||||
TICKER: TPX
SECURITY ID: 88023U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
1b | Elect Director Cathy R. Gates | Management | For | For |
1c | Elect Director John A. Heil | Management | For | For |
1d | Elect Director Jon L. Luther | Management | For | For |
1e | Elect Director Richard W. Neu | Management | For | For |
1f | Elect Director Scott L. Thompson | Management | For | For |
1g | Elect Director Robert B. Trussell, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
THE HOME DEPOT, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: HD
SECURITY ID: 437076102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Against |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
THE REALREAL, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: REAL
SECURITY ID: 88339P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Krolik | Management | For | Withhold |
1.2 | Elect Director Niki Leondakis | Management | For | Withhold |
1.3 | Elect Director Emma Grede | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE TJX COMPANIES, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: TJX
SECURITY ID: 872540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zein Abdalla | Management | For | For |
1b | Elect Director Jose B. Alvarez | Management | For | For |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director Rosemary T. Berkery | Management | For | For |
1e | Elect Director David T. Ching | Management | For | For |
1f | Elect Director C. Kim Goodwin | Management | For | For |
1g | Elect Director Ernie Herrman | Management | For | For |
1h | Elect Director Michael F. Hines | Management | For | For |
1i | Elect Director Amy B. Lane | Management | For | For |
1j | Elect Director Carol Meyrowitz | Management | For | For |
1k | Elect Director Jackwyn L. Nemerov | Management | For | For |
1l | Elect Director John F. O'Brien | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Animal Welfare | Shareholder | Against | Against |
5 | Report on Pay Disparity | Shareholder | Against | Against |
THOR INDUSTRIES, INC.
MEETING DATE: DEC 18, 2020 |
||||
TICKER: THO
SECURITY ID: 885160101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Graves | Management | For | For |
1.2 | Elect Director Amelia A. Huntington | Management | For | For |
1.3 | Elect Director Wilson Jones | Management | For | For |
1.4 | Elect Director Christopher Klein | Management | For | For |
1.5 | Elect Director J. Allen Kosowsky | Management | For | For |
1.6 | Elect Director Robert W. Martin | Management | For | For |
1.7 | Elect Director Peter B. Orthwein | Management | For | For |
1.8 | Elect Director Jan H. Suwinski | Management | For | For |
1.9 | Elect Director James L. Ziemer | Management | For | For |
1.10 | Elect Director William J. Kelley, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UBER TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2021 |
||||
TICKER: UBER
SECURITY ID: 90353T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald Sugar | Management | For | For |
1b | Elect Director Revathi Advaithi | Management | For | For |
1c | Elect Director Ursula Burns | Management | For | For |
1d | Elect Director Robert Eckert | Management | For | For |
1e | Elect Director Amanda Ginsberg | Management | For | For |
1f | Elect Director Dara Khosrowshahi | Management | For | For |
1g | Elect Director Wan Ling Martello | Management | For | For |
1h | Elect Director Yasir Al-Rumayyan | Management | For | For |
1i | Elect Director John Thain | Management | For | For |
1j | Elect Director David I. Trujillo | Management | For | For |
1k | Elect Director Alexander Wynaendts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
ULTA BEAUTY, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Halligan | Management | For | For |
1.2 | Elect Director David C. Kimbell | Management | For | For |
1.3 | Elect Director George R. Mrkonic | Management | For | For |
1.4 | Elect Director Lorna E. Nagler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
US FOODS HOLDING CORP.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: USFD
SECURITY ID: 912008109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl A. Bachelder | Management | For | For |
1b | Elect Director Court D. Carruthers | Management | For | For |
1c | Elect Director John A. Lederer | Management | For | For |
1d | Elect Director Carl Andrew Pforzheimer | Management | For | For |
1e | Elect Director David M. Tehle | Management | For | For |
1f | Elect Director Ann E. Ziegler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VAIL RESORTS, INC.
MEETING DATE: DEC 03, 2020 |
||||
TICKER: MTN
SECURITY ID: 91879Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Decker | Management | For | For |
1b | Elect Director Robert A. Katz | Management | For | For |
1c | Elect Director Nadia Rawlinson | Management | For | For |
1d | Elect Director John T. Redmond | Management | For | For |
1e | Elect Director Michele Romanow | Management | For | For |
1f | Elect Director Hilary A. Schneider | Management | For | For |
1g | Elect Director D. Bruce Sewell | Management | For | For |
1h | Elect Director John F. Sorte | Management | For | For |
1i | Elect Director Peter A. Vaughn | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VF CORPORATION
MEETING DATE: JUL 28, 2020 |
||||
TICKER: VFC
SECURITY ID: 918204108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director Benno Dorer | Management | For | For |
1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
1.5 | Elect Director Laura W. Lang | Management | For | For |
1.6 | Elect Director W. Alan McCollough | Management | For | For |
1.7 | Elect Director W. Rodney McMullen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Steven E. Rendle | Management | For | For |
1.10 | Elect Director Carol L. Roberts | Management | For | For |
1.11 | Elect Director Matthew J. Shattock | Management | For | For |
1.12 | Elect Director Veronica B. Wu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VISA INC.
MEETING DATE: JAN 26, 2021 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Ramon Laguarta | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Denise M. Morrison | Management | For | For |
1i | Elect Director Suzanne Nora Johnson | Management | For | For |
1j | Elect Director Linda J. Rendle | Management | For | For |
1k | Elect Director John A. C. Swainson | Management | For | For |
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
WAYFAIR INC.
MEETING DATE: MAY 11, 2021 |
||||
TICKER: W
SECURITY ID: 94419L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Niraj Shah | Management | For | For |
1b | Elect Director Steven Conine | Management | For | For |
1c | Elect Director Michael Choe | Management | For | For |
1d | Elect Director Andrea Jung | Management | For | For |
1e | Elect Director Michael Kumin | Management | For | For |
1f | Elect Director Jeffrey Naylor | Management | For | For |
1g | Elect Director Anke Schaferkordt | Management | For | For |
1h | Elect Director Michael E. Sneed | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WORLD WRESTLING ENTERTAINMENT, INC.
MEETING DATE: JUL 16, 2020 |
||||
TICKER: WWE
SECURITY ID: 98156Q108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent K. McMahon | Management | For | For |
1.2 | Elect Director Stephanie McMahon Levesque | Management | For | For |
1.3 | Elect Director Paul "Triple H" Levesque | Management | For | For |
1.4 | Elect Director Stuart U. Goldfarb | Management | For | For |
1.5 | Elect Director Laureen Ong | Management | For | For |
1.6 | Elect Director Robyn W. Peterson | Management | For | For |
1.7 | Elect Director Frank A. Riddick, III | Management | For | For |
1.8 | Elect Director Man Jit Singh | Management | For | For |
1.9 | Elect Director Jeffrey R. Speed | Management | For | For |
1.10 | Elect Director Alan M. Wexler | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ENERGY FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
APA CORP.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: APA
SECURITY ID: 03743Q108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Annell R. Bay | Management | For | For |
2 | Elect Director John J. Christmann, IV | Management | For | For |
3 | Elect Director Juliet S. Ellis | Management | For | For |
4 | Elect Director Chansoo Joung | Management | For | For |
5 | Elect Director John E. Lowe | Management | For | For |
6 | Elect Director H. Lamar McKay | Management | For | For |
7 | Elect Director William C. Montgomery | Management | For | For |
8 | Elect Director Amy H. Nelson | Management | For | For |
9 | Elect Director Daniel W. Rabun | Management | For | For |
10 | Elect Director Peter A. Ragauss | Management | For | For |
11 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Charter to Remove the Pass-Through Voting Provision | Management | For | For |
BAKER HUGHES COMPANY
MEETING DATE: MAY 14, 2021 |
||||
TICKER: BKR
SECURITY ID: 05722G100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Cynthia B. Carroll | Management | For | For |
1.4 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.5 | Elect Director Nelda J. Connors | Management | For | For |
1.6 | Elect Director Gregory L. Ebel | Management | For | For |
1.7 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.8 | Elect Director John G. Rice | Management | For | For |
1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
BP PLC
MEETING DATE: MAY 12, 2021 |
||||
TICKER: BP
SECURITY ID: 055622104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.a | Elect Murray Auchincloss as Director | Management | For | For |
3.b | Elect Tushar Morzaria as Director | Management | For | For |
3.c | Elect Karen Richardson as Director | Management | For | For |
3.d | Elect Dr Johannes Teyssen as Director | Management | For | For |
3.e | Re-elect Bernard Looney as Director | Management | For | For |
3.f | Re-elect Pamela Daley as Director | Management | For | For |
3.g | Re-elect Helge Lund as Director | Management | For | For |
3.h | Re-elect Melody Meyer as Director | Management | For | For |
3.i | Re-elect Paula Reynolds as Director | Management | For | For |
3.j | Re-elect Sir John Sawers as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise UK Political Donations and Expenditure | Management | For | For |
7 | Approve Scrip Dividend Programme | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
13 | Approve Shareholder Resolution on Climate Change Targets | Shareholder | Against | Against |
CACTUS, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: WHD
SECURITY ID: 127203107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael McGovern | Management | For | For |
1.2 | Elect Director John (Andy) O'Donnell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CALLON PETROLEUM COMPANY
MEETING DATE: MAY 14, 2021 |
||||
TICKER: CPE
SECURITY ID: 13123X508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara J. Faulkenberry | Management | For | For |
1.2 | Elect Director L. Richard Flury | Management | For | For |
1.3 | Elect Director Joseph C. Gatto, Jr. | Management | For | For |
1.4 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 06, 2021 |
||||
TICKER: CNQ
SECURITY ID: 136385101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
1.3 | Elect Director N. Murray Edwards | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | For |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CHAMPIONX CORP.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: CHX
SECURITY ID: 15872M104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sivasankaran (Soma) Somasundaram | Management | For | For |
1.2 | Elect Director Stephen K. Wagner | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CHENIERE ENERGY, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: LNG
SECURITY ID: 16411R208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director G. Andrea Botta | Management | For | For |
1b | Elect Director Jack A. Fusco | Management | For | For |
1c | Elect Director Vicky A. Bailey | Management | For | For |
1d | Elect Director Nuno Brandolini | Management | For | For |
1e | Elect Director David B. Kilpatrick | Management | For | For |
1f | Elect Director Sean T. Klimczak | Management | For | For |
1g | Elect Director Andrew Langham | Management | For | For |
1h | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1i | Elect Director Neal A. Shear | Management | For | For |
1j | Elect Director Andrew J. Teno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CHEVRON CORPORATION
MEETING DATE: MAY 26, 2021 |
||||
TICKER: CVX
SECURITY ID: 166764100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Marillyn A. Hewson | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Debra Reed-Klages | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director D. James Umpleby, III | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Scope 3 Emissions | Shareholder | Against | Against |
5 | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Against | For |
6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
CIMAREX ENERGY CO.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: XEC
SECURITY ID: 171798101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen A. Hogenson | Management | For | For |
1.2 | Elect Director Lisa A. Stewart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
CONCHO RESOURCES INC.
MEETING DATE: JAN 15, 2021 |
||||
TICKER: CXO
SECURITY ID: 20605P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
CONOCOPHILLIPS
MEETING DATE: JAN 15, 2021 |
||||
TICKER: COP
SECURITY ID: 20825C104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
CONOCOPHILLIPS
MEETING DATE: MAY 11, 2021 |
||||
TICKER: COP
SECURITY ID: 20825C104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles E. Bunch | Management | For | For |
1b | Elect Director Caroline Maury Devine | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jody Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Jeffrey A. Joerres | Management | For | For |
1g | Elect Director Ryan M. Lance | Management | For | For |
1h | Elect Director Timothy A. Leach | Management | For | For |
1i | Elect Director William H. McRaven | Management | For | For |
1j | Elect Director Sharmila Mulligan | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director Arjun N. Murti | Management | For | For |
1m | Elect Director Robert A. Niblock | Management | For | For |
1n | Elect Director David T. Seaton | Management | For | For |
1o | Elect Director R.A. Walker | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | For | For |
5 | Emission Reduction Targets | Shareholder | Against | Against |
DARLING INGREDIENTS INC.
MEETING DATE: MAY 11, 2021 |
||||
TICKER: DAR
SECURITY ID: 237266101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Randall C. Stuewe | Management | For | For |
1b | Elect Director Charles Adair | Management | For | For |
1c | Elect Director Beth Albright | Management | For | For |
1d | Elect Director Linda Goodspeed | Management | For | For |
1e | Elect Director Dirk Kloosterboer | Management | For | For |
1f | Elect Director Mary R. Korby | Management | For | For |
1g | Elect Director Gary W. Mize | Management | For | For |
1h | Elect Director Michael E. Rescoe | Management | For | For |
1i | Elect Director Nicole M. Ringenberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEVON ENERGY CORPORATION
MEETING DATE: DEC 30, 2020 |
||||
TICKER: DVN
SECURITY ID: 25179M103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DEVON ENERGY CORPORATION
MEETING DATE: JUN 09, 2021 |
||||
TICKER: DVN
SECURITY ID: 25179M103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director Ann G. Fox | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Kelt Kindick | Management | For | For |
1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
1.7 | Elect Director Karl F. Kurz | Management | For | For |
1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.9 | Elect Director Richard E. Muncrief | Management | For | For |
1.10 | Elect Director Duane C. Radtke | Management | For | For |
1.11 | Elect Director Valerie M. Williams | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EOG RESOURCES, INC.
MEETING DATE: APR 29, 2021 |
||||
TICKER: EOG
SECURITY ID: 26875P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Robert P. Daniels | Management | For | For |
1d | Elect Director James C. Day | Management | For | For |
1e | Elect Director C. Christopher Gaut | Management | For | For |
1f | Elect Director Michael T. Kerr | Management | For | For |
1g | Elect Director Julie J. Robertson | Management | For | For |
1h | Elect Director Donald F. Textor | Management | For | For |
1i | Elect Director William R. Thomas | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2021 |
||||
TICKER: XOM
SECURITY ID: 30231G102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Michael J. Angelakis | Management | For | Did Not Vote |
1.2 | Elect Director Susan K. Avery | Management | For | Did Not Vote |
1.3 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
1.4 | Elect Director Ursula M. Burns | Management | For | Did Not Vote |
1.5 | Elect Director Kenneth C. Frazier | Management | For | Did Not Vote |
1.6 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
1.7 | Elect Director Steven A. Kandarian | Management | For | Did Not Vote |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | Did Not Vote |
1.9 | Elect Director Samuel J. Palmisano | Management | For | Did Not Vote |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | Did Not Vote |
1.11 | Elect Director Darren W. Woods | Management | For | Did Not Vote |
1.12 | Elect Director Wan Zulkiflee | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Require Independent Board Chair | Shareholder | Against | Did Not Vote |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Did Not Vote |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Did Not Vote |
8 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Gregory J. Goff | Shareholder | For | For |
1.2 | Elect Director Kaisa Hietala | Shareholder | For | For |
1.3 | Elect Director Alexander A. Karsner | Shareholder | For | Withhold |
1.4 | Elect Director Anders Runevad | Shareholder | For | Withhold |
1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | For |
1.6 | Management Nominee Susan K. Avery | Shareholder | For | For |
1.7 | Management Nominee Angela F. Braly | Shareholder | For | For |
1.8 | Management Nominee Ursula M. Burns | Shareholder | For | For |
1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | For |
1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | For |
1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | For |
1.12 | Management Nominee Darren W. Woods | Shareholder | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
4 | Require Independent Board Chair | Shareholder | None | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | Against |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | For |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Against |
8 | Report on Political Contributions | Shareholder | None | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | None | Against |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | Against |
FORUM ENERGY TECHNOLOGIES, INC.
MEETING DATE: SEP 15, 2020 |
||||
TICKER: FET
SECURITY ID: 34984V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Common Stock Upon Conversion of a Portion of Newly Issued 9.00% Convertible Senior Secured Notes due 2025 | Management | For | For |
GOLAR LNG LIMITED
MEETING DATE: SEP 24, 2020 |
||||
TICKER: GLNG
SECURITY ID: G9456A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Director Tor Olav Troim | Management | For | For |
2 | Reelect Director Daniel Rabun | Management | For | For |
3 | Reelect Director Thorleif Egeli | Management | For | For |
4 | Reelect Director Carl Steen | Management | For | For |
5 | Reelect Director Niels G. Stolt-Nielsen | Management | For | For |
6 | Reelect Director Lori Wheeler Naess | Management | For | For |
7 | Elect Director Georgina Sousa | Management | For | For |
8 | Amend Quorum Requirements | Management | For | For |
9 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Remuneration of Directors | Management | For | For |
HESS CORPORATION
MEETING DATE: JUN 02, 2021 |
||||
TICKER: HES
SECURITY ID: 42809H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrence J. Checki | Management | For | For |
1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1c | Elect Director Joaquin Duato | Management | For | For |
1d | Elect Director John B. Hess | Management | For | For |
1e | Elect Director Edith E. Holiday | Management | For | For |
1f | Elect Director Marc S. Lipschultz | Management | For | For |
1g | Elect Director David McManus | Management | For | For |
1h | Elect Director Kevin O. Meyers | Management | For | For |
1i | Elect Director Karyn F. Ovelmen | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director William G. Schrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MAGNOLIA OIL & GAS CORPORATION
MEETING DATE: MAY 04, 2021 |
||||
TICKER: MGY
SECURITY ID: 559663109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen "Steve" I. Chazen | Management | For | For |
1b | Elect Director Arcilia C. Acosta | Management | For | For |
1c | Elect Director Angela M. Busch | Management | For | For |
1d | Elect Director Edward P. Djerejian | Management | For | For |
1e | Elect Director James R. Larson | Management | For | For |
1f | Elect Director Dan F. Smith | Management | For | For |
1g | Elect Director John B. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 28, 2021 |
||||
TICKER: MPC
SECURITY ID: 56585A102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Alkhayyal | Management | For | For |
1b | Elect Director Jonathan Z. Cohen | Management | For | For |
1c | Elect Director Michael J. Hennigan | Management | For | For |
1d | Elect Director Frank M. Semple | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
NABORS INDUSTRIES LTD.
MEETING DATE: JUN 01, 2021 |
||||
TICKER: NBR
SECURITY ID: G6359F137
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tanya S. Beder | Management | For | Withhold |
1.2 | Elect Director Anthony R. Chase | Management | For | Withhold |
1.3 | Elect Director James R. Crane | Management | For | For |
1.4 | Elect Director John P. Kotts | Management | For | Withhold |
1.5 | Elect Director Michael C. Linn | Management | For | For |
1.6 | Elect Director Anthony G. Petrello | Management | For | For |
1.7 | Elect Director John Yearwood | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
NATIONAL ENERGY SERVICES REUNITED CORP.
MEETING DATE: JUN 25, 2021 |
||||
TICKER: NESR
SECURITY ID: G6375R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherif Foda | Management | For | For |
1.2 | Elect Director Yousef Al Nowais | Management | For | For |
1.3 | Elect Director Thomas Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
NEXTIER OILFIELD SOLUTIONS INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: NEX
SECURITY ID: 65290C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert W. Drummond | Management | For | For |
1b | Elect Director Stuart M. Brightman | Management | For | For |
1c | Elect Director Gary M. Halverson | Management | For | For |
1d | Elect Director Patrick M. Murray | Management | For | For |
1e | Elect Director Amy H. Nelson | Management | For | For |
1f | Elect Director Melvin G. Riggs | Management | For | For |
1g | Elect Director Michael Roemer | Management | For | For |
1h | Elect Director James C. Stewart | Management | For | For |
1i | Elect Director Scott R. Wille | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
NOBLE ENERGY, INC.
MEETING DATE: OCT 02, 2020 |
||||
TICKER: NBL
SECURITY ID: 655044105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
NORTHERN OIL AND GAS, INC.
MEETING DATE: AUG 17, 2020 |
||||
TICKER: NOG
SECURITY ID: 665531109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Reduce Authorized Common Stock | Management | For | For |
NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: NOG
SECURITY ID: 665531307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bahram Akradi | Management | For | For |
1.2 | Elect Director Lisa Bromiley | Management | For | For |
1.3 | Elect Director Roy "Ernie" Easley | Management | For | For |
1.4 | Elect Director Michael Frantz | Management | For | For |
1.5 | Elect Director Robert Grabb | Management | For | For |
1.6 | Elect Director Jack King | Management | For | For |
1.7 | Elect Director Stuart Lasher | Management | For | For |
1.8 | Elect Director Michael Popejoy | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 07, 2021 |
||||
TICKER: OXY
SECURITY ID: 674599105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen I. Chazen | Management | For | For |
1b | Elect Director Andrew Gould | Management | For | For |
1c | Elect Director Carlos M. Gutierrez | Management | For | For |
1d | Elect Director Vicki Hollub | Management | For | For |
1e | Elect Director Gary Hu | Management | For | For |
1f | Elect Director William R. Klesse | Management | For | For |
1g | Elect Director Andrew N. Langham | Management | For | For |
1h | Elect Director Jack B. Moore | Management | For | For |
1i | Elect Director Margarita Palau-Hernandez | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Robert M. Shearer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2021 |
||||
TICKER: OII
SECURITY ID: 675232102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Karen H. Beachy | Management | For | For |
1b | Elect Director Deanna L. Goodwin | Management | For | For |
1c | Elect Director Kavitha Velusamy | Management | For | For |
1d | Elect Director Steven A. Webster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ODFJELL DRILLING LTD.
MEETING DATE: JUN 23, 2021 |
||||
TICKER: ODL
SECURITY ID: G67180102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Helene Odfjell as Director | Management | For | For |
1.2 | Relect Susanne Munch Thore as Director | Management | For | For |
1.3 | Reelect Thomas Marsoner as Director | Management | For | For |
1.4 | Reelect Alasdair Shiach as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Remuneration of Directors in the Aggregate Amount of USD 250,000 | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
PARSLEY ENERGY, INC.
MEETING DATE: JAN 12, 2021 |
||||
TICKER: PE
SECURITY ID: 701877102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
PATTERSON-UTI ENERGY, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: PTEN
SECURITY ID: 703481101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
1.2 | Elect Director Michael W. Conlon | Management | For | For |
1.3 | Elect Director William A. Hendricks, Jr. | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Janeen S. Judah | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PDC ENERGY, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: PDCE
SECURITY ID: 69327R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barton R. Brookman | Management | For | For |
1.2 | Elect Director Mark E. Ellis | Management | For | For |
1.3 | Elect Director Paul J. Korus | Management | For | For |
1.4 | Elect Director David C. Parke | Management | For | For |
1.5 | Elect Director Lynn A. Peterson | Management | For | For |
1.6 | Elect Director Carlos A. Sabater | Management | For | For |
1.7 | Elect Director Diana L. Sands | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PHILLIPS 66
MEETING DATE: MAY 12, 2021 |
||||
TICKER: PSX
SECURITY ID: 718546104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julie L. Bushman | Management | For | For |
1b | Elect Director Lisa A. Davis | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt GHG Emissions Reduction Targets | Shareholder | Against | For |
6 | Report on Climate Lobbying | Shareholder | Against | Against |
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: JAN 12, 2021 |
||||
TICKER: PXD
SECURITY ID: 723787107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 27, 2021 |
||||
TICKER: PXD
SECURITY ID: 723787107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A.R. Alameddine | Management | For | For |
1b | Elect Director Edison C. Buchanan | Management | For | For |
1c | Elect Director Matt Gallagher | Management | For | For |
1d | Elect Director Phillip A. Gobe | Management | For | For |
1e | Elect Director Larry R. Grillot | Management | For | For |
1f | Elect Director Stacy P. Methvin | Management | For | For |
1g | Elect Director Royce W. Mitchell | Management | For | For |
1h | Elect Director Frank A. Risch | Management | For | For |
1i | Elect Director Scott D. Sheffield | Management | For | For |
1j | Elect Director J. Kenneth Thompson | Management | For | For |
1k | Elect Director Phoebe A. Wood | Management | For | For |
1l | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
PROPETRO HOLDING CORP.
MEETING DATE: OCT 22, 2020 |
||||
TICKER: PUMP
SECURITY ID: 74347M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip A. Gobe | Management | For | For |
1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
1.3 | Elect Director Mark S. Berg | Management | For | For |
1.4 | Elect Director Anthony J. Best | Management | For | For |
1.5 | Elect Director Michele V. Choka | Management | For | For |
1.6 | Elect Director Alan E. Douglas | Management | For | For |
1.7 | Elect Director Jack B. Moore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PROPETRO HOLDING CORP.
MEETING DATE: MAY 17, 2021 |
||||
TICKER: PUMP
SECURITY ID: 74347M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip A. Gobe | Management | For | For |
1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
1.3 | Elect Director Mark S. Berg | Management | For | For |
1.4 | Elect Director Anthony J. Best | Management | For | For |
1.5 | Elect Director Michele V. Choka | Management | For | For |
1.6 | Elect Director Alan E. Douglas | Management | For | For |
1.7 | Elect Director G. Larry Lawrence | Management | For | For |
1.8 | Elect Director Jack B. Moore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
RENEWABLE ENERGY GROUP, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: REGI
SECURITY ID: 75972A301
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James C. Borel | Management | For | For |
1b | Elect Director Cynthia J. Warner | Management | For | For |
1c | Elect Director Walter Berger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
RIGNET, INC.
MEETING DATE: APR 21, 2021 |
||||
TICKER: RNET
SECURITY ID: 766582100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2021 |
||||
TICKER: RDSA
SECURITY ID: 780259107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Jane Lute as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Dick Boer as Director | Management | For | For |
6 | Re-elect Neil Carson as Director | Management | For | For |
7 | Re-elect Ann Godbehere as Director | Management | For | For |
8 | Re-elect Euleen Goh as Director | Management | For | For |
9 | Re-elect Catherine Hughes as Director | Management | For | For |
10 | Re-elect Martina Hund-Mejean as Director | Management | For | For |
11 | Re-elect Sir Andrew Mackenzie as Director | Management | For | For |
12 | Elect Abraham Schot as Director | Management | For | For |
13 | Re-elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Gerrit Zalm as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve the Shell Energy Transition Strategy | Management | For | For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
SCHLUMBERGER N.V.
MEETING DATE: APR 07, 2021 |
||||
TICKER: SLB
SECURITY ID: 806857108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick de La Chevardiere | Management | For | For |
1.2 | Elect Director Miguel M. Galuccio | Management | For | For |
1.3 | Elect Director Olivier Le Peuch | Management | For | For |
1.4 | Elect Director Tatiana A. Mitrova | Management | For | For |
1.5 | Elect Director Maria Moraeus Hanssen | Management | For | For |
1.6 | Elect Director Mark G. Papa | Management | For | For |
1.7 | Elect Director Henri Seydoux | Management | For | For |
1.8 | Elect Director Jeff W. Sheets | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
SHELF DRILLING LTD.
MEETING DATE: AUG 31, 2020 |
||||
TICKER: SHLF
SECURITY ID: G23627105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Elect CONG Yongjian as Director | Management | For | Against |
3 | Elect LOU Dongyang as Director | Management | For | Against |
4 | Approve Issuance of 40 Million Shares without Preemptive Rights | Management | For | For |
SUNCOR ENERGY INC.
MEETING DATE: MAY 04, 2021 |
||||
TICKER: SU
SECURITY ID: 867224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director John D. Gass | Management | For | For |
1.3 | Elect Director Russell (Russ) K. Girling | Management | For | For |
1.4 | Elect Director Jean Paul (JP) Gladu | Management | For | For |
1.5 | Elect Director Dennis M. Houston | Management | For | For |
1.6 | Elect Director Mark S. Little | Management | For | For |
1.7 | Elect Director Brian P. MacDonald | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Lorraine Mitchelmore | Management | For | For |
1.10 | Elect Director Eira M. Thomas | Management | For | For |
1.11 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TECHNIPFMC PLC
MEETING DATE: MAY 20, 2021 |
||||
TICKER: FTI
SECURITY ID: G87110105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas J. Pferdehirt | Management | For | For |
1b | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1c | Elect Director Claire S. Farley | Management | For | For |
1d | Elect Director Peter Mellbye | Management | For | For |
1e | Elect Director John O'Leary | Management | For | For |
1f | Elect Director Margareth Ovrum | Management | For | For |
1g | Elect Director Kay G. Priestly | Management | For | For |
1h | Elect Director John Yearwood | Management | For | For |
1i | Elect Director Sophie Zurquiyah | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Directors' Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
10 | Authorise Issue of Equity | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
THE AES CORPORATION
MEETING DATE: APR 22, 2021 |
||||
TICKER: AES
SECURITY ID: 00130H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet G. Davidson | Management | For | For |
1.2 | Elect Director Andres R. Gluski | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director Holly K. Koeppel | Management | For | For |
1.5 | Elect Director Julia M. Laulis | Management | For | For |
1.6 | Elect Director James H. Miller | Management | For | For |
1.7 | Elect Director Alain Monie | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Moises Naim | Management | For | For |
1.10 | Elect Director Teresa M. Sebastian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
THE WILLIAMS COMPANIES, INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: WMB
SECURITY ID: 969457100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Nancy K. Buese | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Charles I. Cogut | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Stacey H. Dore | Management | For | For |
1.8 | Elect Director Vicki L. Fuller | Management | For | For |
1.9 | Elect Director Peter A. Ragauss | Management | For | For |
1.10 | Elect Director Rose M. Robeson | Management | For | For |
1.11 | Elect Director Scott D. Sheffield | Management | For | For |
1.12 | Elect Director Murray D. Smith | Management | For | For |
1.13 | Elect Director William H. Spence | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TOTAL SE
MEETING DATE: MAY 28, 2021 |
||||
TICKER: FP
SECURITY ID: 89151E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
6 | Reelect Patrick Pouyanne as Director | Management | For | For |
7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
8 | Elect Jacques Aschenbroich as Director | Management | For | For |
9 | Elect Glenn Hubbard as Director | Management | For | For |
10 | Approve Compensation Report of Corporate Officers | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
VALERO ENERGY CORPORATION
MEETING DATE: APR 29, 2021 |
||||
TICKER: VLO
SECURITY ID: 91913Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Paulett Eberhart | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director Kimberly S. Greene | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Eric D. Mullins | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISTRA CORP.
MEETING DATE: APR 28, 2021 |
||||
TICKER: VST
SECURITY ID: 92840M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott B. Helm | Management | For | For |
1.2 | Elect Director Hilary E. Ackermann | Management | For | For |
1.3 | Elect Director Arcilia C. Acosta | Management | For | For |
1.4 | Elect Director Gavin R. Baiera | Management | For | For |
1.5 | Elect Director Paul M. Barbas | Management | For | For |
1.6 | Elect Director Lisa Crutchfield | Management | For | For |
1.7 | Elect Director Brian K. Ferraioli | Management | For | For |
1.8 | Elect Director Jeff D. Hunter | Management | For | For |
1.9 | Elect Director Curtis A. Morgan | Management | For | For |
1.10 | Elect Director John R. Sult | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FINANCIAL SERVICES FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: AMG
SECURITY ID: 008252108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Karen L. Alvingham | Management | For | For |
1b | Elect Director Tracy A. Atkinson | Management | For | For |
1c | Elect Director Dwight D. Churchill | Management | For | For |
1d | Elect Director Jay C. Horgen | Management | For | For |
1e | Elect Director Reuben Jeffery, III | Management | For | For |
1f | Elect Director Felix V. Matos Rodriguez | Management | For | For |
1g | Elect Director Tracy P. Palandjian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 04, 2021 |
||||
TICKER: AXP
SECURITY ID: 025816109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas J. Baltimore | Management | For | For |
1b | Elect Director Charlene Barshefsky | Management | For | For |
1c | Elect Director John J. Brennan | Management | For | For |
1d | Elect Director Peter Chernin | Management | For | For |
1e | Elect Director Ralph de la Vega | Management | For | For |
1f | Elect Director Michael O. Leavitt | Management | For | For |
1g | Elect Director Theodore J. Leonsis | Management | For | For |
1h | Elect Director Karen L. Parkhill | Management | For | For |
1i | Elect Director Charles E. Phillips | Management | For | For |
1j | Elect Director Lynn A. Pike | Management | For | For |
1k | Elect Director Stephen J. Squeri | Management | For | For |
1l | Elect Director Daniel L. Vasella | Management | For | For |
1m | Elect Director Lisa W. Wardell | Management | For | For |
1n | Elect Director Ronald A. Williams | Management | For | For |
1o | Elect Director Christopher D. Young | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | Against | For |
AMERICAN FINANCIAL GROUP, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: AFG
SECURITY ID: 025932104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
1.2 | Elect Director S. Craig Lindner | Management | For | For |
1.3 | Elect Director John B. Berding | Management | For | For |
1.4 | Elect Director Virginia "Gina" C. Drosos | Management | For | For |
1.5 | Elect Director James E. Evans | Management | For | For |
1.6 | Elect Director Terry S. Jacobs | Management | For | For |
1.7 | Elect Director Gregory G. Joseph | Management | For | For |
1.8 | Elect Director Mary Beth Martin | Management | For | For |
1.9 | Elect Director Evans N. Nwankwo | Management | For | For |
1.10 | Elect Director William W. Verity | Management | For | For |
1.11 | Elect Director John I. Von Lehman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: AIG
SECURITY ID: 026874784
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Cole, Jr. | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director Brian Duperreault | Management | For | For |
1d | Elect Director John H. Fitzpatrick | Management | For | For |
1e | Elect Director William G. Jurgensen | Management | For | For |
1f | Elect Director Christopher S. Lynch | Management | For | For |
1g | Elect Director Linda A. Mills | Management | For | For |
1h | Elect Director Thomas F. Motamed | Management | For | For |
1i | Elect Director Peter R. Porrino | Management | For | For |
1j | Elect Director Amy L. Schioldager | Management | For | For |
1k | Elect Director Douglas M. Steenland | Management | For | For |
1l | Elect Director Therese M. Vaughan | Management | For | For |
1m | Elect Director Peter S. Zaffino | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
AMERIS BANCORP
MEETING DATE: JUN 10, 2021 |
||||
TICKER: ABCB
SECURITY ID: 03076K108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William I. Bowen, Jr. | Management | For | For |
1.2 | Elect Director Rodney D. Bullard | Management | For | For |
1.3 | Elect Director Wm. Millard Choate | Management | For | For |
1.4 | Elect Director R. Dale Ezzell | Management | For | For |
1.5 | Elect Director Leo J. Hill | Management | For | For |
1.6 | Elect Director Daniel B. Jeter | Management | For | For |
1.7 | Elect Director Robert P. Lynch | Management | For | For |
1.8 | Elect Director Elizabeth A. McCague | Management | For | For |
1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
1.10 | Elect Director Gloria A. O'Neal | Management | For | For |
1.11 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.12 | Elect Director William H. Stern | Management | For | For |
1.13 | Elect Director Jimmy D. Veal | Management | For | For |
2 | Ratify Crowe LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
ARTHUR J. GALLAGHER & CO.
MEETING DATE: MAY 11, 2021 |
||||
TICKER: AJG
SECURITY ID: 363576109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director D. John Coldman | Management | For | For |
1d | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1e | Elect Director David S. Johnson | Management | For | For |
1f | Elect Director Kay W. McCurdy | Management | For | For |
1g | Elect Director Christopher C. Miskel | Management | For | For |
1h | Elect Director Ralph J. Nicoletti | Management | For | For |
1i | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASSOCIATED BANC-CORP
MEETING DATE: APR 27, 2021 |
||||
TICKER: ASB
SECURITY ID: 045487105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Philip B. Flynn | Management | For | For |
1.3 | Elect Director R. Jay Gerken | Management | For | For |
1.4 | Elect Director Judith P. Greffin | Management | For | For |
1.5 | Elect Director Michael J. Haddad | Management | For | For |
1.6 | Elect Director Robert A. Jeffe | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Gale E. Klappa | Management | For | For |
1.9 | Elect Director Cory L. Nettles | Management | For | For |
1.10 | Elect Director Karen T. van Lith | Management | For | For |
1.11 | Elect Director John (Jay) B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
ASSURANT, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: AIZ
SECURITY ID: 04621X108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elaine D. Rosen | Management | For | For |
1b | Elect Director Paget L. Alves | Management | For | For |
1c | Elect Director J. Braxton Carter | Management | For | For |
1d | Elect Director Juan N. Cento | Management | For | For |
1e | Elect Director Alan B. Colberg | Management | For | For |
1f | Elect Director Harriet Edelman | Management | For | For |
1g | Elect Director Lawrence V. Jackson | Management | For | For |
1h | Elect Director Jean-Paul L. Montupet | Management | For | For |
1i | Elect Director Debra J. Perry | Management | For | For |
1j | Elect Director Ognjen (Ogi) Redzic | Management | For | For |
1k | Elect Director Paul J. Reilly | Management | For | For |
1l | Elect Director Robert W. Stein | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
BANK OF AMERICA CORPORATION
MEETING DATE: APR 20, 2021 |
||||
TICKER: BAC
SECURITY ID: 060505104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Thomas J. May | Management | For | For |
1i | Elect Director Brian T. Moynihan | Management | For | For |
1j | Elect Director Lionel L. Nowell, III | Management | For | For |
1k | Elect Director Denise L. Ramos | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Approve Change in Organizational Form | Shareholder | Against | Against |
8 | Request on Racial Equity Audit | Shareholder | Against | Against |
BANK OZK
MEETING DATE: MAY 03, 2021 |
||||
TICKER: OZK
SECURITY ID: 06417N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Brown | Management | For | For |
1.2 | Elect Director Paula Cholmondeley | Management | For | For |
1,3 | Elect Director Beverly Cole | Management | For | For |
1.4 | Elect Director Robert East | Management | For | For |
1.5 | Elect Director Kathleen Franklin | Management | For | For |
1.6 | Elect Director Catherine B. Freedberg | Management | For | For |
1.7 | Elect Director Jeffrey Gearhart | Management | For | For |
1.8 | Elect Director George Gleason | Management | For | For |
1.9 | Elect Director Peter Kenny | Management | For | For |
1.10 | Elect Director William A. Koefoed, Jr. | Management | For | For |
1.11 | Elect Director Christopher Orndorff | Management | For | For |
1.12 | Elect Director Steven Sadoff | Management | For | For |
1.13 | Elect Director Ross Whipple | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BOK FINANCIAL CORPORATION
MEETING DATE: MAY 04, 2021 |
||||
TICKER: BOKF
SECURITY ID: 05561Q201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | Withhold |
1.2 | Elect Director C. Fred Ball, Jr. | Management | For | For |
1.3 | Elect Director Steven Bangert | Management | For | For |
1.4 | Elect Director Peter C. Boylan, III | Management | For | For |
1.5 | Elect Director Steven G. Bradshaw | Management | For | For |
1.6 | Elect Director Chester E. Cadieux, III | Management | For | For |
1.7 | Elect Director John W. Coffey | Management | For | For |
1.8 | Elect Director Joseph W. Craft, III | Management | For | For |
1.9 | Elect Director Jack E. Finley | Management | For | For |
1.10 | Elect Director David F. Griffin | Management | For | For |
1.11 | Elect Director V. Burns Hargis | Management | For | For |
1.12 | Elect Director Douglas D. Hawthorne | Management | For | For |
1.13 | Elect Director Kimberley D. Henry | Management | For | For |
1.14 | Elect Director E. Carey Joullian, IV | Management | For | For |
1.15 | Elect Director George B. Kaiser | Management | For | For |
1.16 | Elect Director Stanley A. Lybarger | Management | For | For |
1.17 | Elect Director Steven J. Malcolm | Management | For | For |
1.18 | Elect Director Steven E. Nell | Management | For | For |
1.19 | Elect Director E.C. Richards | Management | For | For |
1.20 | Elect Director Claudia San Pedro | Management | For | For |
1.21 | Elect Director Michael C. Turpen | Management | For | For |
1.22 | Elect Director Rose M. Washington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOLSA MEXICANA DE VALORES SAB DE CV
MEETING DATE: APR 29, 2021 |
||||
TICKER: BOLSAA
SECURITY ID: P17330104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1.1 | Approve CEO's Report and External Auditor's Report | Management | For | For |
1.1.2 | Approve Board's Report on Operations and Results of Company | Management | For | For |
1.1.3 | Approve Board's Opinion on CEO's Report | Management | For | For |
1.1.4 | Approve to Add Copy of Reports Mentioned in Previous Items and Opinion to Minutes of Meeting | Management | For | For |
1.2 | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | Management | For | For |
1.3 | Approve Report on Activities and Operations Undertaken by Board | Management | For | For |
1.4 | Approve Individual and Consolidated Financial Statements | Management | For | For |
1.5.1 | Approve Chairman's Report of Audit Committee | Management | For | For |
1.5.2 | Approve Chairman's Report of Corporate Practices Committee | Management | For | For |
1.6 | Approve Reports of Other Committees | Management | For | For |
1.7.1 | Approve Discharge of Board | Management | For | For |
1.7.2 | Approve Discharge of Audit Committee | Management | For | For |
1.7.3 | Approve Discharge of Corporate Practices Committee | Management | For | For |
1.8 | Approve Report of Statutory Auditors | Management | For | For |
1.9 | Accept Report on Compliance with Fiscal Obligations | Management | For | For |
2.1 | Approve Allocation of MXN 74.64 Million to Increase Legal Reserve | Management | For | For |
2.2 | Approve Allocation of MXN 1.12 Billion to Reserve of Accumulated Earnings Pending to be Applied | Management | For | For |
3 | Approve Cash Dividends of MXN 2.02 Per Share | Management | For | For |
4.1 | Approve Discharge of Board | Management | For | For |
4.2.a | Elect or Ratify Marcos Alejandro Martinez Gavica as Director | Management | For | For |
4.2.b | Elect or Ratify Eduardo Cepeda Fernandez as Director | Management | For | For |
4.2.c | Elect or Ratify Carlos Bremer Gutierrez as Director | Management | For | For |
4.2.d | Elect or Ratify Felipe Garcia-Moreno Rodriguez as Director | Management | For | For |
4.2.e | Elect or Ratify Francisco Gil Diaz as Director | Management | For | For |
4.2.f | Elect or Ratify Alfonso Gonzalez Migoya as Director | Management | For | For |
4.2.g | Elect or Ratify Carlos Hank Gonzalez as Director | Management | For | For |
4.2.h | Elect or Ratify Ernesto Ortega Arellano as Director | Management | For | For |
4.2.i | Elect or Ratify Tania Ortiz Mena Lopez Negrete as Director | Management | For | For |
4.2.j | Elect or Ratify Eduardo Osuna Osuna as Director | Management | For | For |
4.2.k | Elect or Ratify Clemente Ismael Reyes-Retana Valdes as Director | Management | For | For |
4.2.l | Elect or Ratify Fernando Ruiz Sahagun as Director | Management | For | For |
4.2.m | Elect or Ratify Alberto Torrado Martinez as Director | Management | For | For |
4.2.n | Elect or Ratify Blanca Avelina Trevino de Vega as Director | Management | For | For |
4.2.o | Elect or Ratify Eduardo Valdes Acra as Director | Management | For | For |
4.2.p | Elect or Ratify Edgardo Mauricio Cantu Delgado as Alternate Director | Management | For | For |
4.2.q | Elect or Ratify Tomas Christian Ehrenberg Aldford as Alternate Director | Management | For | For |
4.2.r | Elect or Ratify Hector Blas Grisi Checa as Alternate Director | Management | For | For |
4.2.s | Elect or Ratify Claudia Janez Sanchez as Alternate Director | Management | For | For |
4.2.t | Elect or Ratify Lourdes Melgar Palacios as Alternate Director | Management | For | For |
4.2.u | Elect or Ratify Marcos Ramirez Miguel as Alternate Director | Management | For | For |
4.2.w | Elect or Ratify Alvaro Vaqueiro Ussel as Alternate Director | Management | For | For |
4.3 | Approve Any Alternate Director Can Replace Director | Management | For | For |
4.4 | Approve Independence Classification of Independent Directors | Management | For | For |
4.5 | Accept Resignation of Each Person Who do not Ratify themselves as Director | Management | For | For |
4.6 | Ratify Marcos Alejandro Martinez Gavica as Board Chairman | Management | For | For |
4.7 | Ratify Rafael Robles Miaja as Secretary of Board | Management | For | For |
4.8 | Ratify Maria Luisa Petricioli Castellon as Deputy Secretary of Board | Management | For | For |
4.9 | Ratify Oscar Aguirre Hernandez as Statutory Auditor | Management | For | For |
4.10 | Ratify Alfonso Gonzalez Migoya as Chairman and Member of Audit Committee | Management | For | For |
4.11 | Ratify Fernando Ruiz Sahagun as Member of Audit Committee | Management | For | For |
4.12 | Ratify Clemente Ismael Reyes-Retana Valdes as Member of Audit Committee | Management | For | For |
4.13 | Ratify Marcos Alejandro Martinez Gavica as Member of Audit Committee | Management | For | For |
4.14 | Ratify Alfonso Gonzalez Migoya as Chairman and Member of Corporate Practices Committee | Management | For | For |
4.15 | Ratify Fernando Ruiz Sahagun as Member of Corporate Practices Committee | Management | For | For |
4.16 | Ratify Tania Ortiz Mena Lopez Negrete as Member of Corporate Practices Committee | Management | For | For |
4.17 | Ratify Marcos Alejandro Martinez Gavica as Member of Corporate Practices Committee | Management | For | For |
4.18 | Authorize Board to Elect Rest of Members and Chairmen of Committees | Management | For | For |
5.1 | Approve Remuneration of Directors and Company Secretary | Management | For | For |
5.2 | Approve Remuneration of Members of Audit Committee in the Amount of MXN 60,000 | Management | For | For |
5.3 | Approve Remuneration of Members of Corporate Practices Committees in the Amount of MXN 25,000 | Management | For | For |
6.1 | Approve Report of Policies Related to Repurchase of Shares | Management | For | For |
6.2 | Approve Report on Company Has 503,336 Series A Class I Repurchase Shares | Management | For | For |
7.1 | Set Amount of Share Repurchase Reserve at MXN 900 Million | Management | For | For |
8.1 | Authorize Rafael Robles Miaja, Maria Luisa Petricioli Castellon and Clementina Ramirez de Arellano Moreno to Ratify and Execute Approved Resolutions | Management | For | For |
BROOKFIELD ASSET MANAGEMENT INC.
MEETING DATE: JUN 11, 2021 |
||||
TICKER: BAM.A
SECURITY ID: 112585104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Elyse Allan | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Janice Fukakusa | Management | For | For |
1.4 | Elect Director Maureen Kempston Darkes | Management | For | For |
1.5 | Elect Director Frank J. McKenna | Management | For | For |
1.6 | Elect Director Hutham S. Olayan | Management | For | For |
1.7 | Elect Director Seek Ngee Huat | Management | For | For |
1.8 | Elect Director Diana L. Taylor | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CADENCE BANCORPORATION
MEETING DATE: MAY 06, 2021 |
||||
TICKER: CADE
SECURITY ID: 12739A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
1.2 | Elect Director Precious W. Owodunni | Management | For | For |
1.3 | Elect Director Marc J. Shapiro | Management | For | For |
1.4 | Elect Director J. Thomas Wiley, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CANNAE HOLDINGS, INC.
MEETING DATE: JUN 23, 2021 |
||||
TICKER: CNNE
SECURITY ID: 13765N107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | Withhold |
1.2 | Elect Director David Aung | Management | For | For |
1.3 | Elect Director Frank R. Martire | Management | For | Withhold |
1.4 | Elect Director Richard N. Massey | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2021 |
||||
TICKER: COF
SECURITY ID: 14040H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Ime Archibong | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Peter Thomas Killalea | Management | For | For |
1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
1f | Elect Director Francois Locoh-Donou | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Eileen Serra | Management | For | For |
1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
1j | Elect Director Bradford H. Warner | Management | For | For |
1k | Elect Director Catherine G. West | Management | For | For |
1l | Elect Director Craig Anthony Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CBOE GLOBAL MARKETS, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: CBOE
SECURITY ID: 12503M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward T. Tilly | Management | For | For |
1b | Elect Director Eugene S. Sunshine | Management | For | For |
1c | Elect Director William M. Farrow, III | Management | For | For |
1d | Elect Director Edward J. Fitzpatrick | Management | For | For |
1e | Elect Director Ivan K. Fong | Management | For | For |
1f | Elect Director Janet P. Froetscher | Management | For | For |
1g | Elect Director Jill R. Goodman | Management | For | For |
1h | Elect Director Alexander J. Matturri, Jr. | Management | For | For |
1i | Elect Director Jennifer J. McPeek | Management | For | For |
1j | Elect Director Roderick A. Palmore | Management | For | For |
1k | Elect Director James E. Parisi | Management | For | For |
1l | Elect Director Joseph P. Ratterman | Management | For | For |
1m | Elect Director Jill E. Sommers | Management | For | For |
1n | Elect Director Fredric J. Tomczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CHUBB LIMITED
MEETING DATE: MAY 20, 2021 |
||||
TICKER: CB
SECURITY ID: H1467J104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Allocate Disposable Profit | Management | For | For |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
3 | Approve Discharge of Board of Directors | Management | For | For |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | For | For |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | For | For |
4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | For | For |
5.1 | Elect Director Evan G. Greenberg | Management | For | For |
5.2 | Elect Director Michael P. Connors | Management | For | For |
5.3 | Elect Director Michael G. Atieh | Management | For | For |
5.4 | Elect Director Sheila P. Burke | Management | For | For |
5.5 | Elect Director Mary Cirillo | Management | For | For |
5.6 | Elect Director Robert J. Hugin | Management | For | For |
5.7 | Elect Director Robert W. Scully | Management | For | For |
5.8 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
5.9 | Elect Director Theodore E. Shasta | Management | For | For |
5.10 | Elect Director David H. Sidwell | Management | For | For |
5.11 | Elect Director Olivier Steimer | Management | For | For |
5.12 | Elect Director Luis Tellez | Management | For | For |
5.13 | Elect Director Frances F. Townsend | Management | For | For |
6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | For | For |
7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | For | For |
7.3 | Elect Frances F. Townsend as Member of the Compensation Committee | Management | For | For |
8 | Designate Homburger AG as Independent Proxy | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | Management | For | For |
11.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
11.2 | Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022 | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Transact Other Business (Voting) | Management | For | Against |
CITIGROUP INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: C
SECURITY ID: 172967424
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen M. Costello | Management | For | For |
1b | Elect Director Grace E. Dailey | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director John C. Dugan | Management | For | For |
1e | Elect Director Jane N. Fraser | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1j | Elect Director Renee J. James | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Alexander R. Wynaendts | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Report on Racial Equity Audit | Shareholder | Against | Against |
10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
CNO FINANCIAL GROUP, INC.
MEETING DATE: MAY 07, 2021 |
||||
TICKER: CNO
SECURITY ID: 12621E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary C. Bhojwani | Management | For | For |
1b | Elect Director Ellyn L. Brown | Management | For | For |
1c | Elect Director Stephen N. David | Management | For | For |
1d | Elect Director David B. Foss | Management | For | For |
1e | Elect Director Robert C. Greving | Management | For | For |
1f | Elect Director Mary R. (Nina) Henderson | Management | For | For |
1g | Elect Director Daniel R. Maurer | Management | For | For |
1h | Elect Director Chetlur S. Ragavan | Management | For | For |
1i | Elect Director Steven E. Shebik | Management | For | For |
1j | Elect Director Frederick J. Sievert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
COMPUTER SERVICES, INC.
MEETING DATE: JUL 09, 2020 |
||||
TICKER: CSVI
SECURITY ID: 20539A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Bowers | Management | For | For |
1.2 | Elect Director Kristin R. Muhlner | Management | For | For |
2 | Ratify BKD, LLP as Auditors | Management | For | For |
DUN & BRADSTREET HOLDINGS, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: DNB
SECURITY ID: 26484T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony M. Jabbour | Management | For | Withhold |
1.2 | Elect Director Douglas K. Ammerman | Management | For | Withhold |
1.3 | Elect Director Keith J. Jackson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
EAST WEST BANCORP, INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: EWBC
SECURITY ID: 27579R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Molly Campbell | Management | For | For |
1.2 | Elect Director Iris S. Chan | Management | For | For |
1.3 | Elect Director Archana Deskus | Management | For | For |
1.4 | Elect Director Rudolph I. Estrada | Management | For | For |
1.5 | Elect Director Paul H. Irving | Management | For | For |
1.6 | Elect Director Jack C. Liu | Management | For | For |
1.7 | Elect Director Dominic Ng | Management | For | For |
1.8 | Elect Director Lester M. Sussman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
EQUIFAX INC.
MEETING DATE: MAY 06, 2021 |
||||
TICKER: EFX
SECURITY ID: 294429105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark W. Begor | Management | For | For |
1b | Elect Director Mark L. Feidler | Management | For | For |
1c | Elect Director G. Thomas Hough | Management | For | For |
1d | Elect Director Robert D. Marcus | Management | For | For |
1e | Elect Director Scott A. McGregor | Management | For | For |
1f | Elect Director John A. McKinley | Management | For | For |
1g | Elect Director Robert W. Selander | Management | For | For |
1h | Elect Director Melissa D. Smith | Management | For | For |
1i | Elect Director Audrey Boone Tillman | Management | For | For |
1j | Elect Director Heather H. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ESSENT GROUP LTD.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: ESNT
SECURITY ID: G3198U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jane P. Chwick | Management | For | For |
1.2 | Elect Director Aditya Dutt | Management | For | For |
1.3 | Elect Director Roy J. Kasmar | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: FIS
SECURITY ID: 31620M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Jeffrey A. Goldstein | Management | For | For |
1c | Elect Director Lisa A. Hook | Management | For | For |
1d | Elect Director Keith W. Hughes | Management | For | For |
1e | Elect Director Gary L. Lauer | Management | For | For |
1f | Elect Director Gary A. Norcross | Management | For | For |
1g | Elect Director Louise M. Parent | Management | For | For |
1h | Elect Director Brian T. Shea | Management | For | For |
1i | Elect Director James B. Stallings, Jr. | Management | For | For |
1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 11, 2021 |
||||
TICKER: FAF
SECURITY ID: 31847R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis J. Gilmore | Management | For | For |
1.2 | Elect Director Margaret M. McCarthy | Management | For | For |
1.3 | Elect Director Martha B. Wyrsch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
FIRST HORIZON CORPORATION
MEETING DATE: APR 27, 2021 |
||||
TICKER: FHN
SECURITY ID: 320517105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry V. Barton, Jr. | Management | For | For |
1.2 | Elect Director Kenneth A. Burdick | Management | For | For |
1.3 | Elect Director Daryl G. Byrd | Management | For | For |
1.4 | Elect Director John N. Casbon | Management | For | For |
1.5 | Elect Director John C. Compton | Management | For | For |
1.6 | Elect Director Wendy P. Davidson | Management | For | For |
1.7 | Elect Director William H. Fenstermaker | Management | For | For |
1.8 | Elect Director D. Bryan Jordan | Management | For | For |
1.9 | Elect Director J. Michael Kemp, Sr. | Management | For | For |
1.10 | Elect Director Rick E. Maples | Management | For | For |
1.11 | Elect Director Vicki R. Palmer | Management | For | For |
1.12 | Elect Director Colin V. Reed | Management | For | For |
1.13 | Elect Director E. Stewart Shea, III | Management | For | For |
1.14 | Elect Director Cecelia D. Stewart | Management | For | For |
1.15 | Elect Director Rajesh Subramaniam | Management | For | For |
1.16 | Elect Director Rosa Sugranes | Management | For | For |
1.17 | Elect Director R. Eugene Taylor | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: FIBK
SECURITY ID: 32055Y201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Heyneman, Jr. | Management | For | For |
1.2 | Elect Director David L. Jahnke | Management | For | For |
1.3 | Elect Director Ross E. Leckie | Management | For | For |
1.4 | Elect Director Kevin P. Riley | Management | For | For |
1.5 | Elect Director James R. Scott | Management | For | For |
2 | Elect Stephen B. Bowman and Joyce A. Phillips as Directors | Management | For | For |
3 | Ratify RSM US LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GREAT WESTERN BANCORP, INC.
MEETING DATE: FEB 09, 2021 |
||||
TICKER: GWB
SECURITY ID: 391416104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Brannen | Management | For | For |
1.2 | Elect Director Thomas Henning | Management | For | For |
1.3 | Elect Director Daniel Rykhus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
HISCOX LTD.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: HSX
SECURITY ID: G4593F138
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Childs as Director | Management | For | For |
4 | Re-elect Caroline Foulger as Director | Management | For | For |
5 | Re-elect Michael Goodwin as Director | Management | For | For |
6 | Re-elect Thomas Hurlimann as Director | Management | For | For |
7 | Re-elect Hamayou Akbar Hussain as Director | Management | For | For |
8 | Re-elect Colin Keogh as Director | Management | For | For |
9 | Re-elect Anne MacDonald as Director | Management | For | For |
10 | Re-elect Bronislaw Masojada as Director | Management | For | For |
11 | Re-elect Constantinos Miranthis as Director | Management | For | For |
12 | Re-elect Joanne Musselle as Director | Management | For | For |
13 | Re-elect Lynn Pike as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers Ltd as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: MAR 25, 2021 |
||||
TICKER: HBAN
SECURITY ID: 446150104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2021 |
||||
TICKER: HBAN
SECURITY ID: 446150104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
1.2 | Elect Director Alanna Y. Cotton | Management | For | For |
1.3 | Elect Director Ann B. (Tanny) Crane | Management | For | For |
1.4 | Elect Director Robert S. Cubbin | Management | For | For |
1.5 | Elect Director Steven G. Elliott | Management | For | For |
1.6 | Elect Director Gina D. France | Management | For | For |
1.7 | Elect Director J. Michael Hochschwender | Management | For | For |
1.8 | Elect Director John C. (Chris) Inglis | Management | For | For |
1.9 | Elect Director Katherine M. A. (Allie) Kline | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director Kenneth J. Phelan | Management | For | For |
1.12 | Elect Director David L. Porteous | Management | For | For |
1.13 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
KEMPER CORPORATION
MEETING DATE: MAY 05, 2021 |
||||
TICKER: KMPR
SECURITY ID: 488401100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Teresa A. Canida | Management | For | For |
1b | Elect Director George N. Cochran | Management | For | For |
1c | Elect Director Kathleen M. Cronin | Management | For | For |
1d | Elect Director Lacy M. Johnson | Management | For | For |
1e | Elect Director Robert J. Joyce | Management | For | For |
1f | Elect Director Joseph P. Lacher, Jr. | Management | For | For |
1g | Elect Director Gerald Laderman | Management | For | For |
1h | Elect Director Stuart B. Parker | Management | For | For |
1i | Elect Director Christopher B. Sarofim | Management | For | For |
1j | Elect Director David P. Storch | Management | For | For |
1k | Elect Director Susan D. Whiting | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KEYCORP
MEETING DATE: MAY 13, 2021 |
||||
TICKER: KEY
SECURITY ID: 493267108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce D. Broussard | Management | For | For |
1.2 | Elect Director Alexander M. Cutler | Management | For | For |
1.3 | Elect Director H. James Dallas | Management | For | For |
1.4 | Elect Director Elizabeth R. Gile | Management | For | For |
1.5 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.6 | Elect Director Christopher M. Gorman | Management | For | For |
1.7 | Elect Director Robin N. Hayes | Management | For | For |
1.8 | Elect Director Carlton L. Highsmith | Management | For | For |
1.9 | Elect Director Richard J. Hipple | Management | For | For |
1.10 | Elect Director Devina A. Rankin | Management | For | For |
1.11 | Elect Director Barbara R. Snyder | Management | For | For |
1.12 | Elect Director Todd J. Vasos | Management | For | For |
1.13 | Elect Director David K. Wilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
LAZARD LTD
MEETING DATE: APR 29, 2021 |
||||
TICKER: LAZ
SECURITY ID: G54050102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann-Kristin Achleitner | Management | For | For |
1.2 | Elect Director Andrew M. Alper | Management | For | For |
1.3 | Elect Director Ashish Bhutani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
M&T BANK CORPORATION
MEETING DATE: APR 20, 2021 |
||||
TICKER: MTB
SECURITY ID: 55261F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Angela Bontempo | Management | For | For |
1.2 | Elect Director Robert T. Brady | Management | For | For |
1.3 | Elect Director Calvin G. Butler, Jr. | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Gary N. Geisel | Management | For | For |
1.6 | Elect Director Leslie V. Godridge | Management | For | For |
1.7 | Elect Director Richard S. Gold | Management | For | For |
1.8 | Elect Director Richard A. Grossi | Management | For | For |
1.9 | Elect Director Rene F. Jones | Management | For | For |
1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
1.12 | Elect Director Kevin J. Pearson | Management | For | For |
1.13 | Elect Director Melinda R. Rich | Management | For | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.15 | Elect Director Denis J. Salamone | Management | For | For |
1.16 | Elect Director John R. Scannell | Management | For | For |
1.17 | Elect Director David S. Scharfstein | Management | For | For |
1.18 | Elect Director Rudina Seseri | Management | For | For |
1.19 | Elect Director Herbert L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
M&T BANK CORPORATION
MEETING DATE: MAY 25, 2021 |
||||
TICKER: MTB
SECURITY ID: 55261F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Preferred Stock | Management | For | For |
2 | Issue Shares in Connection with Merger | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
METLIFE, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: MET
SECURITY ID: 59156R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl W. Grise | Management | For | For |
1b | Elect Director Carlos M. Gutierrez | Management | For | For |
1c | Elect Director Gerald L. Hassell | Management | For | For |
1d | Elect Director David L. Herzog | Management | For | For |
1e | Elect Director R. Glenn Hubbard | Management | For | For |
1f | Elect Director Edward J. Kelly, III | Management | For | For |
1g | Elect Director William E. Kennard | Management | For | For |
1h | Elect Director Michel A. Khalaf | Management | For | For |
1i | Elect Director Catherine R. Kinney | Management | For | For |
1j | Elect Director Diana L. McKenzie | Management | For | For |
1k | Elect Director Denise M. Morrison | Management | For | For |
1l | Elect Director Mark A. Weinberger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MGIC INVESTMENT CORPORATION
MEETING DATE: APR 29, 2021 |
||||
TICKER: MTG
SECURITY ID: 552848103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Analisa M. Allen | Management | For | For |
1.2 | Elect Director Daniel A. Arrigoni | Management | For | For |
1.3 | Elect Director C. Edward Chaplin | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Jay C. Hartzell | Management | For | For |
1.6 | Elect Director Timothy A. Holt | Management | For | For |
1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
1.8 | Elect Director Michael E. Lehman | Management | For | For |
1.9 | Elect Director Melissa B. Lora | Management | For | For |
1.10 | Elect Director Timothy J. Mattke | Management | For | For |
1.11 | Elect Director Gary A. Poliner | Management | For | For |
1.12 | Elect Director Sheryl L. Sculley | Management | For | For |
1.13 | Elect Director Mark M. Zandi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MORGAN STANLEY
MEETING DATE: MAY 20, 2021 |
||||
TICKER: MS
SECURITY ID: 617446448
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elizabeth Corley | Management | For | For |
1b | Elect Director Alistair Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | For |
1g | Elect Director Hironori Kamezawa | Management | For | For |
1h | Elect Director Shelley B. Leibowitz | Management | For | For |
1i | Elect Director Stephen J. Luczo | Management | For | For |
1j | Elect Director Jami Miscik | Management | For | For |
1k | Elect Director Dennis M. Nally | Management | For | For |
1l | Elect Director Mary L. Schapiro | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NAVIENT CORPORATION
MEETING DATE: MAY 20, 2021 |
||||
TICKER: NAVI
SECURITY ID: 63938C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frederick Arnold | Management | For | For |
1b | Elect Director Anna Escobedo Cabral | Management | For | For |
1c | Elect Director Larry A. Klane | Management | For | For |
1d | Elect Director Katherine A. Lehman | Management | For | For |
1e | Elect Director Linda A. Mills | Management | For | For |
1f | Elect Director John (Jack) F. Remondi | Management | For | For |
1g | Elect Director Jane J. Thompson | Management | For | For |
1h | Elect Director Laura S. Unger | Management | For | For |
1i | Elect Director David L. Yowan | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NMI HOLDINGS, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: NMIH
SECURITY ID: 629209305
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley M. Shuster | Management | For | For |
1.2 | Elect Director Claudia J. Merkle | Management | For | For |
1.3 | Elect Director Michael Embler | Management | For | For |
1.4 | Elect Director Priya Huskins | Management | For | For |
1.5 | Elect Director James G. Jones | Management | For | For |
1.6 | Elect Director Lynn S. McCreary | Management | For | For |
1.7 | Elect Director Michael Montgomery | Management | For | For |
1.8 | Elect Director Regina Muehlhauser | Management | For | For |
1.9 | Elect Director Steven L. Scheid | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2021 |
||||
TICKER: NTRS
SECURITY ID: 665859104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda Walker Bynoe | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Dean M. Harrison | Management | For | For |
1d | Elect Director Jay L. Henderson | Management | For | For |
1e | Elect Director Marcy S. Klevorn | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Michael G. O'Grady | Management | For | For |
1h | Elect Director Jose Luis Prado | Management | For | For |
1i | Elect Director Thomas E. Richards | Management | For | For |
1j | Elect Director Martin P. Slark | Management | For | For |
1k | Elect Director David H. B. Smith, Jr. | Management | For | For |
1l | Elect Director Donald Thompson | Management | For | For |
1m | Elect Director Charles A. Tribbett, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORPORATION
MEETING DATE: MAY 28, 2021 |
||||
TICKER: ORI
SECURITY ID: 680223104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Kennedy | Management | For | For |
1.2 | Elect Director Spencer LeRoy, III | Management | For | For |
1.3 | Elect Director Peter B. McNitt | Management | For | For |
1.4 | Elect Director Steven R. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ONEMAIN HOLDINGS, INC.
MEETING DATE: MAY 25, 2021 |
||||
TICKER: OMF
SECURITY ID: 68268W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa Green Hall | Management | For | For |
1.2 | Elect Director Matthew R. Michelini | Management | For | For |
1.3 | Elect Director Douglas H. Shulman | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PACWEST BANCORP
MEETING DATE: MAY 11, 2021 |
||||
TICKER: PACW
SECURITY ID: 695263103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tanya M. Acker | Management | For | For |
1b | Elect Director Paul R. Burke | Management | For | For |
1c | Elect Director Craig A. Carlson | Management | For | For |
1d | Elect Director John M. Eggemeyer, III | Management | For | For |
1e | Elect Director C. William Hosler | Management | For | For |
1f | Elect Director Susan E. Lester | Management | For | For |
1g | Elect Director Roger H. Molvar | Management | For | For |
1h | Elect Director Daniel B. Platt | Management | For | For |
1i | Elect Director Robert A. Stine | Management | For | For |
1j | Elect Director Paul W. Taylor | Management | For | For |
1k | Elect Director Matthew P. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: MAY 25, 2021 |
||||
TICKER: PBCT
SECURITY ID: 712704105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
PIRAEUS FINANCIAL HOLDINGS SA
MEETING DATE: JUN 22, 2021 |
||||
TICKER: TPEIR
SECURITY ID: X06397248
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Income Allocation | Management | For | For |
2 | Approve Management of Company and Grant Discharge to Auditors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Receive Information on Activities of the Audit Committee | Management | None | None |
5 | Approve Director Remuneration | Management | For | For |
6 | Advisory Vote on Remuneration Report | Management | For | For |
7 | Amend Remuneration Policy | Management | For | For |
8 | Approve Severance Policy | Management | For | For |
9 | Approve Suitability Policy for Directors | Management | For | For |
10 | Approve Treatment of Net Loss | Management | For | For |
11 | Approve Share Capital Reduction via Decrease in Par Value | Management | For | For |
12 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | For |
13 | Other Business | Management | For | Against |
PRIMERICA, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: PRI
SECURITY ID: 74164M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John A. Addison, Jr. | Management | For | For |
1b | Elect Director Joel M. Babbit | Management | For | For |
1c | Elect Director P. George Benson | Management | For | For |
1d | Elect Director C. Saxby Chambliss | Management | For | For |
1e | Elect Director Gary L. Crittenden | Management | For | For |
1f | Elect Director Cynthia N. Day | Management | For | For |
1g | Elect Director Sanjeev Dheer | Management | For | For |
1h | Elect Director Beatriz R. Perez | Management | For | For |
1i | Elect Director D. Richard Williams | Management | For | For |
1j | Elect Director Glenn J. Williams | Management | For | For |
1k | Elect Director Barbara A. Yastine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditor | Management | For | For |
RADIAN GROUP INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: RDN
SECURITY ID: 750236101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbert Wender | Management | For | For |
1b | Elect Director Brad L. Conner | Management | For | For |
1c | Elect Director Howard B. Culang | Management | For | For |
1d | Elect Director Debra Hess | Management | For | For |
1e | Elect Director Lisa W. Hess | Management | For | For |
1f | Elect Director Lisa Mumford | Management | For | For |
1g | Elect Director Gaetano Muzio | Management | For | For |
1h | Elect Director Gregory V. Serio | Management | For | For |
1i | Elect Director Noel J. Spiegel | Management | For | For |
1j | Elect Director Richard G. Thornberry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RAYMOND JAMES FINANCIAL, INC.
MEETING DATE: FEB 18, 2021 |
||||
TICKER: RJF
SECURITY ID: 754730109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles G. von Arentschildt | Management | For | For |
1b | Elect Director Marlene Debel | Management | For | For |
1c | Elect Director Robert M. Dutkowsky | Management | For | For |
1d | Elect Director Jeffrey N. Edwards | Management | For | For |
1e | Elect Director Benjamin C. Esty | Management | For | For |
1f | Elect Director Anne Gates | Management | For | For |
1g | Elect Director Francis S. Godbold | Management | For | For |
1h | Elect Director Thomas A. James | Management | For | For |
1i | Elect Director Gordon L. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Paul C. Reilly | Management | For | For |
1l | Elect Director Raj Seshadri | Management | For | For |
1m | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 19, 2021 |
||||
TICKER: RGA
SECURITY ID: 759351604
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pina Albo | Management | For | For |
1b | Elect Director Christine R. Detrick | Management | For | For |
1c | Elect Director J. Cliff Eason | Management | For | For |
1d | Elect Director John J. Gauthier | Management | For | For |
1e | Elect Director Patricia L. Guinn | Management | For | For |
1f | Elect Director Anna Manning | Management | For | For |
1g | Elect Director Hazel M. McNeilage | Management | For | For |
1h | Elect Director Stephen O'Hearn | Management | For | For |
1i | Elect Director Frederick J. Sievert | Management | For | For |
1j | Elect Director Shundrawn Thomas | Management | For | For |
1k | Elect Director Stanley B. Tulin | Management | For | For |
1l | Elect Director Steven C. Van Wyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Stock Awards in Lieu of Cash | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: RNR
SECURITY ID: G7496G103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian G. J. Gray | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Kevin J. O'Donnell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SIGNATURE BANK
MEETING DATE: APR 22, 2021 |
||||
TICKER: SBNY
SECURITY ID: 82669G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Byrne | Management | For | For |
1.2 | Elect Director Maggie Timoney | Management | For | For |
1.3 | Elect Director George Tsunis | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
SLM CORPORATION
MEETING DATE: JUN 08, 2021 |
||||
TICKER: SLM
SECURITY ID: 78442P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul G. Child | Management | For | For |
1b | Elect Director Mary Carter Warren Franke | Management | For | For |
1c | Elect Director Marianne M. Keler | Management | For | For |
1d | Elect Director Mark L. Lavelle | Management | For | For |
1e | Elect Director Ted Manvitz | Management | For | For |
1f | Elect Director Jim Matheson | Management | For | For |
1g | Elect Director Frank C. Puleo | Management | For | For |
1h | Elect Director Vivian C. Schneck-Last | Management | For | For |
1i | Elect Director William N. Shiebler | Management | For | For |
1j | Elect Director Robert S. Strong | Management | For | For |
1k | Elect Director Jonathan W. Witter | Management | For | For |
1l | Elect Director Kirsten O. Wolberg | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
STATE STREET CORPORATION
MEETING DATE: MAY 19, 2021 |
||||
TICKER: STT
SECURITY ID: 857477103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick de Saint-Aignan | Management | For | For |
1b | Elect Director Marie A. Chandoha | Management | For | For |
1c | Elect Director Amelia C. Fawcett | Management | For | For |
1d | Elect Director William C. Freda | Management | For | For |
1e | Elect Director Sara Mathew | Management | For | For |
1f | Elect Director William L. Meaney | Management | For | For |
1g | Elect Director Ronald P. O'Hanley | Management | For | For |
1h | Elect Director Sean O'Sullivan | Management | For | For |
1i | Elect Director Julio A. Portalatin | Management | For | For |
1j | Elect Director John B. Rhea | Management | For | For |
1k | Elect Director Richard P. Sergel | Management | For | For |
1l | Elect Director Gregory L. Summe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Racial Equity Audit | Shareholder | Against | Against |
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 13, 2021 |
||||
TICKER: BK
SECURITY ID: 064058100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda Z. Cook | Management | For | For |
1b | Elect Director Joseph J. Echevarria | Management | For | For |
1c | Elect Director Thomas P. "Todd" Gibbons | Management | For | For |
1d | Elect Director M. Amy Gilliland | Management | For | For |
1e | Elect Director Jeffrey A. Goldstein | Management | For | For |
1f | Elect Director K. Guru Gowrappan | Management | For | For |
1g | Elect Director Ralph Izzo | Management | For | For |
1h | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
1i | Elect Director Elizabeth E. Robinson | Management | For | For |
1j | Elect Director Samuel C. Scott, III | Management | For | For |
1k | Elect Director Frederick O. Terrell | Management | For | For |
1l | Elect Director Alfred W. "AI" Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
THE CARLYLE GROUP INC.
MEETING DATE: JUN 01, 2021 |
||||
TICKER: CG
SECURITY ID: 14316J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. D'Aniello | Management | For | For |
1.2 | Elect Director Peter J. Clare | Management | For | For |
1.3 | Elect Director Thomas S. Robertson | Management | For | For |
1.4 | Elect Director William J. Shaw | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: HIG
SECURITY ID: 416515104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Larry D. De Shon | Management | For | For |
1c | Elect Director Carlos Dominguez | Management | For | For |
1d | Elect Director Trevor Fetter | Management | For | For |
1e | Elect Director Donna James | Management | For | For |
1f | Elect Director Kathryn A. Mikells | Management | For | For |
1g | Elect Director Michael G. Morris | Management | For | For |
1h | Elect Director Teresa W. Roseborough | Management | For | For |
1i | Elect Director Virginia P. Ruesterholz | Management | For | For |
1j | Elect Director Christopher J. Swift | Management | For | For |
1k | Elect Director Matthew E. Winter | Management | For | For |
1l | Elect Director Greig Woodring | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: PNC
SECURITY ID: 693475105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph Alvarado | Management | For | For |
1b | Elect Director Charles E. Bunch | Management | For | For |
1c | Elect Director Debra A. Cafaro | Management | For | For |
1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1e | Elect Director David L. Cohen | Management | For | For |
1f | Elect Director William S. Demchak | Management | For | For |
1g | Elect Director Andrew T. Feldstein | Management | For | For |
1h | Elect Director Richard J. Harshman | Management | For | For |
1i | Elect Director Daniel R. Hesse | Management | For | For |
1j | Elect Director Linda R. Medler | Management | For | For |
1k | Elect Director Martin Pfinsgraff | Management | For | For |
1l | Elect Director Toni Townes-Whitley | Management | For | For |
1m | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Risk Management and Nuclear Weapon Industry | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: TRV
SECURITY ID: 89417E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director Janet M. Dolan | Management | For | For |
1c | Elect Director Patricia L. Higgins | Management | For | For |
1d | Elect Director William J. Kane | Management | For | For |
1e | Elect Director Thomas B. Leonardi | Management | For | For |
1f | Elect Director Clarence Otis, Jr. | Management | For | For |
1g | Elect Director Elizabeth E. Robinson | Management | For | For |
1h | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1i | Elect Director Todd C. Schermerhorn | Management | For | For |
1j | Elect Director Alan D. Schnitzer | Management | For | For |
1k | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
U.S. BANCORP
MEETING DATE: APR 20, 2021 |
||||
TICKER: USB
SECURITY ID: 902973304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Dorothy J. Bridges | Management | For | For |
1c | Elect Director Elizabeth L. Buse | Management | For | For |
1d | Elect Director Andrew Cecere | Management | For | For |
1e | Elect Director Kimberly N. Ellison-Taylor | Management | For | For |
1f | Elect Director Kimberly J. Harris | Management | For | For |
1g | Elect Director Roland A. Hernandez | Management | For | For |
1h | Elect Director Olivia F. Kirtley | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Richard P. McKenney | Management | For | For |
1k | Elect Director Yusuf I. Mehdi | Management | For | For |
1l | Elect Director John P. Wiehoff | Management | For | For |
1m | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VIRTU FINANCIAL, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: VIRT
SECURITY ID: 928254101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Gambale | Management | For | For |
1.2 | Elect Director John D. Nixon | Management | For | For |
1.3 | Elect Director David J. Urban | Management | For | For |
1.4 | Elect Director Michael T. Viola | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VISA INC.
MEETING DATE: JAN 26, 2021 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Ramon Laguarta | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Denise M. Morrison | Management | For | For |
1i | Elect Director Suzanne Nora Johnson | Management | For | For |
1j | Elect Director Linda J. Rendle | Management | For | For |
1k | Elect Director John A. C. Swainson | Management | For | For |
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2021 |
||||
TICKER: WFC
SECURITY ID: 949746101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Mark A. Chancy | Management | For | For |
1c | Elect Director Celeste A. Clark | Management | For | For |
1d | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1e | Elect Director Wayne M. Hewett | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Charles H. Noski | Management | For | For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
1i | Elect Director Juan A. Pujadas | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
5 | Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation | Shareholder | Against | Against |
6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
7 | Report on Racial Equity Audit | Shareholder | Against | Against |
WESBANCO, INC.
MEETING DATE: APR 21, 2021 |
||||
TICKER: WSBC
SECURITY ID: 950810101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Cornelsen | Management | For | For |
1.2 | Elect Director Robert J. Fitzsimmons | Management | For | For |
1.3 | Elect Director D. Bruce Knox | Management | For | For |
1.4 | Elect Director Gary L. Libs | Management | For | For |
1.5 | Elect Director Reed J. Tanner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
MEETING DATE: AUG 26, 2020 |
||||
TICKER: WLTW
SECURITY ID: G96629111
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
MEETING DATE: AUG 26, 2020 |
||||
TICKER: WLTW
SECURITY ID: G96629103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Amend Articles | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
MEETING DATE: MAY 11, 2021 |
||||
TICKER: WLTW
SECURITY ID: G96629103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anna C. Catalano | Management | For | For |
1b | Elect Director Victor F. Ganzi | Management | For | For |
1c | Elect Director John J. Haley | Management | For | For |
1d | Elect Director Wendy E. Lane | Management | For | For |
1e | Elect Director Brendan R. O'Neill | Management | For | For |
1f | Elect Director Jaymin B. Patel | Management | For | For |
1g | Elect Director Linda D. Rabbitt | Management | For | For |
1h | Elect Director Paul D. Thomas | Management | For | For |
1i | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
WINTRUST FINANCIAL CORPORATION
MEETING DATE: MAY 27, 2021 |
||||
TICKER: WTFC
SECURITY ID: 97650W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Crist | Management | For | For |
1.2 | Elect Director Bruce K. Crowther | Management | For | For |
1.3 | Elect Director William J. Doyle | Management | For | For |
1.4 | Elect Director Marla F. Glabe | Management | For | For |
1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
1.6 | Elect Director Scott K. Heitmann | Management | For | For |
1.7 | Elect Director Deborah L. Hall Lefevre | Management | For | For |
1.8 | Elect Director Suzet M. McKinney | Management | For | For |
1.9 | Elect Director Gary D. "Joe" Sweeney | Management | For | For |
1.10 | Elect Director Karin Gustafson Teglia | Management | For | For |
1.11 | Elect Director Alex E. Washington, III | Management | For | For |
1.12 | Elect Director Edward J. Wehmer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR GLOBAL REAL ESTATE FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABACUS PROPERTY GROUP
MEETING DATE: NOV 17, 2020 |
||||
TICKER: ABP
SECURITY ID: Q0015N229
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Myra Salkinder as Director | Management | For | For |
4 | Approve Grant of Security Acquisition Rights to Steven Sewell | Management | For | For |
AEDIFICA SA
MEETING DATE: MAY 11, 2021 |
||||
TICKER: AED
SECURITY ID: B0130A108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7.1 | Approve Discharge Serge Wibaut as Director | Management | For | For |
7.2 | Approve Discharge Stefaan Gielens as Director | Management | For | For |
7.3 | Approve Discharge Jean Franken as Director | Management | For | For |
7.4 | Approve Discharge Katrien Kesteloot as Director | Management | For | For |
7.5 | Approve Discharge Elisabeth May-Roberti as Director | Management | For | For |
7.6 | Approve Discharge Luc Plasman as Director | Management | For | For |
7.7 | Approve Discharge Marleen Willekens as Director | Management | For | For |
7.8 | Approve Discharge Pertti Huuskonen as Director | Management | For | For |
7.9 | Approve Discharge Sven Bogaerts as Director | Management | For | For |
7.10 | Approve Discharge Ingrid Daerden as Director | Management | For | For |
7.11 | Approve Discharge Charles-Antoine Van Aelst as Director | Management | For | For |
7.12 | Approve Discharge Adeline Simont as Director | Management | For | For |
7.13 | Approve Discharge Eric Hohl as Director | Management | For | For |
7.14 | Approve Discharge Laurence Gacoin as Director | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9.1 | Elect Stefaan Gielens as Director | Management | For | For |
9.2 | Elect Serge Wibaut as Independent Director | Management | For | For |
9.3 | Elect Katrien Kesteloot as Independent Director | Management | For | For |
9.4 | Elect Elisabeth May-Roberti as Independent Director | Management | For | For |
9.5 | Approve Remuneration of Serge Wibaut, Katrien Kesteloot, and Elisabeth May-Roberti in the Way Proposed Under item 11 | Management | For | For |
10.1 | Ratify Ernst & Young as Auditors | Management | For | For |
10.2 | Approve Auditors' Remuneration | Management | For | For |
11.1 | Approve Remuneration of Chairperson of the Board of Directors | Management | For | For |
11.2 | Approve Remuneration of Non-Executive Directors | Management | For | For |
12.1 | Approve Change-of-Control Clause Re: Provisions of Credit between the Company and Belfius Banque SA | Management | For | For |
12.2 | Approve Change-of-Control Clause Re: Provisions of Credit between the Company and Societe Generale | Management | For | For |
12.3 | Approve Change-of-Control Clause Re: Note Purchase Agreement | Management | For | For |
12.4 | Approve Change-of-Control Clause Re: Credit Agreement between Hoivatilat, the Company and OP Corporate Bank | Management | For | For |
12.5 | Approve Change-of-Control Clause Re: Credit Agreement between the Company and ABN AMRO Bank | Management | For | For |
13.1 | Approve Discharge of Aedifica NV/SA as Director of Hof Van Bremdael NV/SA | Management | For | For |
13.2 | Approve Discharge of Sven Bogaerts as Director of Hof Van Bremdael NV/SA | Management | For | For |
13.3 | Approve Discharge of Ingrid Daerden as Director of Hof Van Bremdael NV/SA | Management | For | For |
13.4 | Approve Discharge of Charles-Antoine Van Aelst as Director of Hof Van Bremdael NV/SA | Management | For | For |
13.5 | Approve Discharge of Laurence Gacoin as Director of Hof Van Bremdael NV/SA | Management | For | For |
14 | Approve Discharge of Ernst & Young as Auditor of Hof Van Bremdael NV/SA | Management | For | For |
15 | Transact Other Business | Management | None | None |
AEDIFICA SA
MEETING DATE: MAY 11, 2021 |
||||
TICKER: AED
SECURITY ID: B0130A108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Special Board Report Re: Renewal of the Authorized Capital | Management | None | None |
1.2a | Renew Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights That is Set Within the Limits of the Proposed Sub-Authorizations | Management | For | For |
1.2b | If Item 1.2a is not Approved: Renew Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights | Management | For | For |
2 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
AMERICAN ASSETS TRUST, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: AAT
SECURITY ID: 024013104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest S. Rady | Management | For | For |
1.2 | Elect Director Robert S. Sullivan | Management | For | For |
1.3 | Elect Director Thomas S. Olinger | Management | For | For |
1.4 | Elect Director Joy L. Schaefer | Management | For | For |
1.5 | Elect Director Nina A. Tran | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN HOMES 4 RENT
MEETING DATE: MAY 06, 2021 |
||||
TICKER: AMH
SECURITY ID: 02665T306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kenneth M. Woolley | Management | For | For |
1b | Elect Director David P. Singelyn | Management | For | For |
1c | Elect Director Douglas N. Benham | Management | For | For |
1d | Elect Director Jack Corrigan | Management | For | For |
1e | Elect Director David Goldberg | Management | For | For |
1f | Elect Director Tamara Hughes Gustavson | Management | For | For |
1g | Elect Director Matthew J. Hart | Management | For | For |
1h | Elect Director Michelle C. Kerrick | Management | For | For |
1i | Elect Director James H. Kropp | Management | For | For |
1j | Elect Director Lynn C. Swann | Management | For | For |
1k | Elect Director Winifred M. Webb | Management | For | For |
1l | Elect Director Jay Willoughby | Management | For | For |
1m | Elect Director Matthew R. Zaist | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICOLD REALTY TRUST
MEETING DATE: MAY 19, 2021 |
||||
TICKER: COLD
SECURITY ID: 03064D108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fred W. Boehler | Management | For | For |
1b | Elect Director George J. Alburger, Jr. | Management | For | For |
1c | Elect Director Kelly H. Barrett | Management | For | For |
1d | Elect Director Antonio F. Fernandez | Management | For | For |
1e | Elect Director James R. Heistand | Management | For | For |
1f | Elect Director David J. Neithercut | Management | For | For |
1g | Elect Director Mark R. Patterson | Management | For | For |
1h | Elect Director Andrew P. Power | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: NOV 20, 2020 |
||||
TICKER: AIV
SECURITY ID: 03748R754
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1 | Revoke Consent to Call a Special Meeting to Approve a Non-Binding Resolution Urging the Board to Put Any Proposed Separation or Spin-Off To a Vote At a Meeting of Stockholders | Shareholder | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1 | Consent to Call a Special Meeting to Approve a Non-Binding Resolution Urging the Board to Put Any Proposed Separation or Spin-Off To a Vote At a Meeting of Stockholders | Shareholder | For | For |
2 | Consent to Exercise All Rights of Common Shareholders Incidental to Calling the Special Meeting and Causing the Purposes of the Authority Expressly Granted Pursuant to the Written Requests to the Designated Agents to be Carried into Effect | Shareholder | For | For |
ARENA REIT
MEETING DATE: NOV 19, 2020 |
||||
TICKER: ARF
SECURITY ID: Q0457C152
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report | Management | For | For |
2 | Elect David Ross as Director | Management | For | For |
3 | Ratify Past Issuance of Securities to Existing and New Institutional Investors | Management | For | For |
4 | Approve Grant of Deferred STI Rights to Rob de Vos | Management | For | For |
5 | Approve Grant of LTI Performance Rights to Rob de Vos | Management | For | For |
6 | Approve Grant of Deferred STI Rights to Gareth Winter | Management | For | For |
7 | Approve Grant of LTI Performance Rights to Gareth Winter | Management | For | For |
8 | Approve the Amendment of Constitutions | Management | For | For |
ARGAN SA
MEETING DATE: MAR 25, 2021 |
||||
TICKER: ARG
SECURITY ID: F0378V109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management and Supervisory Boards | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Dividends of EUR 2.10 per Share | Management | For | For |
5 | Approve Stock Dividend Program | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
7 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
8 | Approve Compensation Report of Corporate Officers | Management | For | For |
9 | Approve Compensation of Ronan Le Lan, Chairman of the Management Board | Management | For | For |
10 | Approve Compensation of Francis Albertinelli, Management Board Member | Management | For | For |
11 | Approve Compensation of Frederic Larroumets, Management Board Member | Management | For | For |
12 | Approve Compensation of Jean-Claude Le Lan Junior, Management Board Member | Management | For | For |
13 | Approve Compensation of Jean-Claude Le Lan, Chairman of the Supervisory Board | Management | For | For |
14 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 176,500 | Management | For | For |
15 | Reelect Florence Soule de Lafont as Supervisory Board Member | Management | For | For |
16 | Reelect Jean-Claude Le Lan as Supervisory Board Member | Management | For | Against |
17 | Elect Hubert Rodarie as Supervisory Board Member | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
19 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | Management | For | Against |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
22 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
23 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
27 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | For |
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
29 | Amend Article 25 of Bylaws Re: Written Consultation | Management | For | For |
30 | Amend Articles 32 and 34 of Bylaws Re: Convening of GM | Management | For | For |
31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AROUNDTOWN SA
MEETING DATE: JUN 30, 2021 |
||||
TICKER: AT1
SECURITY ID: L0269F109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's Report | Management | None | None |
2 | Receive Auditor's Report | Management | None | None |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Consolidated Financial Statements | Management | For | For |
5 | Approve Allocation of Income | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Renew Appointment of KPMG Luxembourg as Auditor | Management | For | For |
8 | Approve Dividends of EUR 0.22 Per Share | Management | For | For |
9 | Approve Remuneration Report | Management | For | Against |
10 | Approve Remuneration Policy | Management | For | Against |
11 | Approve Share Repurchase | Management | For | For |
ASSURA PLC
MEETING DATE: JUL 07, 2020 |
||||
TICKER: AGR
SECURITY ID: G2386T109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Share Incentive Plan | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Ed Smith as Director | Management | For | For |
7 | Re-elect Louise Fowler as Director | Management | For | For |
8 | Re-elect Jonathan Murphy as Director | Management | For | For |
9 | Re-elect Jenefer Greenwood as Director | Management | For | For |
10 | Re-elect Jayne Cottam as Director | Management | For | For |
11 | Re-elect Jonathan Davies as Director | Management | For | For |
12 | Authorise Issue of Equity | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BOARDWALK REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 13, 2021 |
||||
TICKER: BEI.UN
SECURITY ID: 096631106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Trustees at Seven | Management | For | For |
2.1 | Elect Trustee Gary Goodman | Management | For | For |
2.2 | Elect Trustee Arthur L. Havener, Jr. | Management | For | For |
2.3 | Elect Trustee Sam Kolias | Management | For | For |
2.4 | Elect Trustee Samantha A. Kolias-Gunn | Management | For | For |
2.5 | Elect Trustee Scott Morrison | Management | For | For |
2.6 | Elect Trustee Brian G. Robinson | Management | For | For |
2.7 | Elect Trustee Andrea Goertz | Management | For | For |
3 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
BRANDYWINE REALTY TRUST
MEETING DATE: MAY 18, 2021 |
||||
TICKER: BDN
SECURITY ID: 105368203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James C. Diggs | Management | For | For |
1b | Elect Director Reginald DesRoches | Management | For | For |
1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
1d | Elect Director Terri A. Herubin | Management | For | For |
1e | Elect Director Michael J. Joyce | Management | For | For |
1f | Elect Director Charles P. Pizzi | Management | For | For |
1g | Elect Director Gerard H. Sweeney | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CA IMMOBILIEN ANLAGEN AG
MEETING DATE: AUG 25, 2020 |
||||
TICKER: CAI
SECURITY ID: A1144Q155
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify Ernst & Young as Auditors for Fiscal 2020 | Management | For | For |
7.1 | Approve Decrease in Size of Supervisory Board | Management | For | For |
7.2 | Elect Michael Stanton as Supervisory Board Member | Management | For | For |
8 | Approve Remuneration Policy | Management | For | For |
CAPITALAND COMMERCIAL TRUST
MEETING DATE: SEP 29, 2020 |
||||
TICKER: C61U
SECURITY ID: Y1091N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Trust Deed Amendments | Management | For | For |
CAPITALAND COMMERCIAL TRUST
MEETING DATE: SEP 29, 2020 |
||||
TICKER: C61U
SECURITY ID: Y1091N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Trust Scheme | Management | For | For |
CAPITALAND INTEGRATED COMMERCIAL TRUST
MEETING DATE: APR 14, 2021 |
||||
TICKER: C38U
SECURITY ID: Y1100L160
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditors' Report | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
4 | Authorize Unit Repurchase Program | Management | For | For |
CATENA AB
MEETING DATE: APR 29, 2021 |
||||
TICKER: CATE
SECURITY ID: W2356E100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Board's Report and Report on Committee Work | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Financial Statements and Statutory Reports | Management | None | None |
10 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Dividends of SEK 7.50 Per Share | Management | For | Did Not Vote |
12a | Approve Discharge of Gustav Hermelin | Management | For | Did Not Vote |
12b | Approve Discharge of Katarina Wallin | Management | For | Did Not Vote |
12c | Approve Discharge of Helene Briggert | Management | For | Did Not Vote |
12d | Approve Discharge of Tomas Andersson | Management | For | Did Not Vote |
12e | Approve Discharge of Magnus Swardh | Management | For | Did Not Vote |
12f | Approve Discharge of Caeser Afors | Management | For | Did Not Vote |
12g | Approve Discharge of Vesca Jovic | Management | For | Did Not Vote |
12h | Approve Discharge of Benny Thogersen | Management | For | Did Not Vote |
12i | Approve Discharge of Jorgen Eriksson | Management | For | Did Not Vote |
13 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
14a | Approve Remuneration of Directors in the Amount of SEK 385,000 for Chairman, and SEK 190,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
14b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
15a | Reelect Gustav Hermelin as Director | Management | For | Did Not Vote |
15b | Reelect Katarina Wallin as Director | Management | For | Did Not Vote |
15c | Reelect Helene Briggert as Director | Management | For | Did Not Vote |
15d | Elect Lennart Mauritzon as New Director | Management | For | Did Not Vote |
15e | Reelect Magnus Swardh as Director | Management | For | Did Not Vote |
15f | Reelect Caesar Afors as Director | Management | For | Did Not Vote |
15g | Reelect Vesna Jovic as Director | Management | For | Did Not Vote |
15h | Reelect Gustav Hermelin as Board Chairman | Management | For | Did Not Vote |
16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
17 | Authorize Chairman of the Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
19 | Approve Remuneration Report | Management | For | Did Not Vote |
20 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
21 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
22 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | Management | For | Did Not Vote |
23 | Amend Articles Re: Editorial Changes to Article 1; Participation at General Meeting; External Attendance at General Meetings; Proxies and Postal Ballot | Management | For | Did Not Vote |
24 | Other Business | Management | None | None |
25 | Close Meeting | Management | None | None |
CK ASSET HOLDINGS LIMITED
MEETING DATE: MAY 13, 2021 |
||||
TICKER: 1113
SECURITY ID: G2177B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1 | Elect Ip Tak Chuen, Edmond as Director | Management | For | Against |
3.2 | Elect Chow Wai Kam, Raymond as Director | Management | For | Against |
3.3 | Elect Woo Chia Ching, Grace as Director | Management | For | Against |
3.4 | Elect Chow Nin Mow, Albert as Director | Management | For | For |
3.5 | Elect Donald Jeffrey Roberts as Director | Management | For | For |
3.6 | Elect Stephen Edward Bradley as Director | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
CK ASSET HOLDINGS LIMITED
MEETING DATE: MAY 13, 2021 |
||||
TICKER: 1113
SECURITY ID: G2177B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Purchase Agreement, Proposed Acquisition and Grant of Specific Mandate to Allot and Issue Consideration Shares | Management | For | For |
2 | Approve Share Buy-back Offer and Related Transactions | Management | For | For |
3 | Approve Whitewash Waiver and Related Transactions | Management | For | For |
COIMA RES SPA
MEETING DATE: APR 22, 2021 |
||||
TICKER: CRES
SECURITY ID: T3R2BL101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Approve Remuneration Policy | Management | For | For |
3.2 | Approve Second Section of the Remuneration Report | Management | For | For |
4.1 | Fix Number of Directors | Management | For | For |
4.2 | Fix Board Terms for Directors | Management | For | For |
4.3 | Elect Directors (Bundled) | Shareholder | None | For |
4.4 | Elect Board Chair | Management | None | For |
4.5 | Approve Remuneration of Directors | Management | For | For |
5.1 | Elect Internal Auditors (Bundled) | Shareholder | None | For |
5.2 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
5.3 | Approve Internal Auditors' Remuneration | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
COVIVIO SA
MEETING DATE: APR 20, 2021 |
||||
TICKER: COV
SECURITY ID: F2R22T119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.60 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
6 | Approve Remuneration Policy of CEO | Management | For | For |
7 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
8 | Approve Remuneration Policy of Directors | Management | For | For |
9 | Approve Compensation Report of Corporate Officers | Management | For | For |
10 | Approve Compensation of Jean Laurent, Chairman of the Board | Management | For | For |
11 | Approve Compensation of Christophe Kullmann, CEO | Management | For | For |
12 | Approve Compensation of Olivier Esteve, Vice-CEO | Management | For | For |
13 | Approve Compensation of Dominique Ozanne, Vice-CEO | Management | For | For |
14 | Reelect Sylvie Ouziel as Director | Management | For | For |
15 | Reelect Jean-Luc Biamonti as Director | Management | For | For |
16 | Reelect Predica as Director | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 28 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 28 Million | Management | For | For |
22 | Authorize Capital Increase of Up to 10 Percent of Issued Share Capital for Future Exchange Offers | Management | For | For |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
25 | Amend Articles 8 and 10 of Bylaws Re. Shareholding Disclosure Thresholds and Shares | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 21, 2021 |
||||
TICKER: CCI
SECURITY ID: 22822V101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Andrea J. Goldsmith | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director Tammy K. Jones | Management | For | For |
1h | Elect Director J. Landis Martin | Management | For | For |
1i | Elect Director Anthony J. Melone | Management | For | For |
1j | Elect Director W. Benjamin Moreland | Management | For | For |
1k | Elect Director Kevin A. Stephens | Management | For | For |
1l | Elect Director Matthew Thornton, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CUBESMART
MEETING DATE: MAY 11, 2021 |
||||
TICKER: CUBE
SECURITY ID: 229663109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Piero Bussani | Management | For | For |
1.2 | Elect Director Dorothy Dowling | Management | For | For |
1.3 | Elect Director John W. Fain | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director Christopher P. Marr | Management | For | For |
1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
1.7 | Elect Director John F. Remondi | Management | For | For |
1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAMONDROCK HOSPITALITY COMPANY
MEETING DATE: MAY 05, 2021 |
||||
TICKER: DRH
SECURITY ID: 252784301
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William W. McCarten | Management | For | For |
1b | Elect Director Mark W. Brugger | Management | For | For |
1c | Elect Director Timothy R. Chi | Management | For | For |
1d | Elect Director Kathleen A. (Wayton) Merrill | Management | For | For |
1e | Elect Director William J. Shaw | Management | For | For |
1f | Elect Director Bruce D. Wardinski | Management | For | For |
1g | Elect Director Tabassum Zalotrawala | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditor | Management | For | For |
1h | Elect Director Michael A. Hartmeier | Management | For | For |
DIGITAL REALTY TRUST, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: DLR
SECURITY ID: 253868103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Laurence A. Chapman | Management | For | For |
1b | Elect Director Alexis Black Bjorlin | Management | For | For |
1c | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
1d | Elect Director Kevin J. Kennedy | Management | For | For |
1e | Elect Director William G. LaPerch | Management | For | For |
1f | Elect Director Jean F.H.P. Mandeville | Management | For | For |
1g | Elect Director Afshin Mohebbi | Management | For | For |
1h | Elect Director Mark R. Patterson | Management | For | For |
1i | Elect Director Mary Hogan Preusse | Management | For | For |
1j | Elect Director Dennis E. Singleton | Management | For | For |
1k | Elect Director A. William Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DREAM INDUSTRIAL REAL ESTATE INVESTMENT TRUST
MEETING DATE: JUN 07, 2021 |
||||
TICKER: DIR.UN
SECURITY ID: 26153W109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Trustee R. Sacha Bhatia | Management | For | For |
1B | Elect Trustee Michael J. Cooper | Management | For | For |
1C | Elect Trustee J. Michael Knowlton | Management | For | For |
1D | Elect Trustee Ben Mulroney | Management | For | For |
1E | Elect Trustee Brian Pauls | Management | For | For |
1F | Elect Trustee Vicky Schiff | Management | For | For |
1G | Elect Trustee Vincenza Sera | Management | For | For |
1H | Elect Trustee Sheldon Wiseman | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
DUKE REALTY CORPORATION
MEETING DATE: APR 28, 2021 |
||||
TICKER: DRE
SECURITY ID: 264411505
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Case | Management | For | For |
1b | Elect Director James B. Connor | Management | For | For |
1c | Elect Director Tamara D. Fischer | Management | For | For |
1d | Elect Director Norman K. Jenkins | Management | For | For |
1e | Elect Director Kelly T. Killingsworth | Management | For | For |
1f | Elect Director Melanie R. Sabelhaus | Management | For | For |
1g | Elect Director Peter M. Scott, III | Management | For | For |
1h | Elect Director David P. Stockert | Management | For | For |
1i | Elect Director Chris T. Sultemeier | Management | For | For |
1j | Elect Director Michael E. Szymanczyk | Management | For | For |
1k | Elect Director Warren M. Thompson | Management | For | For |
1l | Elect Director Lynn C. Thurber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
EQUINIX, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: EQIX
SECURITY ID: 29444U700
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Adaire Fox-Martin | Management | For | For |
1.4 | Elect Director Gary Hromadko | Management | For | For |
1.5 | Elect Director Irving Lyons, III | Management | For | For |
1.6 | Elect Director Charles Meyers | Management | For | For |
1.7 | Elect Director Christopher Paisley | Management | For | For |
1.8 | Elect Director Sandra Rivera | Management | For | For |
1.9 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: ELS
SECURITY ID: 29472R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Berkenfield | Management | For | For |
1.2 | Elect Director Derrick Burks | Management | For | For |
1.3 | Elect Director Philip Calian | Management | For | For |
1.4 | Elect Director David Contis | Management | For | For |
1.5 | Elect Director Constance Freedman | Management | For | For |
1.6 | Elect Director Thomas Heneghan | Management | For | For |
1.7 | Elect Director Marguerite Nader | Management | For | For |
1.8 | Elect Director Scott Peppet | Management | For | For |
1.9 | Elect Director Sheli Rosenberg | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: EXR
SECURITY ID: 30225T102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Joseph D. Margolis | Management | For | For |
1.3 | Elect Director Roger B. Porter | Management | For | For |
1.4 | Elect Director Joseph J. Bonner | Management | For | For |
1.5 | Elect Director Gary L. Crittenden | Management | For | For |
1.6 | Elect Director Spencer F. Kirk | Management | For | For |
1.7 | Elect Director Dennis J. Letham | Management | For | For |
1.8 | Elect Director Diane Olmstead | Management | For | For |
1.9 | Elect Director Julia Vander Ploeg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FLAGSHIP COMMUNITIES REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 11, 2021 |
||||
TICKER: MHC.U
SECURITY ID: 33843T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Trustee Peter C.B. Bynoe | Management | For | For |
1b | Elect Trustee Louis M. Forbes | Management | For | For |
1c | Elect Trustee Kurtis Keeney | Management | For | For |
1d | Elect Trustee Susan Monteith | Management | For | For |
1e | Elect Trustee Andrew Oppenheim | Management | For | For |
1f | Elect Trustee Nathan Smith | Management | For | For |
1g | Elect Trustee Iain Stewart | Management | For | For |
2 | Approve MNP LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
3 | Approve Equity Incentive Plan | Management | For | For |
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: GLPI
SECURITY ID: 36467J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter M. Carlino | Management | For | For |
1b | Elect Director Carol (Lili) Lynton | Management | For | For |
1c | Elect Director Joseph W. Marshall, III | Management | For | For |
1d | Elect Director James B. Perry | Management | For | For |
1e | Elect Director Barry F. Schwartz | Management | For | For |
1f | Elect Director Earl C. Shanks | Management | For | For |
1g | Elect Director E. Scott Urdang | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GECINA SA
MEETING DATE: APR 22, 2021 |
||||
TICKER: GFC
SECURITY ID: F4268U171
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Transfer of Revaluation Surplus of Transferred Assets to Specific Reserves Account | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | For |
5 | Approve Stock Dividend Program | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transaction | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
8 | Approve Compensation of Corporate Officers | Management | For | For |
9 | Approve Compensation of Bernard Carayon, Chairman of the Board Until Apr. 23, 2020 | Management | For | For |
10 | Approve Compensation of Jerome Brunel, Chairman of the Board Since Apr. 23, 2020 | Management | For | For |
11 | Approve Compensation of CEO | Management | For | For |
12 | Approve Remuneration Policy of Board Members | Management | For | For |
13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
14 | Approve Remuneration Policy of CEO | Management | For | For |
15 | Ratify Appointment of Carole Le Gall as Censor | Management | For | Against |
16 | Reelect Laurence Danon Arnaud as Director | Management | For | For |
17 | Reelect Ivanhoe Cambridge as Director | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GRAINGER PLC
MEETING DATE: FEB 10, 2021 |
||||
TICKER: GRI
SECURITY ID: G40432117
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Mark Clare as Director | Management | For | For |
5 | Re-elect Helen Gordon as Director | Management | For | For |
6 | Re-elect Vanessa Simms as Director | Management | For | For |
7 | Re-elect Andrew Carr-Locke as Director | Management | For | For |
8 | Re-elect Rob Wilkinson as Director | Management | For | For |
9 | Re-elect Justin Read as Director | Management | For | For |
10 | Re-elect Janette Bell as Director | Management | For | For |
11 | Reappoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
HEALTHCARE TRUST OF AMERICA, INC.
MEETING DATE: JUL 07, 2020 |
||||
TICKER: HTA
SECURITY ID: 42225P501
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott D. Peters | Management | For | For |
1b | Elect Director W. Bradley Blair, II | Management | For | For |
1c | Elect Director Vicki U. Booth | Management | For | For |
1d | Elect Director H. Lee Cooper | Management | For | For |
1e | Elect Director Warren D. Fix | Management | For | For |
1f | Elect Director Peter N. Foss | Management | For | For |
1g | Elect Director Jay P. Leupp | Management | For | For |
1h | Elect Director Gary T. Wescombe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
HIBERNIA REIT PLC
MEETING DATE: JUL 29, 2020 |
||||
TICKER: HBRN
SECURITY ID: G4432Z105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3A | Re-elect Daniel Kitchen as Director | Management | For | For |
3B | Re-elect Kevin Nowlan as Director | Management | For | For |
3C | Re-elect Thomas Edwards-Moss as Director | Management | For | For |
3D | Re-elect Colm Barrington as Director | Management | For | For |
3E | Re-elect Roisin Brennan as Director | Management | For | For |
3F | Elect Margaret Fleming as Director | Management | For | For |
3G | Re-elect Stewart Harrington as Director | Management | For | For |
3H | Elect Grainne Hollywood as Director | Management | For | For |
3I | Re-elect Terence O'Rourke as Director | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Ratify Deloitte as Auditors | Management | For | For |
6 | Authorise Issue of Equity | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
HIBERNIA REIT PLC
MEETING DATE: FEB 10, 2021 |
||||
TICKER: HBRN
SECURITY ID: G4432Z105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
2 | Adopt New Articles of Association | Management | For | For |
3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 11, 2021 |
||||
TICKER: HIW
SECURITY ID: 431284108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Anderson | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Thomas P. Anderson | Management | For | For |
1.4 | Elect Director Carlos E. Evans | Management | For | For |
1.5 | Elect Director David L. Gadis | Management | For | For |
1.6 | Elect Director David J. Hartzell | Management | For | For |
1.7 | Elect Director Sherry A. Kellett | Management | For | For |
1.8 | Elect Director Theodore J. Klinck | Management | For | For |
1.9 | Elect Director Anne H. Lloyd | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HYSAN DEVELOPMENT COMPANY LIMITED
MEETING DATE: MAY 21, 2021 |
||||
TICKER: 14
SECURITY ID: Y38203124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Churchouse Frederick Peter as Director | Management | For | For |
2.2 | Elect Poon Chung Yin Joseph as Director | Management | For | For |
2.3 | Elect Lee Chien as Director | Management | For | Against |
3 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Amend Articles of Association | Management | For | For |
INCLUSIO SA/NV
MEETING DATE: MAY 19, 2021 |
||||
TICKER: INCLU
SECURITY ID: B5R9AT112
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Remuneration Policy | Management | For | Against |
6 | Approve Remuneration Report | Management | For | Against |
7 | Approve Discharge of Directors | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9 | Transact Other Business | Management | None | None |
INCLUSIO SA/NV
MEETING DATE: JUN 11, 2021 |
||||
TICKER: INCLU
SECURITY ID: B5R9AT112
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Share Capital | Management | For | For |
2 | Amend Article 5 Re: New Amount of Capital | Management | For | For |
3 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
INGENIA COMMUNITIES GROUP
MEETING DATE: NOV 10, 2020 |
||||
TICKER: INA
SECURITY ID: Q4912D185
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve Remuneration Report | Management | For | For |
3.1 | Elect Amanda Heyworth as Director | Management | For | For |
3.2 | Elect Pippa Downes as Director | Management | For | For |
3.3 | Elect Greg Hayes as Director | Management | For | For |
4 | Approve Issuance of Securities Under Ingenia Communities Group Rights Plan | Management | For | For |
5.1 | Approve Grant of Amended FY20 Short-Term Incentive Plan Rights to Simon Owen | Management | For | For |
5.2 | Approve Grant of FY21 Fixed Remuneration Rights, Short-Term Incentive Plan Rights and Long-Term Incentive Plan Rights to Simon Owen | Management | For | For |
INSTONE REAL ESTATE GROUP AG
MEETING DATE: JUN 09, 2021 |
||||
TICKER: INS
SECURITY ID: D3706C100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.26 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
5 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 4.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Creation of EUR 8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10 | Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
INVITATION HOMES, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: INVH
SECURITY ID: 46187W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Fascitelli | Management | For | For |
1.2 | Elect Director Dallas B. Tanner | Management | For | For |
1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
1.4 | Elect Director Richard D. Bronson | Management | For | For |
1.5 | Elect Director Jeffrey E. Kelter | Management | For | For |
1.6 | Elect Director Joseph D. Margolis | Management | For | For |
1.7 | Elect Director John B. Rhea | Management | For | For |
1.8 | Elect Director J. Heidi Roizen | Management | For | For |
1.9 | Elect Director Janice L. Sears | Management | For | For |
1.10 | Elect Director William J. Stein | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KIMCO REALTY CORPORATION
MEETING DATE: APR 27, 2021 |
||||
TICKER: KIM
SECURITY ID: 49446R109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Cooper | Management | For | For |
1b | Elect Director Philip E. Coviello | Management | For | For |
1c | Elect Director Conor C. Flynn | Management | For | For |
1d | Elect Director Frank Lourenso | Management | For | For |
1e | Elect Director Henry Moniz | Management | For | For |
1f | Elect Director Mary Hogan Preusse | Management | For | For |
1g | Elect Director Valerie Richardson | Management | For | For |
1h | Elect Director Richard B. Saltzman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
LEG IMMOBILIEN AG
MEETING DATE: AUG 19, 2020 |
||||
TICKER: LEG
SECURITY ID: D4960A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 35.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
7 | Approve Creation of EUR 21.4 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Approve Remuneration Policy | Management | For | For |
9 | Approve Increase in Size of Board to Seven Members | Management | For | For |
10 | Elect Martin Wiesmann to the Supervisory Board | Management | For | For |
11 | Approve Affiliation Agreement with EnergieServicePlus GmbH | Management | For | For |
12 | Approve Merger by Absorption of LEG Immobilien N.V. and Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
LEXINGTON REALTY TRUST
MEETING DATE: MAY 18, 2021 |
||||
TICKER: LXP
SECURITY ID: 529043101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Wilson Eglin | Management | For | For |
1.2 | Elect Director Richard S. Frary | Management | For | For |
1.3 | Elect Director Lawrence L. Gray | Management | For | For |
1.4 | Elect Director Jamie Handwerker | Management | For | For |
1.5 | Elect Director Claire A. Koeneman | Management | For | For |
1.6 | Elect Director Howard Roth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MACK-CALI REALTY CORPORATION
MEETING DATE: JUL 01, 2020 |
||||
TICKER: CLI
SECURITY ID: 554489104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Batkin | Management | For | For |
1.2 | Elect Director Michael Berman | Management | For | For |
1.3 | Elect Director Frederic Cumenal | Management | For | For |
1.4 | Elect Director MaryAnne Gilmartin | Management | For | For |
1.5 | Elect Director Tammy K. Jones | Management | For | For |
1.6 | Elect Director A. Akiva Katz | Management | For | For |
1.7 | Elect Director Nori Gerardo Lietz | Management | For | For |
1.8 | Elect Director Mahbod Nia | Management | For | For |
1.9 | Elect Director Howard S. Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MACK-CALI REALTY CORPORATION
MEETING DATE: JUN 09, 2021 |
||||
TICKER: CLI
SECURITY ID: 554489104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Batkin | Management | For | For |
1.2 | Elect Director Frederic Cumenal | Management | For | For |
1.3 | Elect Director Tammy K. Jones | Management | For | For |
1.4 | Elect Director A. Akiva Katz | Management | For | For |
1.5 | Elect Director Nori Gerardo Lietz | Management | For | For |
1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
1.7 | Elect Director Mahbod Nia | Management | For | For |
1.8 | Elect Director Howard S. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MAPLETREE COMMERCIAL TRUST
MEETING DATE: JUL 22, 2020 |
||||
TICKER: N2IU
SECURITY ID: Y5759T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditor and Authorize Manager to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
MEDICAL PROPERTIES TRUST, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: MPW
SECURITY ID: 58463J304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward K. Aldag, Jr. | Management | For | For |
1.2 | Elect Director G. Steven Dawson | Management | For | For |
1.3 | Elect Director R. Steven Hamner | Management | For | For |
1.4 | Elect Director Caterina A. Mozingo | Management | For | For |
1.5 | Elect Director Elizabeth N. Pitman | Management | For | For |
1.6 | Elect Director C. Reynolds Thompson, III | Management | For | For |
1.7 | Elect Director D. Paul Sparks, Jr. | Management | For | For |
1.8 | Elect Director Michael G. Stewart | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: MAA
SECURITY ID: 59522J103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
1c | Elect Director Toni Jennings | Management | For | For |
1d | Elect Director Edith Kelly-Green | Management | For | For |
1e | Elect Director James K. Lowder | Management | For | For |
1f | Elect Director Thomas H. Lowder | Management | For | For |
1g | Elect Director Monica McGurk | Management | For | For |
1h | Elect Director Claude B. Nielsen | Management | For | For |
1i | Elect Director Philip W. Norwood | Management | For | For |
1j | Elect Director W. Reid Sanders | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director David P. Stockert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MITSUBISHI ESTATE CO., LTD.
MEETING DATE: JUN 29, 2021 |
||||
TICKER: 8802
SECURITY ID: J43916113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | Management | For | Against |
2.1 | Elect Director Sugiyama, Hirotaka | Management | For | Against |
2.2 | Elect Director Yoshida, Junichi | Management | For | Against |
2.3 | Elect Director Tanisawa, Junichi | Management | For | Against |
2.4 | Elect Director Arimori, Tetsuji | Management | For | Against |
2.5 | Elect Director Katayama, Hiroshi | Management | For | Against |
2.6 | Elect Director Kubo, Hitoshi | Management | For | Against |
2.7 | Elect Director Kato, Jo | Management | For | Against |
2.8 | Elect Director Nishigai, Noboru | Management | For | Against |
2.9 | Elect Director Okamoto, Tsuyoshi | Management | For | Against |
2.10 | Elect Director Ebihara, Shin | Management | For | Against |
2.11 | Elect Director Narukawa, Tetsuo | Management | For | Against |
2.12 | Elect Director Shirakawa, Masaaki | Management | For | Against |
2.13 | Elect Director Nagase, Shin | Management | For | Against |
2.14 | Elect Director Egami, Setsuko | Management | For | Against |
2.15 | Elect Director Taka, Iwao | Management | For | Against |
MITSUI FUDOSAN CO., LTD.
MEETING DATE: JUN 29, 2021 |
||||
TICKER: 8801
SECURITY ID: J4509L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | Against |
2.1 | Elect Director Iwasa, Hiromichi | Management | For | Against |
2.2 | Elect Director Komoda, Masanobu | Management | For | Against |
2.3 | Elect Director Kitahara, Yoshikazu | Management | For | Against |
2.4 | Elect Director Fujibayashi, Kiyotaka | Management | For | Against |
2.5 | Elect Director Onozawa, Yasuo | Management | For | Against |
2.6 | Elect Director Yamamoto, Takashi | Management | For | Against |
2.7 | Elect Director Ueda, Takashi | Management | For | Against |
2.8 | Elect Director Hamamoto, Wataru | Management | For | Against |
2.9 | Elect Director Nogimori, Masafumi | Management | For | Against |
2.10 | Elect Director Nakayama, Tsunehiro | Management | For | Against |
2.11 | Elect Director Ito, Shinichiro | Management | For | Against |
2.12 | Elect Director Kawai, Eriko | Management | For | Against |
3 | Approve Annual Bonus | Management | For | Against |
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: NNN
SECURITY ID: 637417106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela K M. Beall | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Don DeFosset | Management | For | For |
1.4 | Elect Director David M. Fick | Management | For | For |
1.5 | Elect Director Edward J. Fritsch | Management | For | For |
1.6 | Elect Director Kevin B. Habicht | Management | For | For |
1.7 | Elect Director Betsy D. Holden | Management | For | For |
1.8 | Elect Director Julian E. Whitehurst | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NATIONAL STORAGE REIT
MEETING DATE: OCT 28, 2020 |
||||
TICKER: NSR
SECURITY ID: Q6605D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Claire Fidler as Director | Management | For | For |
4 | Elect Steven Leigh as Director | Management | For | For |
5 | Elect Howard Brenchley as Director | Management | For | For |
6 | Ratify Past Issuance of Stapled Securities to Existing and New Institutional and Professional Investors | Management | For | For |
NIPPON PROLOGIS REIT, INC.
MEETING DATE: AUG 27, 2020 |
||||
TICKER: 3283
SECURITY ID: J5528H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Executive Director Sakashita, Masahiro | Management | For | For |
2 | Elect Alternate Executive Director Toda, Atsushi | Management | For | For |
3.1 | Elect Supervisory Director Hamaoka, Yoichiro | Management | For | For |
3.2 | Elect Supervisory Director Tazaki, Mami | Management | For | For |
3.3 | Elect Supervisory Director Oku, Kuninori | Management | For | For |
PARKWAY LIFE REAL ESTATE INVESTMENT TRUST
MEETING DATE: APR 22, 2021 |
||||
TICKER: C2PU
SECURITY ID: Y67202104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditors' Report | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
3 | Elect Cheah Sui Ling as Director | Management | For | For |
4 | Elect Rossana Annizah Binti Ahmad Rashid as Director | Management | For | Against |
5 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
PIEDMONT OFFICE REALTY TRUST, INC.
MEETING DATE: MAY 11, 2021 |
||||
TICKER: PDM
SECURITY ID: 720190206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank C. McDowell | Management | For | For |
1.2 | Elect Director Kelly H. Barrett | Management | For | For |
1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
1.4 | Elect Director Glenn G. Cohen | Management | For | For |
1.5 | Elect Director Barbara B. Lang | Management | For | For |
1.6 | Elect Director C. Brent Smith | Management | For | For |
1.7 | Elect Director Jeffrey L. Swope | Management | For | For |
1.8 | Elect Director Dale H. Taysom | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PROLOGIS, INC.
MEETING DATE: APR 29, 2021 |
||||
TICKER: PLD
SECURITY ID: 74340W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director Cristina G. Bita | Management | For | For |
1c | Elect Director George L. Fotiades | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director Irving F. Lyons, III | Management | For | For |
1f | Elect Director Avid Modjtabai | Management | For | For |
1g | Elect Director David P. O'Connor | Management | For | For |
1h | Elect Director Olivier Piani | Management | For | For |
1i | Elect Director Jeffrey L. Skelton | Management | For | For |
1j | Elect Director Carl B. Webb | Management | For | For |
1k | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
REGENCY CENTERS CORPORATION
MEETING DATE: MAY 05, 2021 |
||||
TICKER: REG
SECURITY ID: 758849103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin E. Stein, Jr. | Management | For | For |
1b | Elect Director Joseph F. Azrack | Management | For | For |
1c | Elect Director Bryce Blair | Management | For | For |
1d | Elect Director C. Ronald Blankenship | Management | For | For |
1e | Elect Director Deirdre J. Evens | Management | For | For |
1f | Elect Director Thomas W. Furphy | Management | For | For |
1g | Elect Director Karin M. Klein | Management | For | For |
1h | Elect Director Peter D. Linneman | Management | For | For |
1i | Elect Director David P. O'Connor | Management | For | For |
1j | Elect Director Lisa Palmer | Management | For | For |
1k | Elect Director Thomas G. Wattles | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
RYMAN HOSPITALITY PROPERTIES, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: RHP
SECURITY ID: 78377T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rachna Bhasin | Management | For | For |
1b | Elect Director Alvin Bowles, Jr. | Management | For | For |
1c | Elect Director Christian A. Brickman | Management | For | For |
1d | Elect Director Fazal Merchant | Management | For | For |
1e | Elect Director Patrick Moore | Management | For | For |
1f | Elect Director Christine Pantoya | Management | For | For |
1g | Elect Director Robert Prather, Jr. | Management | For | For |
1h | Elect Director Colin Reed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
SEGRO PLC
MEETING DATE: APR 22, 2021 |
||||
TICKER: SGRO
SECURITY ID: G80277141
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Gerald Corbett as Director | Management | For | For |
5 | Re-elect Mary Barnard as Director | Management | For | For |
6 | Re-elect Sue Clayton as Director | Management | For | For |
7 | Re-elect Soumen Das as Director | Management | For | For |
8 | Re-elect Carol Fairweather as Director | Management | For | For |
9 | Re-elect Christopher Fisher as Director | Management | For | For |
10 | Re-elect Andy Gulliford as Director | Management | For | For |
11 | Re-elect Martin Moore as Director | Management | For | For |
12 | Re-elect David Sleath as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise UK Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
21 | Approve Savings-Related Share Option Plan | Management | For | For |
22 | Approve Share Incentive Plan | Management | For | For |
23 | Authorise Board to Offer Scrip Dividend | Management | For | For |
SINO LAND COMPANY LIMITED
MEETING DATE: OCT 28, 2020 |
||||
TICKER: 83
SECURITY ID: Y80267126
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1 | Elect Robert Ng Chee Siong as Director | Management | For | Against |
3.2 | Elect Adrian David Li Man-kiu as Director | Management | For | For |
3.3 | Elect Thomas Tang Wing Yung as Director | Management | For | For |
3.4 | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SIRIUS REAL ESTATE LTD.
MEETING DATE: JUL 31, 2020 |
||||
TICKER: SRE
SECURITY ID: G8187C104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Caroline Britton as Director | Management | For | For |
3 | Re-elect Mark Cherry as Director | Management | For | For |
4 | Elect Kelly Cleveland as Director | Management | For | For |
5 | Re-elect Andrew Coombs as Director | Management | For | For |
6 | Re-elect Daniel Kitchen as Director | Management | For | For |
7 | Re-elect Alistair Marks as Director | Management | For | For |
8 | Re-elect James Peggie as Director | Management | For | For |
9 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
10 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
11 | Approve Dividend | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Approve Implementation Report | Management | For | For |
14 | Approve Scrip Dividend | Management | For | For |
15 | Authorise Issue of Equity | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
SPIRIT REALTY CAPITAL, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: SRC
SECURITY ID: 84860W300
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jackson Hsieh | Management | For | For |
1.2 | Elect Director Kevin M. Charlton | Management | For | For |
1.3 | Elect Director Todd A. Dunn | Management | For | For |
1.4 | Elect Director Elizabeth F. Frank | Management | For | For |
1.5 | Elect Director Michelle M. Frymire | Management | For | For |
1.6 | Elect Director Kristian M. Gathright | Management | For | For |
1.7 | Elect Director Richard I. Gilchrist | Management | For | For |
1.8 | Elect Director Diana M. Laing | Management | For | For |
1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
1.10 | Elect Director Thomas J. Sullivan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUN COMMUNITIES, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: SUI
SECURITY ID: 866674104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary A. Shiffman | Management | For | For |
1b | Elect Director Tonya Allen | Management | For | For |
1c | Elect Director Meghan G. Baivier | Management | For | For |
1d | Elect Director Stephanie W. Bergeron | Management | For | For |
1e | Elect Director Brian M. Hermelin | Management | For | For |
1f | Elect Director Ronald A. Klein | Management | For | For |
1g | Elect Director Clunet R. Lewis | Management | For | For |
1h | Elect Director Arthur A. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
U&I GROUP PLC
MEETING DATE: SEP 10, 2020 |
||||
TICKER: UAI
SECURITY ID: G9159A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Peter Williams as Director | Management | For | For |
5 | Re-elect Matthew Weiner as Director | Management | For | For |
6 | Re-elect Richard Upton as Director | Management | For | For |
7 | Re-elect Marcus Shepherd as Director | Management | For | For |
8 | Re-elect Nick Thomlinson as Director | Management | For | For |
9 | Re-elect Barry Bennett as Director | Management | For | For |
10 | Re-elect Lynn Krige as Director | Management | For | For |
11 | Re-elect Ros Kerslake as Director | Management | For | For |
12 | Re-elect Sadie Morgan as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise Issue of Equity | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
UDR, INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: UDR
SECURITY ID: 902653104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine A. Cattanach | Management | For | For |
1b | Elect Director Jon A. Grove | Management | For | For |
1c | Elect Director Mary Ann King | Management | For | For |
1d | Elect Director James D. Klingbeil | Management | For | For |
1e | Elect Director Clint D. McDonnough | Management | For | For |
1f | Elect Director Diane M. Morefield | Management | For | For |
1g | Elect Director Robert A. McNamara | Management | For | For |
1h | Elect Director Mark R. Patterson | Management | For | For |
1i | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
UOL GROUP LIMITED
MEETING DATE: APR 23, 2021 |
||||
TICKER: U14
SECURITY ID: Y9299W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve First and Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Elect Wee Cho Yaw as Director | Management | For | Against |
5 | Elect Wee Ee-chao as Director | Management | For | For |
6 | Elect Sim Hwee Cher as Director | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Elect Lau Cheng Soon as Director | Management | For | For |
9 | Approve Grant of Options and Issuance of Shares Under the UOL 2012 Share Option Scheme | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
11 | Authorize Share Repurchase Program | Management | For | For |
VENTAS, INC.
MEETING DATE: MAY 25, 2021 |
||||
TICKER: VTR
SECURITY ID: 92276F100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melody C. Barnes | Management | For | For |
1b | Elect Director Debra A. Cafaro | Management | For | For |
1c | Elect Director Jay M. Gellert | Management | For | For |
1d | Elect Director Matthew J. Lustig | Management | For | For |
1e | Elect Director Roxanne M. Martino | Management | For | For |
1f | Elect Director Marguerite M. Nader | Management | For | For |
1g | Elect Director Sean P. Nolan | Management | For | For |
1h | Elect Director Walter C. Rakowich | Management | For | For |
1i | Elect Director Robert D. Reed | Management | For | For |
1j | Elect Director James D. Shelton | Management | For | For |
1k | Elect Director Maurice S. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
VEREIT, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: VER
SECURITY ID: 92339V308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glenn J. Rufrano | Management | For | For |
1b | Elect Director Hugh R. Frater | Management | For | For |
1c | Elect Director Priscilla Almodovar | Management | For | For |
1d | Elect Director David B. Henry | Management | For | For |
1e | Elect Director Mary Hogan Preusse | Management | For | For |
1f | Elect Director Richard J. Lieb | Management | For | For |
1g | Elect Director Eugene A. Pinover | Management | For | For |
1h | Elect Director Julie G. Richardson | Management | For | For |
1i | Elect Director Susan E. Skerritt | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Charter to Allow Shareholders to Amend Bylaws | Management | For | For |
VICI PROPERTIES INC.
MEETING DATE: APR 28, 2021 |
||||
TICKER: VICI
SECURITY ID: 925652109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James R. Abrahamson | Management | For | For |
1b | Elect Director Diana F. Cantor | Management | For | For |
1c | Elect Director Monica H. Douglas | Management | For | For |
1d | Elect Director Elizabeth I. Holland | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director Edward B. Pitoniak | Management | For | For |
1g | Elect Director Michael D. Rumbolz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VONOVIA SE
MEETING DATE: APR 16, 2021 |
||||
TICKER: VNA
SECURITY ID: D9581T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.69 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 283 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Billion; Approve Creation of EUR 283 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
WASHINGTON REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 27, 2021 |
||||
TICKER: WRE
SECURITY ID: 939653101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
1.2 | Elect Director William G. Byrnes | Management | For | For |
1.3 | Elect Director Edward S. Civera | Management | For | For |
1.4 | Elect Director Ellen M. Goitia | Management | For | For |
1.5 | Elect Director Paul T. McDermott | Management | For | For |
1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
1.7 | Elect Director Anthony L. Winns | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WELLTOWER INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: WELL
SECURITY ID: 95040Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kenneth J. Bacon | Management | For | For |
1b | Elect Director Karen B. DeSalvo | Management | For | For |
1c | Elect Director Jeffrey H. Donahue | Management | For | For |
1d | Elect Director Philip L. Hawkins | Management | For | For |
1e | Elect Director Dennis G. Lopez | Management | For | For |
1f | Elect Director Shankh Mitra | Management | For | For |
1g | Elect Director Ade J. Patton | Management | For | For |
1h | Elect Director Diana W. Reid | Management | For | For |
1i | Elect Director Sergio D. Rivera | Management | For | For |
1j | Elect Director Johnese M. Spisso | Management | For | For |
1k | Elect Director Kathryn M. Sullivan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HEALTH CARE FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
10X GENOMICS, INC.
MEETING DATE: JUN 11, 2021 |
||||
TICKER: TXG
SECURITY ID: 88025U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bryan E. Roberts | Management | For | For |
1b | Elect Director Kimberly J. Popovits | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
1LIFE HEALTHCARE, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: ONEM
SECURITY ID: 68269G107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Dunlevie | Management | For | Withhold |
1.2 | Elect Director David P. Kennedy | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ABCAM PLC
MEETING DATE: DEC 04, 2020 |
||||
TICKER: ABC
SECURITY ID: G0060R118
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Peter Allen as Director | Management | For | For |
6 | Re-elect Alan Hirzel as Director | Management | For | For |
7 | Elect Michael Baldock as Director | Management | For | For |
8 | Re-elect Louise Patten as Director | Management | For | For |
9 | Re-elect Mara Aspinall as Director | Management | For | For |
10 | Re-elect Giles Kerr as Director | Management | For | For |
11 | Authorise Issue of Equity | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
ACCELERON PHARMA INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: XLRN
SECURITY ID: 00434H108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Habib J. Dable | Management | For | For |
1b | Elect Director Terrence C. Kearney | Management | For | For |
1c | Elect Director Karen L. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ADC THERAPEUTICS SA
MEETING DATE: JUN 10, 2021 |
||||
TICKER: ADCT
SECURITY ID: H0036K147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Treatment of Net Loss | Management | For | For |
4 | Approve Creation of CHF 3.1 Million Pool of Capital without Preemptive Rights | Management | For | Against |
5 | Approve Increase in Size of Board to Twelve Members | Management | For | For |
6.1 | Reelect Ron Squarer as Director and Board Chairman | Management | For | For |
6.2 | Reelect Peter Corr as Director | Management | For | For |
6.3 | Reelect Stephen Evans-Freke as Director | Management | For | Against |
6.4 | Reelect Michael Forer as Director | Management | For | For |
6.5 | Reelect Peter Hug as Director | Management | For | For |
6.6 | Reelect Christopher Martin as Director | Management | For | For |
6.7 | Reelect Thomas Pfisterer as Director | Management | For | For |
6.8 | Reelect Thomas Rinderknecht as Director | Management | For | For |
6.9 | Reelect Tyrell Rivers as Director | Management | For | For |
6.10 | Reelect Victor Sandor as Director | Management | For | For |
6.11 | Reelect Jacques Theurillat as Director | Management | For | For |
6.12 | Elect Viviane Monges as Director | Management | For | For |
7.1 | Reappoint Peter Corr as Member of the Compensation Committee | Management | For | For |
7.2 | Reappoint Stephen Evans-Freke as Member of the Compensation Committee | Management | For | Against |
7.3 | Reappoint Peter Hug as Member of the Compensation Committee | Management | For | For |
8 | Designate Martin Habs as Independent Proxy | Management | For | For |
9 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
10.1 | Approve Remuneration of Directors in the Amount of USD 5 Million | Management | For | For |
10.2 | Approve Fixed Remuneration of Executive Committee in the Amount of USD 7.1 Million | Management | For | For |
10.3 | Approve Variable Remuneration of Executive Committee in the Amount of USD 26.5 Million | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAR 25, 2021 |
||||
TICKER: AGIO
SECURITY ID: 00847X104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company Assets | Management | For | For |
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: AGIO
SECURITY ID: 00847X104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kaye Foster | Management | For | For |
1.2 | Elect Director Maykin Ho | Management | For | For |
1.3 | Elect Director John M. Maraganore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: ALNY
SECURITY ID: 02043Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dennis A. Ausiello | Management | For | For |
1b | Elect Director Olivier Brandicourt | Management | For | For |
1c | Elect Director Marsha H. Fanucci | Management | For | For |
1d | Elect Director David E.I. Pyott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ANTHEM, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: ANTM
SECURITY ID: 036752103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Hay, III | Management | For | For |
1.2 | Elect Director Antonio F. Neri | Management | For | For |
1.3 | Elect Director Ramiro G. Peru | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ARCUTIS BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: ARQT
SECURITY ID: 03969K108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrie Curran | Management | For | For |
1b | Elect Director Halley Gilbert | Management | For | For |
1c | Elect Director Ricky Sun | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ARGENX SE
MEETING DATE: MAY 11, 2021 |
||||
TICKER: ARGX
SECURITY ID: 04016X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Remuneration Policy | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5.a | Discuss Annual Report for FY 2020 | Management | None | None |
5.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
5.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
5.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
5.e | Approve Discharge of Directors | Management | For | For |
6 | Elect Yvonne Greenstreet as Non-Executive Director | Management | For | For |
7 | Reelect Anthony Rosenberg as Non-Executive Director | Management | For | For |
8 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
9 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
10 | Other Business (Non-Voting) | Management | None | None |
11 | Close Meeting | Management | None | None |
ARVINAS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: ARVN
SECURITY ID: 04335A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy Dixon | Management | For | For |
1.2 | Elect Director Edward Kennedy, Jr. | Management | For | For |
1.3 | Elect Director Bradley Margus | Management | For | For |
1.4 | Elect Director Briggs Morrison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ASCENDIS PHARMA A/S
MEETING DATE: MAY 28, 2021 |
||||
TICKER: ASND
SECURITY ID: 04351P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Receive Company Activity Report | Management | For | For |
3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
4 | Approve Treatment of Net Loss | Management | For | For |
5a | Reelect James I Healy as Director | Management | For | For |
5b | Reelect Jan Moller Mikkelsen as Director | Management | For | For |
5c | Reelect Lisa Morrison as Director | Management | For | For |
6 | Ratify Deloitte as Auditors | Management | For | For |
7a | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7b | Approve Warrant Plan | Management | For | For |
7c | Authorize Share Repurchase Program | Management | For | For |
ASTRAZENECA PLC
MEETING DATE: MAY 11, 2021 |
||||
TICKER: AZN
SECURITY ID: G0593M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Philip Broadley as Director | Management | For | For |
5e | Elect Euan Ashley as Director | Management | For | For |
5f | Re-elect Michel Demare as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Elect Diana Layfield as Director | Management | For | For |
5i | Re-elect Sheri McCoy as Director | Management | For | For |
5j | Re-elect Tony Mok as Director | Management | For | For |
5k | Re-elect Nazneen Rahman as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Authorise UK Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
14 | Amend Performance Share Plan | Management | For | Against |
ASTRAZENECA PLC
MEETING DATE: MAY 11, 2021 |
||||
TICKER: AZN
SECURITY ID: G0593M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
ATEA PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2021 |
||||
TICKER: AVIR
SECURITY ID: 04683R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Pierre Sommadossi | Management | For | For |
1.2 | Elect Director Franklin Berger | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
BECTON, DICKINSON AND COMPANY
MEETING DATE: JAN 26, 2021 |
||||
TICKER: BDX
SECURITY ID: 075887109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Catherine M. Burzik | Management | For | For |
1b | Elect Director R. Andrew Eckert | Management | For | For |
1c | Elect Director Vincent A. Forlenza | Management | For | For |
1d | Elect Director Claire M. Fraser | Management | For | For |
1e | Elect Director Jeffrey W. Henderson | Management | For | For |
1f | Elect Director Christopher Jones | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director David F. Melcher | Management | For | For |
1i | Elect Director Thomas E. Polen | Management | For | For |
1j | Elect Director Claire Pomeroy | Management | For | For |
1k | Elect Director Rebecca W. Rimel | Management | For | For |
1l | Elect Director Timothy M. Ring | Management | For | For |
1m | Elect Director Bertram L. Scott | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
BEIGENE, LTD.
MEETING DATE: NOV 20, 2020 |
||||
TICKER: 6160
SECURITY ID: 07725L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of Option to Acquire Shares Pursuant to the Share Purchase Agreement | Management | For | For |
BEIGENE, LTD.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: 6160
SECURITY ID: 07725L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald W. Glazer | Management | For | Against |
2 | Elect Director Michael Goller | Management | For | For |
3 | Elect Director Thomas Malley | Management | For | For |
4 | Elect Director Corazon (Corsee) D. Sanders | Management | For | For |
5 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Management | For | For |
6 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
7 | Approve Connected Person Placing Authorization I | Management | For | For |
8 | Approve Connected Person Placing Authorization IA | Management | For | For |
9 | Approve Connected Person Placing Authorization II | Management | For | For |
10 | Approve Connected Person Placing Authorization IIA | Management | For | For |
11 | Approve Direct Purchase Option | Management | For | For |
12 | Approve Grant of Restricted Shares Unit to John V. Oyler | Management | For | For |
13 | Approve Grant of Restricted Shares Unit to Xiaodong Wang | Management | For | For |
14 | Approve Grant of Restricted Shares Unit to Other Non-Executive and Independent Non-Executive Directors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Articles | Management | For | For |
17 | Adjourn Meeting | Management | For | Against |
BIO-RAD LABORATORIES, INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: BIO
SECURITY ID: 090572207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melinda Litherland | Management | For | For |
1.2 | Elect Director Arnold A. Pinkston | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
BIOATLA, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: BCAB
SECURITY ID: 09077B104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sylvia McBrinn | Management | For | For |
1.2 | Elect Director Guy Levy | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BLACK DIAMOND THERAPEUTICS, INC.
MEETING DATE: JUN 18, 2021 |
||||
TICKER: BDTX
SECURITY ID: 09203E105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander Mayweg | Management | For | Withhold |
1.2 | Elect Director Rajeev Shah | Management | For | Withhold |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BLUEPRINT MEDICINES CORPORATION
MEETING DATE: JUN 02, 2021 |
||||
TICKER: BPMC
SECURITY ID: 09627Y109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George D. Demetri | Management | For | For |
1.2 | Elect Director Lynn Seely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 06, 2021 |
||||
TICKER: BSX
SECURITY ID: 101137107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nelda J. Connors | Management | For | For |
1b | Elect Director Charles J. Dockendorff | Management | For | For |
1c | Elect Director Yoshiaki Fujimori | Management | For | For |
1d | Elect Director Donna A. James | Management | For | For |
1e | Elect Director Edward J. Ludwig | Management | For | For |
1f | Elect Director Michael F. Mahoney | Management | For | For |
1g | Elect Director David J. Roux | Management | For | For |
1h | Elect Director John E. Sununu | Management | For | For |
1i | Elect Director Ellen M. Zane | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 04, 2021 |
||||
TICKER: BMY
SECURITY ID: 110122108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Michael W. Bonney | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Julia A. Haller | Management | For | For |
1E | Elect Director Paula A. Price | Management | For | For |
1F | Elect Director Derica W. Rice | Management | For | For |
1G | Elect Director Theodore R. Samuels | Management | For | For |
1H | Elect Director Gerald L. Storch | Management | For | For |
1I | Elect Director Karen H. Vousden | Management | For | For |
1J | Elect Director Phyllis R. Yale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Special Shareholder Meetings to 15% | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Reduce Ownership Threshold for Special Shareholder Meetings to 10% | Shareholder | Against | Against |
BRUKER CORPORATION
MEETING DATE: JUN 04, 2021 |
||||
TICKER: BRKR
SECURITY ID: 116794108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Linton | Management | For | For |
1.2 | Elect Director Adelene Q. Perkins | Management | For | For |
1.3 | Elect Director Robert Rosenthal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CASTLIGHT HEALTH, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: CSLT
SECURITY ID: 14862Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seth Cohen | Management | For | For |
1.2 | Elect Director Bryan Roberts | Management | For | For |
1.3 | Elect Director Kenny Van Zant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CASTLIGHT HEALTH, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: CSLT
SECURITY ID: 45J99M272
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seth Cohen | Management | For | For |
1.2 | Elect Director Bryan Roberts | Management | For | For |
1.3 | Elect Director Kenny Van Zant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CENTENE CORPORATION
MEETING DATE: APR 27, 2021 |
||||
TICKER: CNC
SECURITY ID: 15135B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jessica L. Blume | Management | For | For |
1b | Elect Director Frederick H. Eppinger | Management | For | For |
1c | Elect Director David L. Steward | Management | For | For |
1d | Elect Director William L. Trubeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | For | For |
CIGNA CORPORATION
MEETING DATE: APR 28, 2021 |
||||
TICKER: CI
SECURITY ID: 125523100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Cordani | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director Eric J. Foss | Management | For | For |
1d | Elect Director Elder Granger | Management | For | For |
1e | Elect Director Isaiah Harris, Jr. | Management | For | For |
1f | Elect Director George Kurian | Management | For | For |
1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
1h | Elect Director Mark B. McClellan | Management | For | For |
1i | Elect Director John M. Partridge | Management | For | For |
1j | Elect Director Kimberly A. Ross | Management | For | For |
1k | Elect Director Eric C. Wiseman | Management | For | For |
1l | Elect Director Donna F. Zarcone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | For |
7 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
CLARIVATE PLC
MEETING DATE: MAY 06, 2021 |
||||
TICKER: CLVT
SECURITY ID: G21810109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Valeria Alberola | Management | For | For |
1b | Elect Director Usama N. Cortas | Management | For | For |
1c | Elect Director Adam T. Levyn | Management | For | For |
1d | Elect Director Charles J. Neral | Management | For | For |
1e | Elect Director Roxane White | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Articles of Association to Permit Removal of Directors With or Without Cause | Management | For | For |
4 | Amend Articles of Association to Eliminate Inapplicable Provisions | Management | For | For |
5 | Authorise Market Purchase of Ordinary Shares from CPA Global Investors | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares from Any Wholly Owned Subsidiary | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CYTOKINETICS, INCORPORATED
MEETING DATE: MAY 12, 2021 |
||||
TICKER: CYTK
SECURITY ID: 23282W605
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Blum | Management | For | For |
1.2 | Elect Director Robert M. Califf | Management | For | For |
1.3 | Elect Director Sandford D. Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANAHER CORPORATION
MEETING DATE: MAY 05, 2021 |
||||
TICKER: DHR
SECURITY ID: 235851102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Linda Hefner Filler | Management | For | For |
1c | Elect Director Teri List | Management | For | For |
1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1e | Elect Director Jessica L. Mega | Management | For | For |
1f | Elect Director Mitchell P. Rales | Management | For | For |
1g | Elect Director Steven M. Rales | Management | For | For |
1h | Elect Director Pardis C. Sabeti | Management | For | For |
1i | Elect Director John T. Schwieters | Management | For | For |
1j | Elect Director Alan G. Spoon | Management | For | For |
1k | Elect Director Raymond C. Stevens | Management | For | For |
1l | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
DENALI THERAPEUTICS INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: DNLI
SECURITY ID: 24823R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Cole | Management | For | For |
1.2 | Elect Director Jay Flatley | Management | For | For |
1.3 | Elect Director Marc Tessier-Lavigne | Management | For | For |
1.4 | Elect Director Nancy A. Thornberry | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEXCOM, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: DXCM
SECURITY ID: 252131107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin R. Sayer | Management | For | For |
1.2 | Elect Director Nicholas Augustinos | Management | For | For |
1.3 | Elect Director Bridgette P. Heller | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
ELI LILLY AND COMPANY
MEETING DATE: MAY 03, 2021 |
||||
TICKER: LLY
SECURITY ID: 532457108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine Baicker | Management | For | For |
1b | Elect Director J. Erik Fyrwald | Management | For | For |
1c | Elect Director Jamere Jackson | Management | For | For |
1d | Elect Director Gabrielle Sulzberger | Management | For | For |
1e | Elect Director Jackson P. Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | Against |
8 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
ENVISTA HOLDINGS CORPORATION
MEETING DATE: MAY 25, 2021 |
||||
TICKER: NVST
SECURITY ID: 29415F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy Carruthers | Management | For | For |
1.2 | Elect Director Scott Huennekens | Management | For | For |
1.3 | Elect Director Christine Tsingos | Management | For | For |
2a | Declassify the Board of Directors | Management | For | For |
2b | Eliminate Supermajority Vote Requirements | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELIXIS, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: EXEL
SECURITY ID: 30161Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles Cohen | Management | For | For |
1b | Elect Director Carl B. Feldbaum | Management | For | For |
1c | Elect Director Maria C. Freire | Management | For | For |
1d | Elect Director Alan M. Garber | Management | For | For |
1e | Elect Director Vincent T. Marchesi | Management | For | For |
1f | Elect Director Michael M. Morrissey | Management | For | For |
1g | Elect Director Stelios Papadopoulos | Management | For | For |
1h | Elect Director George Poste | Management | For | For |
1i | Elect Director Julie Anne Smith | Management | For | For |
1j | Elect Director Lance Willsey | Management | For | For |
1k | Elect Director Jack L. Wyszomierski | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FATE THERAPEUTICS, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: FATE
SECURITY ID: 31189P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Hershberg | Management | For | For |
1.2 | Elect Director Michael Lee | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
FORMA THERAPEUTICS HOLDINGS, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: FMTX
SECURITY ID: 34633R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Selwyn M. Vickers | Management | For | For |
1.2 | Elect Director Wayne A.I. Frederick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
FUSION PHARMACEUTICALS INC.
MEETING DATE: JUN 04, 2021 |
||||
TICKER: FUSN
SECURITY ID: 36118A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Bergstrom | Management | For | For |
1.2 | Elect Director Pablo Cagnoni | Management | For | For |
1.3 | Elect Director Johan Christenson | Management | For | For |
1.4 | Elect Director Barbara Duncan | Management | For | For |
1.5 | Elect Director Steve Gannon | Management | For | For |
1.6 | Elect Director Philina Lee | Management | For | For |
1.7 | Elect Director Chau Q. Khuong | Management | For | For |
1.8 | Elect Director Heather Preston | Management | For | For |
1.9 | Elect Director John Valliant | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
GENERATION BIO CO.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: GBIO
SECURITY ID: 37148K100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Jonas | Management | For | For |
1.2 | Elect Director Geoff McDonough | Management | For | For |
1.3 | Elect Director Donald Nicholson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
GUARDANT HEALTH, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: GH
SECURITY ID: 40131M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Helmy Eltoukhy | Management | For | For |
1b | Elect Director AmirAli Talasaz | Management | For | For |
1c | Elect Director Bahija Jallal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HARMONY BIOSCIENCES HOLDINGS, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: HRMY
SECURITY ID: 413197104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | Withhold |
1.2 | Elect Director R. Mark Graf | Management | For | For |
1.3 | Elect Director John C. Jacobs | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
HARMONY BIOSCIENCES HOLDINGS, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: HRMY
SECURITY ID: HCA460000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | Withhold |
1.2 | Elect Director R. Mark Graf | Management | For | For |
1.3 | Elect Director John C. Jacobs | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
HCA HEALTHCARE, INC.
MEETING DATE: APR 28, 2021 |
||||
TICKER: HCA
SECURITY ID: 40412C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Frist, III | Management | For | For |
1b | Elect Director Samuel N. Hazen | Management | For | For |
1c | Elect Director Meg G. Crofton | Management | For | For |
1d | Elect Director Robert J. Dennis | Management | For | For |
1e | Elect Director Nancy-Ann DeParle | Management | For | For |
1f | Elect Director William R. Frist | Management | For | For |
1g | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1h | Elect Director Michael W. Michelson | Management | For | For |
1i | Elect Director Wayne J. Riley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Assess Feasibility of Increasing the Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation | Shareholder | Against | Against |
HEALTH CATALYST, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: HCAT
SECURITY ID: 42225T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Burton | Management | For | For |
1.2 | Elect Director John A. Kane | Management | For | For |
1.3 | Elect Director Julie Larson-Green | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HOLOGIC INC.
MEETING DATE: MAR 11, 2021 |
||||
TICKER: HOLX
SECURITY ID: 436440101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. MacMillan | Management | For | For |
1b | Elect Director Sally W. Crawford | Management | For | For |
1c | Elect Director Charles J. Dockendorff | Management | For | For |
1d | Elect Director Scott T. Garrett | Management | For | For |
1e | Elect Director Ludwig N. Hantson | Management | For | For |
1f | Elect Director Namal Nawana | Management | For | For |
1g | Elect Director Christiana Stamoulis | Management | For | For |
1h | Elect Director Amy M. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
HUMANA INC.
MEETING DATE: APR 22, 2021 |
||||
TICKER: HUM
SECURITY ID: 444859102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Raquel C. Bono | Management | For | For |
1c | Elect Director Bruce D. Broussard | Management | For | For |
1d | Elect Director Frank A. D'Amelio | Management | For | For |
1e | Elect Director Wayne A. I. Frederick | Management | For | For |
1f | Elect Director John W. Garratt | Management | For | For |
1g | Elect Director David A. Jones, Jr. | Management | For | For |
1h | Elect Director Karen W. Katz | Management | For | For |
1i | Elect Director Marcy S. Klevorn | Management | For | For |
1j | Elect Director William J. McDonald | Management | For | For |
1k | Elect Director Jorge S. Mesquita | Management | For | For |
1l | Elect Director James J. O'Brien | Management | For | For |
1m | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INNOVENT BIOLOGICS, INC.
MEETING DATE: JUN 24, 2021 |
||||
TICKER: 1801
SECURITY ID: G4818G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Shuyun Chen as Director | Management | For | Against |
2.2 | Elect Kaixian Chen as Director | Management | For | For |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
INNOVENT BIOLOGICS, INC.
MEETING DATE: JUN 24, 2021 |
||||
TICKER: 1801
SECURITY ID: G4818G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan | Management | For | Against |
1b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan | Management | For | Against |
2a | Approve Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan | Management | For | Against |
2b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan | Management | For | Against |
3a | Approve Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan | Management | For | Against |
3b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan | Management | For | Against |
4a | Approve Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan | Management | For | Against |
4b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan | Management | For | Against |
5a | Approve Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan | Management | For | Against |
5b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan | Management | For | Against |
INSPIRE MEDICAL SYSTEMS, INC.
MEETING DATE: APR 29, 2021 |
||||
TICKER: INSP
SECURITY ID: 457730109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marilyn Carlson Nelson | Management | For | For |
1.2 | Elect Director Jerry C. Griffin | Management | For | For |
1.3 | Elect Director Casey M. Tansey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INSULET CORPORATION
MEETING DATE: MAY 27, 2021 |
||||
TICKER: PODD
SECURITY ID: 45784P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne A. I. Frederick | Management | For | For |
1.2 | Elect Director Shacey Petrovic | Management | For | For |
1.3 | Elect Director Timothy J. Scannell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 22, 2021 |
||||
TICKER: ISRG
SECURITY ID: 46120E602
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig H. Barratt | Management | For | For |
1b | Elect Director Joseph C. Beery | Management | For | For |
1c | Elect Director Gary S. Guthart | Management | For | For |
1d | Elect Director Amal M. Johnson | Management | For | For |
1e | Elect Director Don R. Kania | Management | For | For |
1f | Elect Director Amy L. Ladd | Management | For | For |
1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1h | Elect Director Alan J. Levy | Management | For | For |
1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
1j | Elect Director Monica P. Reed | Management | For | For |
1k | Elect Director Mark J. Rubash | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
JAWS ACQUISITION CORP.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: JWS
SECURITY ID: G50744104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Jurisdiction of Incorporation from Cayman Islands to Delaware | Management | For | For |
2 | Approve SPAC Transaction | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Certificate of Incorporation | Management | For | For |
6A | Increase Authorized Preferred and Common Stock | Management | For | For |
6B | Authorize Board to Make Issuances of Preferred Stock Without Stockholder Consent | Management | For | Against |
6C | Adopt Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes and Add Federal Forum Selection Provision | Management | For | For |
6D | Approve All Other Proposed Changes | Management | For | Against |
7 | Approve Issuance of Shares in Connection with the Business Combination | Management | For | For |
8 | Adjourn Meeting | Management | For | For |
KEROS THERAPEUTICS, INC.
MEETING DATE: JUN 01, 2021 |
||||
TICKER: KROS
SECURITY ID: 492327101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jasbir Seehra | Management | For | For |
1.2 | Elect Director Nima Farzan | Management | For | For |
1.3 | Elect Director Julius Knowles | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
KINNATE BIOPHARMA, INC.
MEETING DATE: JUN 11, 2021 |
||||
TICKER: KNTE
SECURITY ID: 49705R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Gordon | Management | For | For |
1.2 | Elect Director Jim Tananbaum | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
KURA ONCOLOGY, INC.
MEETING DATE: JUN 22, 2021 |
||||
TICKER: KURA
SECURITY ID: 50127T109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Troy E. Wilson | Management | For | For |
1.2 | Elect Director Faheem Hasnain | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KYMERA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: KYMR
SECURITY ID: 501575104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela Esposito | Management | For | For |
1.2 | Elect Director Gorjan Hrustanovic | Management | For | For |
1.3 | Elect Director Donald W. Nicholson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
LONZA GROUP AG
MEETING DATE: MAY 06, 2021 |
||||
TICKER: LONN
SECURITY ID: H50524133
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
5.1.1 | Reelect Werner Bauer as Director | Management | For | For |
5.1.2 | Reelect Albert Baehny as Director | Management | For | For |
5.1.3 | Reelect Dorothee Deuring as Director | Management | For | For |
5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
5.1.7 | Reelect Juergen Steinemann as Director | Management | For | For |
5.1.8 | Reelect Olivier Verscheure as Director | Management | For | For |
5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
5.3.3 | Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
6 | Ratify KPMG Ltd as Auditors | Management | For | For |
7 | Designate ThomannFischer as Independent Proxy | Management | For | For |
8 | Approve Remuneration of Directors in the Amount of CHF 2.7 Million | Management | For | For |
9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.6 Million for the Period July 1, 2021 - June 30, 2022 | Management | For | For |
9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 3.3 Million for Fiscal Year 2020 | Management | For | For |
9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.5 Million for Fiscal Year 2021 | Management | For | For |
10 | Approve Renewal of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
MARAVAI LIFESCIENCES HOLDINGS, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: MRVI
SECURITY ID: 56600D107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Hull | Management | For | For |
1.2 | Elect Director Benjamin Daverman | Management | For | For |
1.3 | Elect Director Susannah Gray | Management | For | For |
1.4 | Elect Director Constantine Mihas | Management | For | For |
2 | Advisory Vote to Retain Classified Board Structure | Management | For | Against |
3 | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MASIMO CORPORATION
MEETING DATE: MAY 27, 2021 |
||||
TICKER: MASI
SECURITY ID: 574795100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joe Kiani | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: MRTX
SECURITY ID: 60468T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
1.3 | Elect Director Julie M. Cherrington | Management | For | For |
1.4 | Elect Director Aaron I. Davis | Management | For | Withhold |
1.5 | Elect Director Henry J. Fuchs | Management | For | For |
1.6 | Elect Director Michael Grey | Management | For | For |
1.7 | Elect Director Faheem Hasnain | Management | For | For |
1.8 | Elect Director Craig Johnson | Management | For | For |
1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
1.10 | Elect Director Shalini Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MORPHIC HOLDING, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: MORF
SECURITY ID: 61775R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gustav Christensen | Management | For | For |
1.2 | Elect Director Martin Edwards | Management | For | For |
1.3 | Elect Director Susannah Gray | Management | For | For |
1.4 | Elect Director Amir Nashat | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NEKTAR THERAPEUTICS
MEETING DATE: JUN 10, 2021 |
||||
TICKER: NKTR
SECURITY ID: 640268108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeff Ajer | Management | For | For |
1b | Elect Director Robert B. Chess | Management | For | For |
1c | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Rastetter | Management | For | For |
1.2 | Elect Director George J. Morrow | Management | For | For |
1.3 | Elect Director Leslie V. Norwalk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NOVAVAX, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: NVAX
SECURITY ID: 670002401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Douglas | Management | For | For |
1b | Elect Director Margaret G. McGlynn | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify April 2020 Equity Awards | Management | For | For |
5 | Ratify June 2020 Equity Awards | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC.
MEETING DATE: FEB 02, 2021 |
||||
TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Benjamin | Management | For | For |
1.2 | Elect Director Daniel Brennan | Management | For | For |
1.3 | Elect Director Lloyd Carney | Management | For | For |
1.4 | Elect Director Thomas Ebling | Management | For | For |
1.5 | Elect Director Robert Finocchio | Management | For | For |
1.6 | Elect Director Laura S. Kaiser | Management | For | For |
1.7 | Elect Director Michal Katz | Management | For | For |
1.8 | Elect Director Mark Laret | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
OAK STREET HEALTH, INC.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: OSH
SECURITY ID: 67181A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robbert Vorhoff | Management | For | For |
1.2 | Elect Director Srdjan Vukovic | Management | For | For |
1.3 | Elect Director Mike Pykosz | Management | For | For |
1.4 | Elect Director Carl Daley | Management | For | For |
2 | Advisory Vote to Retain Classified Board Structure | Management | For | Against |
3 | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | Against |
4 | Ratify Restricted Stock Unit Awards to Kim Keck | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
OPTION CARE HEALTH, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: OPCH
SECURITY ID: 68404L201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Arlotta | Management | For | For |
1.2 | Elect Director Elizabeth Q. Betten | Management | For | For |
1.3 | Elect Director David W. Golding | Management | For | For |
1.4 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | Withhold |
1.5 | Elect Director Alan Nielsen | Management | For | For |
1.6 | Elect Director R. Carter Pate | Management | For | For |
1.7 | Elect Director John C. Rademacher | Management | For | For |
1.8 | Elect Director Nitin Sahney | Management | For | For |
1.9 | Elect Director Timothy Sullivan | Management | For | For |
1.10 | Elect Director Mark Vainisi | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ORIC PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: ORIC
SECURITY ID: 68622P109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Heyman | Management | For | For |
1.2 | Elect Director Lori Kunkel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
OUTSET MEDICAL, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: OM
SECURITY ID: 690145107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie Trigg | Management | For | For |
1b | Elect Director Karen Drexler | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
PASSAGE BIO, INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: PASG
SECURITY ID: 702712100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Goldsmith | Management | For | For |
1.2 | Elect Director Derrell D. Porter | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
PENUMBRA, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: PEN
SECURITY ID: 70975L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam Elsesser | Management | For | For |
1.2 | Elect Director Harpreet Grewal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHARVARIS NV
MEETING DATE: JUN 29, 2021 |
||||
TICKER: PHVS
SECURITY ID: N69605108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Elect Viviane Monges as Non-Executive Director | Management | For | For |
7 | Close Meeting | Management | None | None |
PLIANT THERAPEUTICS, INC.
MEETING DATE: JUN 29, 2021 |
||||
TICKER: PLRX
SECURITY ID: 729139105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hoyoung Huh | Management | For | For |
1b | Elect Director Neil Exter | Management | For | For |
1c | Elect Director David Pyott | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
POSEIDA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: PSTX
SECURITY ID: 73730P108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Schmid | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PRELUDE THERAPEUTICS INCORPORATED
MEETING DATE: JUN 18, 2021 |
||||
TICKER: PRLD
SECURITY ID: 74065P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Friedman | Management | For | For |
1.2 | Elect Director David Bonita | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PTC THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: PTCT
SECURITY ID: 69366J200
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emma Reeve | Management | For | For |
1.2 | Elect Director Michael Schmertzler | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1.4 | Elect Director Mary Smith | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REDE D'OR SAO LUIZ SA
MEETING DATE: APR 30, 2021 |
||||
TICKER: RDOR3
SECURITY ID: P79942101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Reflect Changes in Capital, Amend Articles and Consolidate Bylaws | Management | For | For |
2 | Approve Agreement to Absorb Maximagem - Diagnostico por Imagem Ltda | Management | For | For |
3 | Ratify Meden Consultoria Empresarial Ltda as Independent Firm to Appraise Proposed Transaction | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Absorption of Maximagem - Diagnostico por Imagem Ltda | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
REDE D'OR SAO LUIZ SA
MEETING DATE: APR 30, 2021 |
||||
TICKER: RDOR3
SECURITY ID: P79942101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | Against |
4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2021 |
||||
TICKER: REGN
SECURITY ID: 75886F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director N. Anthony Coles | Management | For | For |
1b | Elect Director Arthur F. Ryan | Management | For | For |
1c | Elect Director George L. Sing | Management | For | For |
1d | Elect Director Marc Tessier-Lavigne | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RELAY THERAPEUTICS, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: RLAY
SECURITY ID: 75943R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanjiv K. Patel | Management | For | For |
1.2 | Elect Director Linda A. Hill | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
REPARE THERAPEUTICS, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: RPTX
SECURITY ID: 760273102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerel Davis | Management | For | For |
1.2 | Elect Director Todd Foley | Management | For | For |
1.3 | Elect Director Ann D. Rhoads | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
REVANCE THERAPEUTICS, INC.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: RVNC
SECURITY ID: 761330109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angus C. Russell | Management | For | For |
1.2 | Elect Director Julian S. Gangolli | Management | For | For |
1.3 | Elect Director Olivia C. Ware | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
REVOLUTION MEDICINES, INC.
MEETING DATE: JUN 22, 2021 |
||||
TICKER: RVMD
SECURITY ID: 76155X100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth McKee Anderson | Management | For | For |
1.2 | Elect Director Neil Exter | Management | For | For |
1.3 | Elect Director Flavia Borellini | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ROYALTY PHARMA PLC
MEETING DATE: JUN 24, 2021 |
||||
TICKER: RPRX
SECURITY ID: G7709Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pablo Legorreta | Management | For | For |
1b | Elect Director Henry Fernandez | Management | For | For |
1c | Elect Director Bonnie Bassler | Management | For | For |
1d | Elect Director Errol De Souza | Management | For | For |
1e | Elect Director Catherine Engelbert | Management | For | For |
1f | Elect Director William Ford | Management | For | For |
1g | Elect Director M. Germano Giuliani | Management | For | For |
1h | Elect Director Ted Love | Management | For | For |
1i | Elect Director Gregory Norden | Management | For | For |
1j | Elect Director Rory Riggs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young as Auditors | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Ratify Ernst & Young as U.K. Statutory Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
SAGE THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: SAGE
SECURITY ID: 78667J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth (Liz) Barrett | Management | For | For |
1.2 | Elect Director Geno Germano | Management | For | For |
1.3 | Elect Director Steven Paul | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAREPTA THERAPEUTICS, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: SRPT
SECURITY ID: 803607100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Barry | Management | For | For |
1.2 | Elect Director M. Kathleen Behrens | Management | For | For |
1.3 | Elect Director Claude Nicaise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
SCHOLAR ROCK HOLDING CORPORATION
MEETING DATE: MAY 27, 2021 |
||||
TICKER: SRRK
SECURITY ID: 80706P103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Flier | Management | For | For |
1.2 | Elect Director Amir Nashat | Management | For | For |
1.3 | Elect Director Akshay Vaishnaw | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SEER, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: SEER
SECURITY ID: 81578P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | For |
1.2 | Elect Director Omead Ostadan | Management | For | For |
1.3 | Elect Director Mostafa Ronaghi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SEER, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: SEER
SECURITY ID: GJD267000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | For |
1.2 | Elect Director Omead Ostadan | Management | For | For |
1.3 | Elect Director Mostafa Ronaghi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SHATTUCK LABS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: STTK
SECURITY ID: 82024L103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tyler Brous | Management | For | For |
1.2 | Elect Director Josiah Hornblower | Management | For | For |
1.3 | Elect Director Michael Lee | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
STOKE THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: STOK
SECURITY ID: 86150R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur A. Levin | Management | For | For |
1.2 | Elect Director Jennifer C. Burstein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
SURGERY PARTNERS, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: SGRY
SECURITY ID: 86881A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifford G. Adlerz | Management | For | For |
1.2 | Elect Director J. Eric Evans | Management | For | For |
1.3 | Elect Director Andrew T. Kaplan | Management | For | For |
1.4 | Elect Director Blair E. Hendrix | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
TANDEM DIABETES CARE, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: TNDM
SECURITY ID: 875372203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dick P. Allen | Management | For | For |
1b | Elect Director Rebecca B. Robertson | Management | For | For |
1c | Elect Director Rajwant "Raj" S. Sodhi | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TAYSHA GENE THERAPIES, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: TSHA
SECURITY ID: 877619106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director RA Session, II | Management | For | For |
1.2 | Elect Director Paul B. Manning | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
TG THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: TGTX
SECURITY ID: 88322Q108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence N. Charney | Management | For | Withhold |
1.2 | Elect Director Yann Echelard | Management | For | Withhold |
1.3 | Elect Director William J. Kennedy | Management | For | Withhold |
1.4 | Elect Director Kenneth Hoberman | Management | For | Withhold |
1.5 | Elect Director Daniel Hume | Management | For | Withhold |
1.6 | Elect Director Sagar Lonial | Management | For | Withhold |
1.7 | Elect Director Michael S. Weiss | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
THERAVANCE BIOPHARMA, INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: TBPH
SECURITY ID: G8807B106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eran Broshy | Management | For | For |
1.2 | Elect Director Laurie Smaldone Alsup | Management | For | For |
1.3 | Elect Director Burton G. Malkiel | Management | For | For |
2 | Ratify Appointment of Deepika R. Pakianathan as Director | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: TMO
SECURITY ID: 883556102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director R. Alexandra Keith | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director James C. Mullen | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Debora L. Spar | Management | For | For |
1k | Elect Director Scott M. Sperling | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Call A Special Meeting | Shareholder | Against | Against |
TURNING POINT THERAPEUTICS, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: TPTX
SECURITY ID: 90041T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simeon J. George | Management | For | For |
1.2 | Elect Director Carol Gallagher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
UCB SA
MEETING DATE: APR 29, 2021 |
||||
TICKER: UCB
SECURITY ID: B93562120
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.27 per Share | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Discharge of Directors | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9.1.A | Elect Stefan Oschmann as Director | Management | For | For |
9.1.B | Indicate Stefan Oschmann as Independent Director | Management | For | For |
9.2 | Elect Fiona du Monceau as Director | Management | For | For |
9.3.A | Ratify the Co-optation of Susan Gasser as Independent Director | Management | For | For |
9.3.B | Elect Susan Gasser as Director | Management | For | For |
9.3.C | Indicate Susan Gasser as Independent Director | Management | For | For |
9.4.A | Elect Jonathan Peacock as Director | Management | For | For |
9.4.B | Indicate Jonathan Peacock as Independent Director | Management | For | For |
9.5.A | Reelect Albrecht De Graeve as Director | Management | For | For |
9.5.B | Indicate Albrecht De Graeve as Independent Director | Management | For | For |
9.6.A | Elect Viviane Monges as Director | Management | For | For |
9.6.B | Indicate Viviane Monges as Independent Director | Management | For | For |
10 | Ratify Mazars as Auditors | Management | For | For |
11 | Approve Long-Term Incentive Plans - Program of Free Allocation of Shares | Management | For | For |
12.1 | Approve Change-of-Control Clause Re: EMTN Program | Management | For | For |
UNIQURE N.V.
MEETING DATE: DEC 01, 2020 |
||||
TICKER: QURE
SECURITY ID: N90064101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert Gut as Non-Executive Director | Management | For | For |
UNIQURE N.V.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: QURE
SECURITY ID: N90064101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Management Board | Management | For | For |
3 | Elect Director David Meek | Management | For | For |
4 | Elect Director Paula Soteropoulos | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Grant Board Authority to Issue Shares and Options | Management | For | For |
7 | Grant Board Authority to Issue Shares and Restrict/Exclude Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 07, 2021 |
||||
TICKER: UNH
SECURITY ID: 91324P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard T. Burke | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Stephen J. Hemsley | Management | For | For |
1d | Elect Director Michele J. Hooper | Management | For | For |
1e | Elect Director F. William McNabb, III | Management | For | For |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Gail R. Wilensky | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
VAXCYTE, INC.
MEETING DATE: JUN 02, 2021 |
||||
TICKER: PCVX
SECURITY ID: 92243G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rob Hopfner | Management | For | For |
1.2 | Elect Director Patrick Heron | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VEEVA SYSTEMS INC.
MEETING DATE: JAN 13, 2021 |
||||
TICKER: VEEV
SECURITY ID: 922475108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion to Delaware Public Benefit Corporation | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
VEEVA SYSTEMS INC.
MEETING DATE: JUN 23, 2021 |
||||
TICKER: VEEV
SECURITY ID: 922475108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Carges | Management | For | For |
1b | Elect Director Paul E. Chamberlain | Management | For | For |
1c | Elect Director Ronald E.F. Codd | Management | For | For |
1d | Elect Director Peter P. Gassner | Management | For | For |
1e | Elect Director Mary Lynne Hedley | Management | For | For |
1f | Elect Director Gordon Ritter | Management | For | For |
1g | Elect Director Paul Sekhri | Management | For | For |
1h | Elect Director Matthew J. Wallach | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | Against |
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 19, 2021 |
||||
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sangeeta Bhatia | Management | For | For |
1.2 | Elect Director Lloyd Carney | Management | For | For |
1.3 | Elect Director Alan Garber | Management | For | For |
1.4 | Elect Director Terrence Kearney | Management | For | For |
1.5 | Elect Director Reshma Kewalramani | Management | For | For |
1.6 | Elect Director Yuchun Lee | Management | For | For |
1.7 | Elect Director Jeffrey Leiden | Management | For | For |
1.8 | Elect Director Margaret McGlynn | Management | For | For |
1.9 | Elect Director Diana McKenzie | Management | For | For |
1.10 | Elect Director Bruce Sachs | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
VESPER HEALTHCARE ACQUISITION CORP.
MEETING DATE: APR 29, 2021 |
||||
TICKER: VSPR
SECURITY ID: 92538T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
A | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Amend Certificate of Incorporation | Management | For | For |
4A | Adopt Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | Against |
4B | Opt Out of Section 203 of the DGCL | Management | For | For |
4C | Increase Authorized Common Stock and Eliminate Class B Common Stock | Management | For | For |
4D | Adopt Provision on Waiver of Corporate Opportunity | Management | For | Against |
5.1 | Elect Director Brenton L. Saunders | Management | For | For |
5.2 | Elect Director Clint Carnell | Management | For | For |
5.3 | Elect Director Michael D. Capellas | Management | For | For |
5.4 | Elect Director Julius Few | Management | For | For |
5.5 | Elect Director Michelle Kerrick | Management | For | For |
5.6 | Elect Director Brian Miller | Management | For | For |
5.7 | Elect Director Doug Schillinger | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
8 | Adjourn Meeting | Management | For | Against |
XENCOR, INC.
MEETING DATE: JUN 24, 2021 |
||||
TICKER: XNCR
SECURITY ID: 98401F105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bassil I. Dahiyat | Management | For | For |
1.2 | Elect Director Ellen G. Feigal | Management | For | For |
1.3 | Elect Director Kevin C. Gorman | Management | For | For |
1.4 | Elect Director Kurt A. Gustafson | Management | For | For |
1.5 | Elect Director Yujiro S. Hata | Management | For | For |
1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
1.7 | Elect Director Richard J. Ranieri | Management | For | For |
1.8 | Elect Director Dagmar Rosa-Bjorkeson | Management | For | For |
2 | Ratify RSM US LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZENTALIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 04, 2021 |
||||
TICKER: ZNTL
SECURITY ID: 98943L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kimberly Blackwell | Management | For | For |
1.2 | Elect Director Enoch Kariuki | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ZYMEWORKS INC.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: ZYME
SECURITY ID: 98985W102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan Mahony | Management | For | For |
1.2 | Elect Director Kelvin Neu | Management | For | For |
1.3 | Elect Director Ali Tehrani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR INDUSTRIALS FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AECOM
MEETING DATE: FEB 24, 2021 |
||||
TICKER: ACM
SECURITY ID: 00766T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley W. Buss | Management | For | For |
1.2 | Elect Director Robert G. Card | Management | For | For |
1.3 | Elect Director Diane C. Creel | Management | For | For |
1.4 | Elect Director Jacqueline C. Hinman | Management | For | For |
1.5 | Elect Director Lydia H. Kennard | Management | For | For |
1.6 | Elect Director W. Troy Rudd | Management | For | For |
1.7 | Elect Director Clarence T. Schmitz | Management | For | For |
1.8 | Elect Director Douglas W. Stotlar | Management | For | For |
1.9 | Elect Director Daniel R. Tishman | Management | For | For |
1.10 | Elect Director Sander van't Noordende | Management | For | For |
1.11 | Elect Director Janet C. Wolfenbarger | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
AERCAP HOLDINGS NV
MEETING DATE: MAY 12, 2021 |
||||
TICKER: AER
SECURITY ID: N00985106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Board Report (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Acquisition of GECAS Business | Management | For | For |
7.a | Reelect Aengus Kelly as Executive Director | Management | For | For |
7.b | Reelect Paul Dacier as Non-Executive Director | Management | For | For |
7.c | Reelect Michael Walsh as Non-Executive Director | Management | For | For |
7.d | Reelect James Lawrence as Non-Executive Director | Management | For | For |
8 | Elect Jennifer VanBelle as Non-Executive Director | Management | For | For |
9 | Approve Increase of Ordinary Shares in the Company's Capital Available for Issuance under the Company's Equity Incentive Plan | Management | For | For |
10 | Approve Appointment of Peter L. Juhas as the Person Referred to in Article 16, Paragraph 8 of the Company's Articles of Association | Management | For | For |
11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
12.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
12.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 12.a | Management | For | For |
12.c | Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition | Management | For | For |
12.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 12.c | Management | For | For |
12.e | Grant Board Authority to Issue Additional Shares in Relation to the Anticipated Acquisition of the GECAS Business | Management | For | For |
12.f | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 12.e | Management | For | For |
13.a | Authorize Repurchase of Shares | Management | For | For |
13.b | Conditional Authorization to Repurchase Additional Shares | Management | For | For |
14 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
15 | Amend Articles Re: Increase Authorize Share Capital and to Permit Interim Filling of Vacancies on the Board of Directors | Management | For | For |
16 | Allow Questions | Management | None | None |
17 | Close Meeting | Management | None | None |
ALASKA AIR GROUP, INC.
MEETING DATE: MAY 06, 2021 |
||||
TICKER: ALK
SECURITY ID: 011659109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patricia M. Bedient | Management | For | For |
1b | Elect Director James A. Beer | Management | For | For |
1c | Elect Director Raymond L. Conner | Management | For | For |
1d | Elect Director Daniel K. Elwell | Management | For | For |
1e | Elect Director Dhiren R. Fonseca | Management | For | For |
1f | Elect Director Kathleen T. Hogan | Management | For | For |
1g | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1h | Elect Director Susan J. Li | Management | For | For |
1i | Elect Director Benito Minicucci | Management | For | For |
1j | Elect Director Helvi K. Sandvik | Management | For | For |
1k | Elect Director J. Kenneth Thompson | Management | For | For |
1l | Elect Director Bradley D. Tilden | Management | For | For |
1m | Elect Director Eric K. Yeaman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AMETEK, INC.
MEETING DATE: MAY 06, 2021 |
||||
TICKER: AME
SECURITY ID: 031100100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tod E. Carpenter | Management | For | For |
1b | Elect Director Karleen M. Oberton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ARCBEST CORPORATION
MEETING DATE: APR 29, 2021 |
||||
TICKER: ARCB
SECURITY ID: 03937C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eduardo F. Conrado | Management | For | For |
1.2 | Elect Director Fredrik J. Eliasson | Management | For | For |
1.3 | Elect Director Stephen E. Gorman | Management | For | For |
1.4 | Elect Director Michael P. Hogan | Management | For | For |
1.5 | Elect Director Kathleen D. McElligott | Management | For | For |
1.6 | Elect Director Judy R. McReynolds | Management | For | For |
1.7 | Elect Director Craig E. Philip | Management | For | For |
1.8 | Elect Director Steven L. Spinner | Management | For | For |
1.9 | Elect Director Janice E. Stipp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CATERPILLAR INC.
MEETING DATE: JUN 09, 2021 |
||||
TICKER: CAT
SECURITY ID: 149123101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
1.2 | Elect Director David L. Calhoun | Management | For | For |
1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
1.4 | Elect Director Gerald Johnson | Management | For | For |
1.5 | Elect Director David W. MacLennan | Management | For | For |
1.6 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.7 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director D. James Umpleby, III | Management | For | For |
1.10 | Elect Director Miles D. White | Management | For | For |
1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Policy | Shareholder | Against | Against |
5 | Report on Diversity and Inclusion Efforts | Shareholder | Against | For |
6 | Amend Certificate of Incorporate to become Public Benefit Corporation | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CHART INDUSTRIES, INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: GTLS
SECURITY ID: 16115Q308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carey Chen | Management | For | For |
1.2 | Elect Director Jillian C. Evanko | Management | For | For |
1.3 | Elect Director Steven W. Krablin | Management | For | For |
1.4 | Elect Director Singleton B. McAllister | Management | For | For |
1.5 | Elect Director Michael L. Molinini | Management | For | For |
1.6 | Elect Director David M. Sagehorn | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CINTAS CORPORATION
MEETING DATE: OCT 27, 2020 |
||||
TICKER: CTAS
SECURITY ID: 172908105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald S. Adolph | Management | For | For |
1b | Elect Director John F. Barrett | Management | For | For |
1c | Elect Director Melanie W. Barstad | Management | For | For |
1d | Elect Director Karen L. Carnahan | Management | For | For |
1e | Elect Director Robert E. Coletti | Management | For | For |
1f | Elect Director Scott D. Farmer | Management | For | For |
1g | Elect Director Joseph Scaminace | Management | For | For |
1h | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
CLARIVATE PLC
MEETING DATE: MAY 06, 2021 |
||||
TICKER: CLVT
SECURITY ID: G21810109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Valeria Alberola | Management | For | For |
1b | Elect Director Usama N. Cortas | Management | For | For |
1c | Elect Director Adam T. Levyn | Management | For | For |
1d | Elect Director Charles J. Neral | Management | For | For |
1e | Elect Director Roxane White | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Articles of Association to Permit Removal of Directors With or Without Cause | Management | For | For |
4 | Amend Articles of Association to Eliminate Inapplicable Provisions | Management | For | For |
5 | Authorise Market Purchase of Ordinary Shares from CPA Global Investors | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares from Any Wholly Owned Subsidiary | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
COLFAX CORPORATION
MEETING DATE: MAY 12, 2021 |
||||
TICKER: CFX
SECURITY ID: 194014106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mitchell P. Rales | Management | For | For |
1b | Elect Director Matthew L. Trerotola | Management | For | For |
1c | Elect Director Patrick W. Allender | Management | For | For |
1d | Elect Director Thomas S. Gayner | Management | For | Against |
1e | Elect Director Rhonda L. Jordan | Management | For | For |
1f | Elect Director Liam J. Kelly | Management | For | For |
1g | Elect Director Philip A. Okala | Management | For | For |
1h | Elect Director A. Clayton Perfall | Management | For | For |
1i | Elect Director Didier Teirlinck | Management | For | For |
1j | Elect Director Rajiv Vinnakota | Management | For | For |
1k | Elect Director Sharon Wienbar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COPART, INC.
MEETING DATE: DEC 04, 2020 |
||||
TICKER: CPRT
SECURITY ID: 217204106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willis J. Johnson | Management | For | For |
1.2 | Elect Director A. Jayson Adair | Management | For | For |
1.3 | Elect Director Matt Blunt | Management | For | For |
1.4 | Elect Director Steven D. Cohan | Management | For | For |
1.5 | Elect Director Daniel J. Englander | Management | For | For |
1.6 | Elect Director James E. Meeks | Management | For | For |
1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
1.8 | Elect Director Diane M. Morefield | Management | For | For |
1.9 | Elect Director Stephen Fisher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
FLOWSERVE CORPORATION
MEETING DATE: MAY 20, 2021 |
||||
TICKER: FLS
SECURITY ID: 34354P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director R. Scott Rowe | Management | For | For |
1b | Elect Director Sujeet Chand | Management | For | For |
1c | Elect Director Ruby R. Chandy | Management | For | For |
1d | Elect Director Gayla J. Delly | Management | For | For |
1e | Elect Director Roger L. Fix | Management | For | For |
1f | Elect Director John R. Friedery | Management | For | For |
1g | Elect Director John L. Garrison | Management | For | For |
1h | Elect Director Michael C. McMurray | Management | For | For |
1i | Elect Director David E. Roberts | Management | For | For |
1j | Elect Director Carlyn R. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
FORTIVE CORPORATION
MEETING DATE: JUN 08, 2021 |
||||
TICKER: FTV
SECURITY ID: 34959J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel L. Comas | Management | For | For |
1b | Elect Director Feroz Dewan | Management | For | For |
1c | Elect Director Sharmistha Dubey | Management | For | For |
1d | Elect Director Rejji P. Hayes | Management | For | For |
1e | Elect Director James A. Lico | Management | For | For |
1f | Elect Director Kate D. Mitchell | Management | For | For |
1g | Elect Director Jeannine Sargent | Management | For | For |
1h | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GENERAC HOLDINGS INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: GNRC
SECURITY ID: 368736104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert D. Dixon | Management | For | For |
1.2 | Elect Director David A. Ramon | Management | For | For |
1.3 | Elect Director William D. Jenkins, Jr. | Management | For | For |
1.4 | Elect Director Kathryn V. Roedel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 04, 2021 |
||||
TICKER: GE
SECURITY ID: 369604103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sebastien Bazin | Management | For | Against |
1b | Elect Director Ashton Carter | Management | For | For |
1c | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1d | Elect Director Francisco D'Souza | Management | For | Against |
1e | Elect Director Edward Garden | Management | For | Against |
1f | Elect Director Thomas Horton | Management | For | Against |
1g | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1h | Elect Director Catherine Lesjak | Management | For | For |
1i | Elect Director Paula Rosput Reynolds | Management | For | Against |
1j | Elect Director Leslie Seidman | Management | For | For |
1k | Elect Director James Tisch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Report on Meeting the Criteria of the Net Zero Indicator | Shareholder | For | For |
HEICO CORPORATION
MEETING DATE: MAR 19, 2021 |
||||
TICKER: HEI
SECURITY ID: 422806208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Culligan | Management | For | For |
1.2 | Elect Director Adolfo Henriques | Management | For | For |
1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.4 | Elect Director Eric A. Mendelson | Management | For | For |
1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
1.6 | Elect Director Victor H. Mendelson | Management | For | For |
1.7 | Elect Director Julie Neitzel | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
HERC HOLDINGS INC.
MEETING DATE: MAY 13, 2021 |
||||
TICKER: HRI
SECURITY ID: 42704L104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick D. Campbell | Management | For | For |
1b | Elect Director Lawrence H. Silber | Management | For | For |
1c | Elect Director James H. Browning | Management | For | For |
1d | Elect Director Shari L. Burgess | Management | For | For |
1e | Elect Director Jonathan Frates | Management | For | For |
1f | Elect Director Jean K. Holley | Management | For | For |
1g | Elect Director Jacob M. Katz | Management | For | For |
1h | Elect Director Michael A. Kelly | Management | For | For |
1i | Elect Director Andrew N. Langham | Management | For | For |
1j | Elect Director Mary Pat Salomone | Management | For | For |
1k | Elect Director Andrew J. Teno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC.
MEETING DATE: MAY 21, 2021 |
||||
TICKER: HON
SECURITY ID: 438516106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan B. Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Deborah Flint | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Grace D. Lieblein | Management | For | For |
1I | Elect Director Raymond T. Odierno | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
HOWMET AEROSPACE INC.
MEETING DATE: MAY 25, 2021 |
||||
TICKER: HWM
SECURITY ID: 443201108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Amy E. Alving | Management | For | For |
1c | Elect Director Sharon R. Barner | Management | For | For |
1d | Elect Director Joseph S. Cantie | Management | For | Against |
1e | Elect Director Robert F. Leduc | Management | For | Against |
1f | Elect Director David J. Miller | Management | For | For |
1g | Elect Director Jody G. Miller | Management | For | For |
1h | Elect Director Tolga I. Oal | Management | For | For |
1i | Elect Director Nicole W. Piasecki | Management | For | Against |
1j | Elect Director John C. Plant | Management | For | For |
1k | Elect Director Ulrich R. Schmidt | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chair | Shareholder | Against | Against |
INGERSOLL RAND INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: IR
SECURITY ID: 45687V106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6a.1 | Elect Director Peter M. Stavros | Management | For | For |
6a.2 | Elect Director Kirk E. Arnold | Management | For | For |
6a.3 | Elect Director Elizabeth Centoni | Management | For | For |
6a.4 | Elect Director William P. Donnelly | Management | For | For |
6a.5 | Elect Director Gary D. Forsee | Management | For | For |
6a.6 | Elect Director John Humphrey | Management | For | For |
6a.7 | Elect Director Marc E. Jones | Management | For | For |
6a.8 | Elect Director Vicente Reynal | Management | For | For |
6a.9 | Elect Director Joshua T. Weisenbeck | Management | For | For |
6a.10 | Elect Director Tony L. White | Management | For | For |
6b.11 | Elect Director Peter M. Stavros | Management | For | For |
6b.12 | Elect Director Elizabeth Centoni | Management | For | For |
6b.13 | Elect Director Gary D. Forsee | Management | For | For |
6b.14 | Elect Director Tony L. White | Management | For | For |
ITT INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: ITT
SECURITY ID: 45073V108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Orlando D. Ashford | Management | For | For |
1b | Elect Director Geraud Darnis | Management | For | For |
1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
1e | Elect Director Richard P. Lavin | Management | For | For |
1f | Elect Director Mario Longhi *Withdrawn Resolution* | Management | None | None |
1g | Elect Director Rebecca A. McDonald | Management | For | For |
1h | Elect Director Timothy H. Powers | Management | For | For |
1i | Elect Director Luca Savi | Management | For | For |
1j | Elect Director Cheryl L. Shavers | Management | For | For |
1k | Elect Director Sabrina Soussan | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 13, 2021 |
||||
TICKER: JBLU
SECURITY ID: 477143101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Ben Baldanza | Management | For | For |
1b | Elect Director Peter Boneparth | Management | For | For |
1c | Elect Director Monte Ford | Management | For | For |
1d | Elect Director Robin Hayes | Management | For | For |
1e | Elect Director Ellen Jewett | Management | For | For |
1f | Elect Director Robert Leduc | Management | For | For |
1g | Elect Director Teri McClure | Management | For | For |
1h | Elect Director Sarah Robb O'Hagan | Management | For | For |
1i | Elect Director Vivek Sharma | Management | For | For |
1j | Elect Director Thomas Winkelmann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
JOHNSON CONTROLS INTERNATIONAL PLC
MEETING DATE: MAR 10, 2021 |
||||
TICKER: JCI
SECURITY ID: G51502105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean Blackwell | Management | For | For |
1b | Elect Director Pierre Cohade | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1e | Elect Director W. Roy Dunbar | Management | For | For |
1f | Elect Director Gretchen R. Haggerty | Management | For | For |
1g | Elect Director Simone Menne | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Mark Vergnano | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
1l | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Approve the Directors' Authority to Allot Shares | Management | For | For |
8 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
KADANT INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: KAI
SECURITY ID: 48282T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erin L. Russell | Management | For | For |
1.2 | Elect Director William P. Tully | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve the Issuance of Restricted Stock Units to Non-Employee Directors | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
KANSAS CITY SOUTHERN
MEETING DATE: MAY 20, 2021 |
||||
TICKER: KSU
SECURITY ID: 485170302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lydia I. Beebe | Management | For | Against |
1.2 | Elect Director Lu M. Cordova | Management | For | For |
1.3 | Elect Director Robert J. Druten | Management | For | For |
1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
1.5 | Elect Director David Garza-Santos | Management | For | Against |
1.6 | Elect Director Janet H. Kennedy | Management | For | For |
1.7 | Elect Director Mitchell J. Krebs | Management | For | For |
1.8 | Elect Director Henry J. Maier | Management | For | Against |
1.9 | Elect Director Thomas A. McDonnell | Management | For | For |
1.10 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MATSON, INC.
MEETING DATE: APR 22, 2021 |
||||
TICKER: MATX
SECURITY ID: 57686G105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Meredith J. Ching | Management | For | For |
1.2 | Elect Director Matthew J. Cox | Management | For | For |
1.3 | Elect Director Thomas B. Fargo | Management | For | For |
1.4 | Elect Director Mark H. Fukunaga | Management | For | For |
1.5 | Elect Director Stanley M. Kuriyama | Management | For | For |
1.6 | Elect Director Constance H. Lau | Management | For | For |
1.7 | Elect Director Jenai S. Wall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 13, 2021 |
||||
TICKER: NSC
SECURITY ID: 655844108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
1c | Elect Director Marcela E. Donadio | Management | For | For |
1d | Elect Director John C. Huffard, Jr. | Management | For | For |
1e | Elect Director Christopher T. Jones | Management | For | For |
1f | Elect Director Thomas C. Kelleher | Management | For | For |
1g | Elect Director Steven F. Leer | Management | For | For |
1h | Elect Director Michael D. Lockhart | Management | For | For |
1i | Elect Director Amy E. Miles | Management | For | For |
1j | Elect Director Claude Mongeau | Management | For | For |
1k | Elect Director Jennifer F. Scanlon | Management | For | For |
1l | Elect Director James A. Squires | Management | For | For |
1m | Elect Director John R. Thompson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
5 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Against |
NVENT ELECTRIC PLC
MEETING DATE: MAY 14, 2021 |
||||
TICKER: NVT
SECURITY ID: G6700G107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry W. Burris | Management | For | For |
1b | Elect Director Susan M. Cameron | Management | For | For |
1c | Elect Director Michael L. Ducker | Management | For | For |
1d | Elect Director Randall J. Hogan | Management | For | For |
1e | Elect Director Ronald L. Merriman | Management | For | For |
1f | Elect Director Nicola Palmer | Management | For | For |
1g | Elect Director Herbert K. Parker | Management | For | For |
1h | Elect Director Greg Scheu | Management | For | For |
1i | Elect Director Beth A. Wozniak | Management | For | For |
1j | Elect Director Jacqueline Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Price Range for Reissuance of Treasury Shares | Management | For | For |
OLD DOMINION FREIGHT LINE, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: ODFL
SECURITY ID: 679580100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry A. Aaholm | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.4 | Elect Director Bradley R. Gabosch | Management | For | For |
1.5 | Elect Director Greg C. Gantt | Management | For | For |
1.6 | Elect Director Patrick D. Hanley | Management | For | For |
1.7 | Elect Director John D. Kasarda | Management | For | For |
1.8 | Elect Director Wendy T. Stallings | Management | For | For |
1.9 | Elect Director Thomas A. Stith, III | Management | For | For |
1.10 | Elect Director Leo H. Suggs | Management | For | For |
1.11 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PARKER-HANNIFIN CORPORATION
MEETING DATE: OCT 28, 2020 |
||||
TICKER: PH
SECURITY ID: 701094104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lee C. Banks | Management | For | For |
1b | Elect Director Robert G. Bohn | Management | For | For |
1c | Elect Director Linda S. Harty | Management | For | For |
1d | Elect Director Kevin A. Lobo | Management | For | For |
1e | Elect Director Candy M. Obourn | Management | For | For |
1f | Elect Director Joseph Scaminace | Management | For | For |
1g | Elect Director Ake Svensson | Management | For | For |
1h | Elect Director Laura K. Thompson | Management | For | For |
1i | Elect Director James R. Verrier | Management | For | For |
1j | Elect Director James L. Wainscott | Management | For | For |
1k | Elect Director Thomas L. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYTHEON TECHNOLOGIES CORPORATION
MEETING DATE: APR 26, 2021 |
||||
TICKER: RTX
SECURITY ID: 75513E101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Gregory J. Hayes | Management | For | For |
1c | Elect Director Thomas A. Kennedy | Management | For | For |
1d | Elect Director Marshall O. Larsen | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
1g | Elect Director Margaret L. O'Sullivan | Management | For | For |
1h | Elect Director Dinesh C. Paliwal | Management | For | For |
1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
1j | Elect Director Denise L. Ramos | Management | For | For |
1k | Elect Director Fredric G. Reynolds | Management | For | For |
1l | Elect Director Brian C. Rogers | Management | For | For |
1m | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1n | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
REGAL BELOIT CORPORATION
MEETING DATE: APR 27, 2021 |
||||
TICKER: RBC
SECURITY ID: 758750103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jan A. Bertsch | Management | For | For |
1b | Elect Director Stephen M. Burt | Management | For | For |
1c | Elect Director Anesa T. Chaibi | Management | For | For |
1d | Elect Director Christopher L. Doerr | Management | For | For |
1e | Elect Director Dean A. Foate | Management | For | For |
1f | Elect Director Michael F. Hilton | Management | For | For |
1g | Elect Director Louis V. Pinkham | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director Curtis W. Stoelting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 02, 2021 |
||||
TICKER: ROK
SECURITY ID: 773903109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director William P. Gipson | Management | For | For |
A2 | Elect Director J. Phillip Holloman | Management | For | For |
A3 | Elect Director Steven R. Kalmanson | Management | For | For |
A4 | Elect Director Lawrence D. Kingsley | Management | For | For |
A5 | Elect Director Lisa A. Payne | Management | For | For |
B | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
C | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ROPER TECHNOLOGIES, INC.
MEETING DATE: JUN 14, 2021 |
||||
TICKER: ROP
SECURITY ID: 776696106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
1.3 | Elect Director John F. Fort, III | Management | For | For |
1.4 | Elect Director L. Neil Hunn | Management | For | For |
1.5 | Elect Director Robert D. Johnson | Management | For | For |
1.6 | Elect Director Laura G. Thatcher | Management | For | For |
1.7 | Elect Director Richard F. Wallman | Management | For | For |
1.8 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
SAIA, INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: SAIA
SECURITY ID: 78709Y105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Di-Ann Eisnor | Management | For | For |
1.2 | Elect Director Jeffrey C. Ward | Management | For | For |
1.3 | Elect Director Susan F. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: LUV
SECURITY ID: 844741108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | For |
1j | Elect Director John T. Montford | Management | For | For |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Adopt Majority Vote Cast to Remove Directors With or Without Cause | Shareholder | Against | For |
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 28, 2021 |
||||
TICKER: TDY
SECURITY ID: 879360105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denise R. Cade | Management | For | For |
1.2 | Elect Director Simon M. Lorne | Management | For | For |
1.3 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: MAY 13, 2021 |
||||
TICKER: TDY
SECURITY ID: 879360105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
THE BOEING COMPANY
MEETING DATE: APR 20, 2021 |
||||
TICKER: BA
SECURITY ID: 097023105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Bradway | Management | For | For |
1b | Elect Director David L. Calhoun | Management | For | For |
1c | Elect Director Lynne M. Doughtie | Management | For | For |
1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | Against |
1e | Elect Director Lynn J. Good | Management | For | For |
1f | Elect Director Akhil Johri | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | Against |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director John M. Richardson | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE MIDDLEBY CORPORATION
MEETING DATE: MAY 10, 2021 |
||||
TICKER: MIDD
SECURITY ID: 596278101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sarah Palisi Chapin | Management | For | For |
1.2 | Elect Director Timothy J. FitzGerald | Management | For | For |
1.3 | Elect Director Cathy L. McCarthy | Management | For | For |
1.4 | Elect Director John R. Miller, III | Management | For | For |
1.5 | Elect Director Robert A. Nerbonne | Management | For | For |
1.6 | Elect Director Gordon O'Brien | Management | For | For |
1.7 | Elect Director Nassem Ziyad | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TRANE TECHNOLOGIES PLC
MEETING DATE: JUN 03, 2021 |
||||
TICKER: TT
SECURITY ID: G8994E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kirk E. Arnold | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John Bruton | Management | For | For |
1d | Elect Director Jared L. Cohon | Management | For | For |
1e | Elect Director Gary D. Forsee | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Myles P. Lee | Management | For | For |
1i | Elect Director April Miller Boise | Management | For | For |
1j | Elect Director Karen B. Peetz | Management | For | For |
1k | Elect Director John P. Surma | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issue of Equity | Management | For | For |
5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 18, 2021 |
||||
TICKER: TDG
SECURITY ID: 893641100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Barr | Management | For | For |
1.2 | Elect Director Mervin Dunn | Management | For | Withhold |
1.3 | Elect Director Michael S. Graff | Management | For | For |
1.4 | Elect Director Sean P. Hennessy | Management | For | For |
1.5 | Elect Director W. Nicholas Howley | Management | For | For |
1.6 | Elect Director Raymond F. Laubenthal | Management | For | For |
1.7 | Elect Director Gary E. McCullough | Management | For | For |
1.8 | Elect Director Michele Santana | Management | For | For |
1.9 | Elect Director Robert J. Small | Management | For | For |
1.10 | Elect Director John Staer | Management | For | For |
1.11 | Elect Director Kevin Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TRINET GROUP, INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: TNET
SECURITY ID: 896288107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine August-deWilde | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Ralph A. Clark | Management | For | For |
1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
1.5 | Elect Director Shawn Guertin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
UBER TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2021 |
||||
TICKER: UBER
SECURITY ID: 90353T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald Sugar | Management | For | For |
1b | Elect Director Revathi Advaithi | Management | For | For |
1c | Elect Director Ursula Burns | Management | For | For |
1d | Elect Director Robert Eckert | Management | For | For |
1e | Elect Director Amanda Ginsberg | Management | For | For |
1f | Elect Director Dara Khosrowshahi | Management | For | For |
1g | Elect Director Wan Ling Martello | Management | For | For |
1h | Elect Director Yasir Al-Rumayyan | Management | For | For |
1i | Elect Director John Thain | Management | For | For |
1j | Elect Director David I. Trujillo | Management | For | For |
1k | Elect Director Alexander Wynaendts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
UNION PACIFIC CORPORATION
MEETING DATE: MAY 13, 2021 |
||||
TICKER: UNP
SECURITY ID: 907818108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on EEO | Shareholder | Against | For |
7 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | For |
UNITED RENTALS, INC.
MEETING DATE: MAY 06, 2021 |
||||
TICKER: URI
SECURITY ID: 911363109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose B. Alvarez | Management | For | For |
1b | Elect Director Marc A. Bruno | Management | For | For |
1c | Elect Director Matthew J. Flannery | Management | For | For |
1d | Elect Director Bobby J. Griffin | Management | For | For |
1e | Elect Director Kim Harris Jones | Management | For | For |
1f | Elect Director Terri L. Kelly | Management | For | For |
1g | Elect Director Michael J. Kneeland | Management | For | For |
1h | Elect Director Gracia C. Martore | Management | For | For |
1i | Elect Director Filippo Passerini | Management | For | For |
1j | Elect Director Donald C. Roof | Management | For | For |
1k | Elect Director Shiv Singh | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
VERTIV HOLDINGS CO.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: VRT
SECURITY ID: 92537N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Cote | Management | For | For |
1b | Elect Director Rob Johnson | Management | For | For |
1c | Elect Director Joseph van Dokkum | Management | For | For |
1d | Elect Director Roger Fradin | Management | For | For |
1e | Elect Director Jacob Kotzubei | Management | For | For |
1f | Elect Director Matthew Louie | Management | For | For |
1g | Elect Director Edward L. Monser | Management | For | For |
1h | Elect Director Steven S. Reinemund | Management | For | For |
1i | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Amend Certificate of Incorporation | Management | For | For |
WOODWARD, INC.
MEETING DATE: JAN 27, 2021 |
||||
TICKER: WWD
SECURITY ID: 980745103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Gendron | Management | For | Against |
1.2 | Elect Director Daniel G. Korte | Management | For | Against |
1.3 | Elect Director Ronald M. Sega | Management | For | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
XPO LOGISTICS, INC.
MEETING DATE: MAY 11, 2021 |
||||
TICKER: XPO
SECURITY ID: 983793100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brad Jacobs | Management | For | For |
1.2 | Elect Director Gena Ashe | Management | For | For |
1.3 | Elect Director Marlene Colucci | Management | For | For |
1.4 | Elect Director AnnaMaria DeSalva | Management | For | For |
1.5 | Elect Director Michael Jesselson | Management | For | For |
1.6 | Elect Director Adrian Kingshott | Management | For | For |
1.7 | Elect Director Jason Papastavrou | Management | For | For |
1.8 | Elect Director Oren Shaffer | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR REAL ESTATE FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: ARE
SECURITY ID: 015271109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Steven R. Hash | Management | For | For |
1.3 | Elect Director James P. Cain | Management | For | For |
1.4 | Elect Director Maria C. Freire | Management | For | For |
1.5 | Elect Director Jennifer Friel Goldstein | Management | For | For |
1.6 | Elect Director Richard H. Klein | Management | For | For |
1.7 | Elect Director Michael A. Woronoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 26, 2021 |
||||
TICKER: AMT
SECURITY ID: 03027X100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas A. Bartlett | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Kenneth R. Frank | Management | For | For |
1d | Elect Director Robert D. Hormats | Management | For | For |
1e | Elect Director Gustavo Lara Cantu | Management | For | For |
1f | Elect Director Grace D. Lieblein | Management | For | For |
1g | Elect Director Craig Macnab | Management | For | For |
1h | Elect Director JoAnn A. Reed | Management | For | For |
1i | Elect Director Pamela D.A. Reeve | Management | For | For |
1j | Elect Director David E. Sharbutt | Management | For | For |
1k | Elect Director Bruce L. Tanner | Management | For | For |
1l | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
5 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
AMERICOLD REALTY TRUST
MEETING DATE: MAY 19, 2021 |
||||
TICKER: COLD
SECURITY ID: 03064D108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fred W. Boehler | Management | For | For |
1b | Elect Director George J. Alburger, Jr. | Management | For | For |
1c | Elect Director Kelly H. Barrett | Management | For | For |
1d | Elect Director Antonio F. Fernandez | Management | For | For |
1e | Elect Director James R. Heistand | Management | For | For |
1f | Elect Director David J. Neithercut | Management | For | For |
1g | Elect Director Mark R. Patterson | Management | For | For |
1h | Elect Director Andrew P. Power | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CAESARS ENTERTAINMENT, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: CZR
SECURITY ID: 12769G100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Carano | Management | For | For |
1.2 | Elect Director Bonnie S. Biumi | Management | For | For |
1.3 | Elect Director Jan Jones Blackhurst | Management | For | For |
1.4 | Elect Director Frank J. Fahrenkopf | Management | For | For |
1.5 | Elect Director Don R. Kornstein | Management | For | For |
1.6 | Elect Director Courtney R. Mather | Management | For | For |
1.7 | Elect Director Michael E. Pegram | Management | For | For |
1.8 | Elect Director Thomas R. Reeg | Management | For | For |
1.9 | Elect Director David P. Tomick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Authorize New Class of Preferred Stock | Management | For | For |
CBRE GROUP, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: CBRE
SECURITY ID: 12504L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | For |
1b | Elect Director Beth F. Cobert | Management | For | For |
1c | Elect Director Reginald H. Gilyard | Management | For | For |
1d | Elect Director Shira D. Goodman | Management | For | For |
1e | Elect Director Christopher T. Jenny | Management | For | For |
1f | Elect Director Gerardo I. Lopez | Management | For | For |
1g | Elect Director Oscar Munoz | Management | For | For |
1h | Elect Director Robert E. Sulentic | Management | For | For |
1i | Elect Director Laura D. Tyson | Management | For | For |
1j | Elect Director Sanjiv Yajnik | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
CUBESMART
MEETING DATE: MAY 11, 2021 |
||||
TICKER: CUBE
SECURITY ID: 229663109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Piero Bussani | Management | For | For |
1.2 | Elect Director Dorothy Dowling | Management | For | For |
1.3 | Elect Director John W. Fain | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director Christopher P. Marr | Management | For | For |
1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
1.7 | Elect Director John F. Remondi | Management | For | For |
1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIGITAL REALTY TRUST, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: DLR
SECURITY ID: 253868103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Laurence A. Chapman | Management | For | For |
1b | Elect Director Alexis Black Bjorlin | Management | For | For |
1c | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
1d | Elect Director Kevin J. Kennedy | Management | For | For |
1e | Elect Director William G. LaPerch | Management | For | For |
1f | Elect Director Jean F.H.P. Mandeville | Management | For | For |
1g | Elect Director Afshin Mohebbi | Management | For | For |
1h | Elect Director Mark R. Patterson | Management | For | For |
1i | Elect Director Mary Hogan Preusse | Management | For | For |
1j | Elect Director Dennis E. Singleton | Management | For | For |
1k | Elect Director A. William Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOUGLAS EMMETT, INC.
MEETING DATE: MAY 27, 2021 |
||||
TICKER: DEI
SECURITY ID: 25960P109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan A. Emmett | Management | For | For |
1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
1.4 | Elect Director Leslie E. Bider | Management | For | For |
1.5 | Elect Director Dorene C. Dominguez | Management | For | For |
1.6 | Elect Director David T. Feinberg | Management | For | For |
1.7 | Elect Director Virginia A. McFerran | Management | For | For |
1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
1.10 | Elect Director Johnese M. Spisso | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: APR 27, 2021 |
||||
TICKER: ELS
SECURITY ID: 29472R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Berkenfield | Management | For | For |
1.2 | Elect Director Derrick Burks | Management | For | For |
1.3 | Elect Director Philip Calian | Management | For | For |
1.4 | Elect Director David Contis | Management | For | For |
1.5 | Elect Director Constance Freedman | Management | For | For |
1.6 | Elect Director Thomas Heneghan | Management | For | For |
1.7 | Elect Director Marguerite Nader | Management | For | For |
1.8 | Elect Director Scott Peppet | Management | For | For |
1.9 | Elect Director Sheli Rosenberg | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 11, 2021 |
||||
TICKER: ESS
SECURITY ID: 297178105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Guericke | Management | For | For |
1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
1.3 | Elect Director Amal M. Johnson | Management | For | For |
1.4 | Elect Director Mary Kasaris | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director George M. Marcus | Management | For | For |
1.7 | Elect Director Thomas E. Robinson | Management | For | For |
1.8 | Elect Director Michael J. Schall | Management | For | For |
1.9 | Elect Director Byron A. Scordelis | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOUR CORNERS PROPERTY TRUST, INC.
MEETING DATE: JUN 11, 2021 |
||||
TICKER: FCPT
SECURITY ID: 35086T109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William H. Lenehan | Management | For | For |
1b | Elect Director John S. Moody | Management | For | For |
1c | Elect Director Douglas B. Hansen | Management | For | For |
1d | Elect Director Eric S. Hirschhorn | Management | For | For |
1e | Elect Director Charles L. Jemley | Management | For | For |
1f | Elect Director Marran H. Ogilvie | Management | For | For |
1g | Elect Director Toni Steele | Management | For | For |
1h | Elect Director Liz Tennican | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTHCARE REALTY TRUST INCORPORATED
MEETING DATE: MAY 11, 2021 |
||||
TICKER: HR
SECURITY ID: 421946104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd J. Meredith | Management | For | For |
1.2 | Elect Director John V. Abbott | Management | For | For |
1.3 | Elect Director Nancy H. Agee | Management | For | For |
1.4 | Elect Director Edward H. Braman | Management | For | For |
1.5 | Elect Director Ajay Gupta | Management | For | For |
1.6 | Elect Director James J. Kilroy | Management | For | For |
1.7 | Elect Director Peter F. Lyle, Sr. | Management | For | For |
1.8 | Elect Director John Knox Singleton | Management | For | For |
1.9 | Elect Director Christann M. Vasquez | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVITATION HOMES, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: INVH
SECURITY ID: 46187W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Fascitelli | Management | For | For |
1.2 | Elect Director Dallas B. Tanner | Management | For | For |
1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
1.4 | Elect Director Richard D. Bronson | Management | For | For |
1.5 | Elect Director Jeffrey E. Kelter | Management | For | For |
1.6 | Elect Director Joseph D. Margolis | Management | For | For |
1.7 | Elect Director John B. Rhea | Management | For | For |
1.8 | Elect Director J. Heidi Roizen | Management | For | For |
1.9 | Elect Director Janice L. Sears | Management | For | For |
1.10 | Elect Director William J. Stein | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IRON MOUNTAIN INCORPORATED
MEETING DATE: MAY 12, 2021 |
||||
TICKER: IRM
SECURITY ID: 46284V101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer Allerton | Management | For | For |
1b | Elect Director Pamela M. Arway | Management | For | For |
1c | Elect Director Clarke H. Bailey | Management | For | For |
1d | Elect Director Kent P. Dauten | Management | For | For |
1e | Elect Director Monte Ford | Management | For | For |
1f | Elect Director Per-Kristian Halvorsen | Management | For | For |
1g | Elect Director Robin L. Matlock | Management | For | For |
1h | Elect Director William L. Meaney | Management | For | For |
1i | Elect Director Wendy J. Murdock | Management | For | For |
1j | Elect Director Walter C. Rakowich | Management | For | For |
1k | Elect Director Doyle R. Simons | Management | For | For |
1l | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 20, 2021 |
||||
TICKER: LAMR
SECURITY ID: 512816109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy Fletcher | Management | For | For |
1.2 | Elect Director John E. Koerner, III | Management | For | For |
1.3 | Elect Director Marshall A. Loeb | Management | For | For |
1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.6 | Elect Director Anna Reilly | Management | For | For |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.8 | Elect Director Wendell Reilly | Management | For | For |
1.9 | Elect Director Elizabeth Thompson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
MACK-CALI REALTY CORPORATION
MEETING DATE: JUL 01, 2020 |
||||
TICKER: CLI
SECURITY ID: 554489104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Batkin | Management | For | For |
1.2 | Elect Director Michael Berman | Management | For | For |
1.3 | Elect Director Frederic Cumenal | Management | For | For |
1.4 | Elect Director MaryAnne Gilmartin | Management | For | For |
1.5 | Elect Director Tammy K. Jones | Management | For | For |
1.6 | Elect Director A. Akiva Katz | Management | For | For |
1.7 | Elect Director Nori Gerardo Lietz | Management | For | For |
1.8 | Elect Director Mahbod Nia | Management | For | For |
1.9 | Elect Director Howard S. Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: MAA
SECURITY ID: 59522J103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
1c | Elect Director Toni Jennings | Management | For | For |
1d | Elect Director Edith Kelly-Green | Management | For | For |
1e | Elect Director James K. Lowder | Management | For | For |
1f | Elect Director Thomas H. Lowder | Management | For | For |
1g | Elect Director Monica McGurk | Management | For | For |
1h | Elect Director Claude B. Nielsen | Management | For | For |
1i | Elect Director Philip W. Norwood | Management | For | For |
1j | Elect Director W. Reid Sanders | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director David P. Stockert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PROLOGIS, INC.
MEETING DATE: APR 29, 2021 |
||||
TICKER: PLD
SECURITY ID: 74340W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director Cristina G. Bita | Management | For | For |
1c | Elect Director George L. Fotiades | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director Irving F. Lyons, III | Management | For | For |
1f | Elect Director Avid Modjtabai | Management | For | For |
1g | Elect Director David P. O'Connor | Management | For | For |
1h | Elect Director Olivier Piani | Management | For | For |
1i | Elect Director Jeffrey L. Skelton | Management | For | For |
1j | Elect Director Carl B. Webb | Management | For | For |
1k | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
REALOGY HOLDINGS CORP.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: RLGY
SECURITY ID: 75605Y106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fiona P. Dias | Management | For | For |
1b | Elect Director Matthew J. Espe | Management | For | For |
1c | Elect Director V. Ann Hailey | Management | For | For |
1d | Elect Director Bryson R. Koehler | Management | For | For |
1e | Elect Director Duncan L. Niederauer | Management | For | For |
1f | Elect Director Ryan M. Schneider | Management | For | For |
1g | Elect Director Enrique Silva | Management | For | For |
1h | Elect Director Sherry M. Smith | Management | For | For |
1i | Elect Director Christopher S. Terrill | Management | For | For |
1j | Elect Director Felicia Williams | Management | For | For |
1k | Elect Director Michael J. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Certificate of Incorporation to Clarify Board's Ability to Amend the Bylaws | Management | For | For |
RLJ LODGING TRUST
MEETING DATE: APR 30, 2021 |
||||
TICKER: RLJ
SECURITY ID: 74965L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Johnson | Management | For | For |
1.2 | Elect Director Leslie D. Hale | Management | For | For |
1.3 | Elect Director Evan Bayh | Management | For | For |
1.4 | Elect Director Arthur R. Collins | Management | For | For |
1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
1.6 | Elect Director Patricia L. Gibson | Management | For | For |
1.7 | Elect Director Robert M. La Forgia | Management | For | For |
1.8 | Elect Director Robert J. McCarthy | Management | For | For |
1.9 | Elect Director Glenda G. McNeal | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 13, 2021 |
||||
TICKER: SBAC
SECURITY ID: 78410G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary S. Chan | Management | For | For |
1.2 | Elect Director George R. Krouse, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SITE CENTERS CORP.
MEETING DATE: MAY 11, 2021 |
||||
TICKER: SITC
SECURITY ID: 82981J109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda B. Abraham | Management | For | For |
1.2 | Elect Director Terrance R. Ahern | Management | For | For |
1.3 | Elect Director Jane E. DeFlorio | Management | For | For |
1.4 | Elect Director Thomas Finne | Management | For | For |
1.5 | Elect Director David R. Lukes | Management | For | For |
1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
1.7 | Elect Director Alexander Otto | Management | For | For |
1.8 | Elect Director Dawn M. Sweeney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SPIRIT REALTY CAPITAL, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: SRC
SECURITY ID: 84860W300
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jackson Hsieh | Management | For | For |
1.2 | Elect Director Kevin M. Charlton | Management | For | For |
1.3 | Elect Director Todd A. Dunn | Management | For | For |
1.4 | Elect Director Elizabeth F. Frank | Management | For | For |
1.5 | Elect Director Michelle M. Frymire | Management | For | For |
1.6 | Elect Director Kristian M. Gathright | Management | For | For |
1.7 | Elect Director Richard I. Gilchrist | Management | For | For |
1.8 | Elect Director Diana M. Laing | Management | For | For |
1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
1.10 | Elect Director Thomas J. Sullivan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TERRENO REALTY CORPORATION
MEETING DATE: MAY 04, 2021 |
||||
TICKER: TRNO
SECURITY ID: 88146M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Blake Baird | Management | For | For |
1b | Elect Director Michael A. Coke | Management | For | For |
1c | Elect Director Linda Assante | Management | For | For |
1d | Elect Director LeRoy E. Carlson | Management | For | For |
1e | Elect Director David M. Lee | Management | For | For |
1f | Elect Director Gabriela F. Parcella | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Dennis Polk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VENTAS, INC.
MEETING DATE: MAY 25, 2021 |
||||
TICKER: VTR
SECURITY ID: 92276F100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melody C. Barnes | Management | For | For |
1b | Elect Director Debra A. Cafaro | Management | For | For |
1c | Elect Director Jay M. Gellert | Management | For | For |
1d | Elect Director Matthew J. Lustig | Management | For | For |
1e | Elect Director Roxanne M. Martino | Management | For | For |
1f | Elect Director Marguerite M. Nader | Management | For | For |
1g | Elect Director Sean P. Nolan | Management | For | For |
1h | Elect Director Walter C. Rakowich | Management | For | For |
1i | Elect Director Robert D. Reed | Management | For | For |
1j | Elect Director James D. Shelton | Management | For | For |
1k | Elect Director Maurice S. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
VICI PROPERTIES INC.
MEETING DATE: APR 28, 2021 |
||||
TICKER: VICI
SECURITY ID: 925652109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James R. Abrahamson | Management | For | For |
1b | Elect Director Diana F. Cantor | Management | For | For |
1c | Elect Director Monica H. Douglas | Management | For | For |
1d | Elect Director Elizabeth I. Holland | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director Edward B. Pitoniak | Management | For | For |
1g | Elect Director Michael D. Rumbolz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEYERHAEUSER COMPANY
MEETING DATE: MAY 14, 2021 |
||||
TICKER: WY
SECURITY ID: 962166104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Emmert | Management | For | For |
1b | Elect Director Rick R. Holley | Management | For | For |
1c | Elect Director Sara Grootwassink Lewis | Management | For | For |
1d | Elect Director Deidra C. Merriwether | Management | For | For |
1e | Elect Director Al Monaco | Management | For | For |
1f | Elect Director Nicole W. Piasecki | Management | For | For |
1g | Elect Director Lawrence A. Selzer | Management | For | For |
1h | Elect Director Devin W. Stockfish | Management | For | For |
1i | Elect Director Kim Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR SEMICONDUCTORS FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: APR 30, 2021 |
||||
TICKER: AEIS
SECURITY ID: 007973100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Grant H. Beard | Management | For | For |
1.2 | Elect Director Frederick A. Ball | Management | For | For |
1.3 | Elect Director Anne T. DelSanto | Management | For | For |
1.4 | Elect Director Tina M. Donikowski | Management | For | For |
1.5 | Elect Director Ronald C. Foster | Management | For | For |
1.6 | Elect Director Edward C. Grady | Management | For | For |
1.7 | Elect Director Stephen D. Kelley | Management | For | For |
1.8 | Elect Director Lanesha T. Minnix | Management | For | For |
1.9 | Elect Director Thomas M. Rohrs | Management | For | For |
1.10 | Elect Director John A. Roush | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ADVANCED MICRO DEVICES, INC.
MEETING DATE: APR 07, 2021 |
||||
TICKER: AMD
SECURITY ID: 007903107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: AMD
SECURITY ID: 007903107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John E. Caldwell | Management | For | For |
1b | Elect Director Nora M. Denzel | Management | For | For |
1c | Elect Director Mark Durcan | Management | For | For |
1d | Elect Director Michael P. Gregoire | Management | For | For |
1e | Elect Director Joseph A. Householder | Management | For | For |
1f | Elect Director John W. Marren | Management | For | For |
1g | Elect Director Lisa T. Su | Management | For | For |
1h | Elect Director Abhi Y. Talwalkar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 12, 2020 |
||||
TICKER: AOSL
SECURITY ID: G6331P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike F. Chang | Management | For | For |
1.2 | Elect Director Yueh-Se Ho | Management | For | For |
1.3 | Elect Director Lucas S. Chang | Management | For | For |
1.4 | Elect Director Claudia Chen | Management | For | For |
1.5 | Elect Director King Owyang | Management | For | For |
1.6 | Elect Director Michael L. Pfeiffer | Management | For | For |
1.7 | Elect Director Michael J. Salameh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Remove the Imposition of Maximum Number of Directors on the Board and Authorize Board to Fill Vacancies | Management | For | For |
4 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ANALOG DEVICES, INC.
MEETING DATE: OCT 08, 2020 |
||||
TICKER: ADI
SECURITY ID: 032654105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ANALOG DEVICES, INC.
MEETING DATE: MAR 10, 2021 |
||||
TICKER: ADI
SECURITY ID: 032654105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
1e | Elect Director Bruce R. Evans | Management | For | For |
1f | Elect Director Edward H. Frank | Management | For | For |
1g | Elect Director Laurie H. Glimcher | Management | For | For |
1h | Elect Director Karen M. Golz | Management | For | For |
1i | Elect Director Mark M. Little | Management | For | For |
1j | Elect Director Kenton J. Sicchitano | Management | For | For |
1k | Elect Director Susie Wee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
APPLIED MATERIALS, INC.
MEETING DATE: MAR 11, 2021 |
||||
TICKER: AMAT
SECURITY ID: 038222105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rani Borkar | Management | For | For |
1b | Elect Director Judy Bruner | Management | For | For |
1c | Elect Director Xun (Eric) Chen | Management | For | For |
1d | Elect Director Aart J. de Geus | Management | For | For |
1e | Elect Director Gary E. Dickerson | Management | For | For |
1f | Elect Director Thomas J. Iannotti | Management | For | For |
1g | Elect Director Alexander A. Karsner | Management | For | For |
1h | Elect Director Adrianna C. Ma | Management | For | For |
1i | Elect Director Yvonne McGill | Management | For | For |
1j | Elect Director Scott A. McGregor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Improve Executive Compensation Program and Policy | Shareholder | Against | Against |
ARRAY TECHNOLOGIES, INC.
MEETING DATE: JUN 07, 2021 |
||||
TICKER: ARRY
SECURITY ID: 04271T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Troy Alstead | Management | For | For |
1.2 | Elect Director Orlando D. Ashford | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
ASE TECHNOLOGY HOLDING CO., LTD.
MEETING DATE: JUN 22, 2021 |
||||
TICKER: 3711
SECURITY ID: 00215W100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
F1 | Approve Business Operations Report and Financial Statements | Management | For | For |
F2 | Approve Plan on Profit Distribution | Management | For | For |
G1 | Approve Amendments to Lending Procedures and Caps | Management | For | For |
G2 | Approve Amendments to Articles of Association | Management | For | Against |
G3 | Approve Issuance of Restricted Stocks | Management | For | For |
H1.1 | Elect JASON C.S. CHANG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.2 | Elect RICHARD H.P.CHANG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.3 | Elect CHI-WEN TSAI, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.4 | Elect YEN-CHUN CHANG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.5 | Elect TIEN WU, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.6 | Elect JOSEPH TUNG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.7 | Elect RAYMOND LO, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.8 | Elect TS CHEN, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.9 | Elect JEFFERY CHEN, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director | Management | For | Withhold |
H1.10 | Elect RUTHERFORD CHANG, with SHAREHOLDER NO.00059235 as Non-independent Director | Management | For | Withhold |
H1.11 | Elect SHENG-FU YOU (Sheng-Fu Yo), with SHAREHOLDER NO.H101915XXX as Independent Director | Management | For | For |
H1.12 | Elect MEI-YUEH HO, with SHAREHOLDER NO.Q200495XXX as Independent Director | Management | For | For |
H1.13 | Elect PHILIP WEN-CHYI ONG, with SHAREHOLDER NO.A120929XXX as Independent Director | Management | For | For |
I.1 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | For |
BROADCOM INC.
MEETING DATE: APR 05, 2021 |
||||
TICKER: AVGO
SECURITY ID: 11135F101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Diane M. Bryant | Management | For | For |
1b | Elect Director Gayla J. Delly | Management | For | For |
1c | Elect Director Raul J. Fernandez | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Check Kian Low | Management | For | For |
1f | Elect Director Justine F. Page | Management | For | For |
1g | Elect Director Henry Samueli | Management | For | For |
1h | Elect Director Hock E. Tan | Management | For | For |
1i | Elect Director Harry L. You | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CADENCE DESIGN SYSTEMS, INC.
MEETING DATE: MAY 06, 2021 |
||||
TICKER: CDNS
SECURITY ID: 127387108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark W. Adams | Management | For | For |
1.2 | Elect Director Ita Brennan | Management | For | For |
1.3 | Elect Director Lewis Chew | Management | For | For |
1.4 | Elect Director Julia Liuson | Management | For | For |
1.5 | Elect Director James D. Plummer | Management | For | For |
1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
1.7 | Elect Director John B. Shoven | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Lip-Bu Tan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
CIRRUS LOGIC, INC.
MEETING DATE: JUL 31, 2020 |
||||
TICKER: CRUS
SECURITY ID: 172755100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Carter | Management | For | For |
1.2 | Elect Director Alexander M. Davern | Management | For | For |
1.3 | Elect Director Timothy R. Dehne | Management | For | For |
1.4 | Elect Director Deirdre R. Hanford | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Jason P. Rhode | Management | For | For |
1.7 | Elect Director Alan R. Schuele | Management | For | For |
1.8 | Elect Director David J. Tupman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
DIODES INCORPORATED
MEETING DATE: MAY 24, 2021 |
||||
TICKER: DIOD
SECURITY ID: 254543101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angie Chen Button | Management | For | For |
1.2 | Elect Director C.H. Chen | Management | For | For |
1.3 | Elect Director Warren Chen | Management | For | For |
1.4 | Elect Director Michael R. Giordano | Management | For | For |
1.5 | Elect Director Keh-Shew Lu | Management | For | For |
1.6 | Elect Director Peter M. Menard | Management | For | For |
1.7 | Elect Director Christina Wen-Chi Sung | Management | For | For |
1.8 | Elect Director Michael K.C. Tsai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Moss Adams LLP as Auditor | Management | For | For |
ENPHASE ENERGY, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: ENPH
SECURITY ID: 29355A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Badrinarayanan Kothandaraman | Management | For | For |
1.2 | Elect Director Joseph Malchow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
FLEX LTD.
MEETING DATE: AUG 07, 2020 |
||||
TICKER: FLEX
SECURITY ID: Y2573F102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Revathi Advaithi | Management | For | For |
1b | Elect Director Michael D. Capellas | Management | For | For |
1c | Elect Director Jennifer Li | Management | For | For |
1d | Elect Director Marc A. Onetto | Management | For | For |
1e | Elect Director Erin L. McSweeney | Management | For | For |
1f | Elect Director Willy C. Shih | Management | For | For |
1g | Elect Director Charles K. Stevens, III | Management | For | For |
1h | Elect Director Lay Koon Tan | Management | For | For |
1i | Elect Director William D. Watkins | Management | For | For |
1j | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
II-VI INCORPORATED
MEETING DATE: NOV 09, 2020 |
||||
TICKER: IIVI
SECURITY ID: 902104108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Corasanti | Management | For | For |
1b | Elect Director Patricia Hatter | Management | For | For |
1c | Elect Director Marc Y. E. Pelaez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INPHI CORPORATION
MEETING DATE: APR 15, 2021 |
||||
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
INTEL CORPORATION
MEETING DATE: MAY 13, 2021 |
||||
TICKER: INTC
SECURITY ID: 458140100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick P. Gelsinger | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Alyssa Henry | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1f | Elect Director Tsu-Jae King Liu | Management | For | For |
1g | Elect Director Gregory D. Smith | Management | For | For |
1h | Elect Director Dion J. Weisler | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
JABIL INC.
MEETING DATE: JAN 21, 2021 |
||||
TICKER: JBL
SECURITY ID: 466313103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anousheh Ansari | Management | For | For |
1b | Elect Director Martha F. Brooks | Management | For | For |
1c | Elect Director Christopher S. Holland | Management | For | For |
1d | Elect Director Timothy L. Main | Management | For | For |
1e | Elect Director Mark T. Mondello | Management | For | For |
1f | Elect Director John C. Plant | Management | For | For |
1g | Elect Director Steven A. Raymund | Management | For | For |
1h | Elect Director Thomas A. Sansone | Management | For | For |
1i | Elect Director David M. Stout | Management | For | For |
1j | Elect Director Kathleen A. Walters | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2020 |
||||
TICKER: LRCX
SECURITY ID: 512807108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
1.2 | Elect Director Timothy M. Archer | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Bethany J. Mayer | Management | For | For |
1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
1.9 | Elect Director Leslie F. Varon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
MEETING DATE: MAR 04, 2021 |
||||
TICKER: MTSI
SECURITY ID: 55405Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Ocampo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUL 23, 2020 |
||||
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tudor Brown | Management | For | For |
1B | Elect Director Brad Buss | Management | For | For |
1C | Elect Director Edward Frank | Management | For | For |
1D | Elect Director Richard S. Hill | Management | For | For |
1E | Elect Director Bethany Mayer | Management | For | For |
1F | Elect Director Matthew J. Murphy | Management | For | For |
1G | Elect Director Michael Strachan | Management | For | For |
1H | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: APR 15, 2021 |
||||
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reduce Supermajority Vote Requirement to Approve Merger | Management | For | For |
2 | Approve Merger Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: OCT 08, 2020 |
||||
TICKER: MXIM
SECURITY ID: 57772K101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 05, 2020 |
||||
TICKER: MXIM
SECURITY ID: 57772K101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
1b | Elect Director Tunc Doluca | Management | For | For |
1c | Elect Director Tracy C. Accardi | Management | For | For |
1d | Elect Director James R. Bergman | Management | For | For |
1e | Elect Director Joseph R. Bronson | Management | For | For |
1f | Elect Director Robert E. Grady | Management | For | For |
1g | Elect Director Mercedes Johnson | Management | For | For |
1h | Elect Director William D. Watkins | Management | For | For |
1i | Elect Director MaryAnn Wright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MAXLINEAR, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: MXL
SECURITY ID: 57776J100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kishore Seendripu | Management | For | For |
1.2 | Elect Director Thomas E. Pardun | Management | For | For |
1.3 | Elect Director Gregory P. Dougherty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED
MEETING DATE: AUG 18, 2020 |
||||
TICKER: MCHP
SECURITY ID: 595017104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Esther L. Johnson | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 14, 2021 |
||||
TICKER: MU
SECURITY ID: 595112103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Beyer | Management | For | For |
1b | Elect Director Lynn A. Dugle | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Mary Pat McCarthy | Management | For | For |
1e | Elect Director Sanjay Mehrotra | Management | For | For |
1f | Elect Director Robert E. Switz | Management | For | For |
1g | Elect Director MaryAnn Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: MPWR
SECURITY ID: 609839105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugen Elmiger | Management | For | For |
1.2 | Elect Director Jeff Zhou | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: JUN 24, 2021 |
||||
TICKER: NVMI
SECURITY ID: M7516K103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Reelect Michael Brunstein as Director | Management | For | For |
1.b | Reelect Eitan Oppenhaim as Director | Management | For | For |
1.c | Reelect Avi Cohen as Director | Management | For | For |
1.d | Reelect Raanan Cohen as Director | Management | For | For |
1.e | Reelect Dafna Gruber as Director | Management | For | For |
1.f | Reelect Zehava Simon as Director | Management | For | For |
2 | Approve Amended Employment Terms of Eitan Oppenhaim, President and CEO | Management | For | For |
3 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
4 | Approval Amendments to Articles of Association | Management | For | For |
5 | Issue Amendment to Indemnification Agreements for Directors/Officers | Management | For | For |
6 | Approve and ratify Reappoint Kost Forer Gabbay and Kasierer as Auditors | Management | For | For |
7 | Discuss Financial Statements and the Report of the Board | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
NVIDIA CORPORATION
MEETING DATE: JUN 03, 2021 |
||||
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director John O. Dabiri | Management | For | For |
1d | Elect Director Persis S. Drell | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director Stephen C. Neal | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Aarti Shah | Management | For | For |
1m | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
NXP SEMICONDUCTORS N.V.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Kurt Sievers as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Elect Annette Clayton as Non-Executive Director | Management | For | For |
3d | Elect Anthony Foxx as Non-Executive Director | Management | For | For |
3e | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3f | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect Lena Olving as Non-Executive Director | Management | For | For |
3h | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3j | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
3k | Reelect Gregory L. Summe as Non-Executive Director | Management | For | For |
3l | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
8 | Approve Remuneration of the Non Executive Members of the Board | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 20, 2021 |
||||
TICKER: ON
SECURITY ID: 682189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Atsushi Abe | Management | For | For |
1b | Elect Director Alan Campbell | Management | For | For |
1c | Elect Director Susan K. Carter | Management | For | For |
1d | Elect Director Thomas L. Deitrich | Management | For | For |
1e | Elect Director Gilles Delfassy | Management | For | For |
1f | Elect Director Hassane S. El-Khoury | Management | For | For |
1g | Elect Director Bruce E. Kiddoo | Management | For | For |
1h | Elect Director Paul A. Mascarenas | Management | For | For |
1i | Elect Director Gregory L. Waters | Management | For | For |
1j | Elect Director Christine Y. Yan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
PLANTRONICS, INC.
MEETING DATE: JUL 27, 2020 |
||||
TICKER: PLT
SECURITY ID: 727493108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert Hagerty | Management | For | For |
1b | Elect Director Marv Tseu | Management | For | For |
1c | Elect Director Frank Baker | Management | For | For |
1d | Elect Director Kathy Crusco | Management | For | For |
1e | Elect Director Brian Dexheimer | Management | For | For |
1f | Elect Director Gregg Hammann | Management | For | For |
1g | Elect Director John Hart | Management | For | For |
1h | Elect Director Guido Jouret | Management | For | For |
1i | Elect Director Marshall Mohr | Management | For | For |
1j | Elect Director Daniel Moloney | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2021 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sylvia Acevedo | Management | For | For |
1b | Elect Director Mark Fields | Management | For | For |
1c | Elect Director Jeffrey W. Henderson | Management | For | For |
1d | Elect Director Gregory N. Johnson | Management | For | For |
1e | Elect Director Ann M. Livermore | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Jamie S. Miller | Management | For | For |
1i | Elect Director Steve Mollenkopf | Management | For | For |
1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1k | Elect Director Irene B. Rosenfeld | Management | For | For |
1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAMSUNG ELECTRONICS CO., LTD.
MEETING DATE: MAR 17, 2021 |
||||
TICKER: 005930
SECURITY ID: Y74718100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SILICON MOTION TECHNOLOGY CORP.
MEETING DATE: SEP 30, 2020 |
||||
TICKER: SIMO
SECURITY ID: 82706C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Yung-Chien Wang and Lien-Chun Liu as Directors | Management | For | For |
2 | Approve Appointment of Deloitte & Touche as Independent Auditor | Management | For | For |
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: SWKS
SECURITY ID: 83088M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan S. Batey | Management | For | For |
1b | Elect Director Kevin L. Beebe | Management | For | For |
1c | Elect Director Timothy R. Furey | Management | For | For |
1d | Elect Director Liam K. Griffin | Management | For | For |
1e | Elect Director Christine King | Management | For | For |
1f | Elect Director David P. McGlade | Management | For | For |
1g | Elect Director Robert A. Schriesheim | Management | For | For |
1h | Elect Director Kimberly S. Stevenson | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Simple Majority Vote | Shareholder | None | For |
SMART GLOBAL HOLDINGS, INC.
MEETING DATE: FEB 12, 2021 |
||||
TICKER: SGH
SECURITY ID: G8232Y101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sandeep Nayyar | Management | For | For |
1b | Elect Director Mukesh Patel | Management | For | For |
1c | Elect Director Maximiliane Straub | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
SYNAPTICS INCORPORATED
MEETING DATE: OCT 27, 2020 |
||||
TICKER: SYNA
SECURITY ID: 87157D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nelson C. Chan | Management | For | For |
1b | Elect Director Susan J. Hardman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
TERADYNE, INC.
MEETING DATE: MAY 07, 2021 |
||||
TICKER: TER
SECURITY ID: 880770102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director Edwin J. Gillis | Management | For | For |
1c | Elect Director Timothy E. Guertin | Management | For | For |
1d | Elect Director Peter Herweck | Management | For | For |
1e | Elect Director Mark E. Jagiela | Management | For | For |
1f | Elect Director Mercedes Johnson | Management | For | For |
1g | Elect Director Marilyn Matz | Management | For | For |
1h | Elect Director Paul J. Tufano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 22, 2021 |
||||
TICKER: TXN
SECURITY ID: 882508104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Michael D. Hsu | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TTM TECHNOLOGIES, INC.
MEETING DATE: MAY 12, 2021 |
||||
TICKER: TTMI
SECURITY ID: 87305R109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Mayer | Management | For | For |
1.2 | Elect Director Rex D. Geveden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 17, 2021 |
||||
TICKER: OLED
SECURITY ID: 91347P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven V. Abramson | Management | For | For |
1b | Elect Director Cynthia J. Comparin | Management | For | For |
1c | Elect Director Richard C. Elias | Management | For | For |
1d | Elect Director Elizabeth H. Gemmill | Management | For | For |
1e | Elect Director C. Keith Hartley | Management | For | For |
1f | Elect Director Celia M. Joseph | Management | For | For |
1g | Elect Director Lawrence Lacerte | Management | For | For |
1h | Elect Director Sidney D. Rosenblatt | Management | For | For |
1i | Elect Director Sherwin I. Seligsohn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 18, 2020 |
||||
TICKER: WDC
SECURITY ID: 958102105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kimberly E. Alexy | Management | For | For |
1b | Elect Director Martin I. Cole | Management | For | For |
1c | Elect Director Kathleen A. Cote | Management | For | For |
1d | Elect Director Tunc Doluca | Management | For | For |
1e | Elect Director David V. Goeckeler | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Paula A. Price | Management | For | For |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
XILINX, INC.
MEETING DATE: AUG 05, 2020 |
||||
TICKER: XLNX
SECURITY ID: 983919101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Segers | Management | For | For |
1.2 | Elect Director Raman K. Chitkara | Management | For | For |
1.3 | Elect Director Saar Gillai | Management | For | For |
1.4 | Elect Director Ronald S. Jankov | Management | For | For |
1.5 | Elect Director Mary Louise Krakauer | Management | For | For |
1.6 | Elect Director Thomas H. Lee | Management | For | For |
1.7 | Elect Director Jon A. Olson | Management | For | For |
1.8 | Elect Director Victor Peng | Management | For | For |
1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
XILINX, INC.
MEETING DATE: APR 07, 2021 |
||||
TICKER: XLNX
SECURITY ID: 983919101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR TECHNOLOGY FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADOBE INC.
MEETING DATE: APR 20, 2021 |
||||
TICKER: ADBE
SECURITY ID: 00724F101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Melanie Boulden | Management | For | For |
1c | Elect Director Frank Calderoni | Management | For | For |
1d | Elect Director James Daley | Management | For | For |
1e | Elect Director Laura Desmond | Management | For | For |
1f | Elect Director Shantanu Narayen | Management | For | For |
1g | Elect Director Kathleen Oberg | Management | For | For |
1h | Elect Director Dheeraj Pandey | Management | For | For |
1i | Elect Director David Ricks | Management | For | For |
1j | Elect Director Daniel Rosensweig | Management | For | For |
1k | Elect Director John Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVANCED MICRO DEVICES, INC.
MEETING DATE: APR 07, 2021 |
||||
TICKER: AMD
SECURITY ID: 007903107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: AMD
SECURITY ID: 007903107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John E. Caldwell | Management | For | For |
1b | Elect Director Nora M. Denzel | Management | For | For |
1c | Elect Director Mark Durcan | Management | For | For |
1d | Elect Director Michael P. Gregoire | Management | For | For |
1e | Elect Director Joseph A. Householder | Management | For | For |
1f | Elect Director John W. Marren | Management | For | For |
1g | Elect Director Lisa T. Su | Management | For | For |
1h | Elect Director Abhi Y. Talwalkar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AIRBNB, INC.
MEETING DATE: JUN 22, 2021 |
||||
TICKER: ABNB
SECURITY ID: 009066101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela Ahrendts | Management | For | For |
1.2 | Elect Director Brian Chesky | Management | For | For |
1.3 | Elect Director Kenneth Chenault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALIBABA GROUP HOLDING LIMITED
MEETING DATE: SEP 30, 2020 |
||||
TICKER: 9988
SECURITY ID: 01609W102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2.1 | Elect Maggie Wei Wu as Director | Management | For | For |
2.2 | Elect Kabir Misra as Director | Management | For | For |
2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
APPLE INC.
MEETING DATE: FEB 23, 2021 |
||||
TICKER: AAPL
SECURITY ID: 037833100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Andrea Jung | Management | For | For |
1e | Elect Director Art Levinson | Management | For | For |
1f | Elect Director Monica Lozano | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
ASML HOLDING NV
MEETING DATE: APR 29, 2021 |
||||
TICKER: ASML
SECURITY ID: N07059202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3.a | Approve Remuneration Report | Management | For | For |
3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Number of Shares for Management Board | Management | For | For |
6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
8 | Receive Information on the Composition of the Management Board | Management | None | None |
9.a | Elect B. Conix to Supervisory Board | Management | For | For |
9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
14 | Other Business (Non-Voting) | Management | None | None |
15 | Close Meeting | Management | None | None |
AUTODESK, INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: ADSK
SECURITY ID: 052769106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew Anagnost | Management | For | For |
1b | Elect Director Karen Blasing | Management | For | For |
1c | Elect Director Reid French | Management | For | For |
1d | Elect Director Ayanna Howard | Management | For | For |
1e | Elect Director Blake Irving | Management | For | For |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Stephen Milligan | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPGEMINI SE
MEETING DATE: MAY 20, 2021 |
||||
TICKER: CAP
SECURITY ID: F4973Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.95 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Compensation of Paul Hermelin, Chairman and CEO Until 20 May 2020 | Management | For | For |
6 | Approve Compensation of Aiman Ezzat, Vice-CEO Until 20 May 2020 | Management | For | For |
7 | Approve Compensation of Paul Hermelin, Chairman of the Board Since 20 May 2020 | Management | For | For |
8 | Approve Compensation of Aiman Ezzat, CEO Since 20 May 2020 | Management | For | For |
9 | Approve Compensation of Corporate Officers | Management | For | For |
10 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
11 | Approve Remuneration Policy of CEO | Management | For | For |
12 | Approve Remuneration Policy of Directors | Management | For | For |
13 | Reelect Patrick Pouyanne as Director | Management | For | For |
14 | Elect Tanja Rueckert as Director | Management | For | For |
15 | Elect Kurt Sievers as Director | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Amend Articles 12 of Bylaws to Comply with Legal Changes | Management | For | For |
18 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CROWDSTRIKE HOLDINGS, INC.
MEETING DATE: JUL 06, 2020 |
||||
TICKER: CRWD
SECURITY ID: 22788C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. O'Leary | Management | For | For |
1.2 | Elect Director Joseph E. Sexton | Management | For | For |
1.3 | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
DXC TECHNOLOGY COMPANY
MEETING DATE: AUG 13, 2020 |
||||
TICKER: DXC
SECURITY ID: 23355L106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mukesh Aghi | Management | For | For |
1b | Elect Director Amy E. Alving | Management | For | For |
1c | Elect Director David A. Barnes | Management | For | For |
1d | Elect Director Raul J. Fernandez | Management | For | For |
1e | Elect Director David L. Herzog | Management | For | For |
1f | Elect Director Mary L. Krakauer | Management | For | For |
1g | Elect Director Ian C. Read | Management | For | For |
1h | Elect Director Michael J. Salvino | Management | For | For |
1i | Elect Director Manoj P. Singh | Management | For | For |
1j | Elect Director Robert F. Woods | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
FISERV, INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: FISV
SECURITY ID: 337738108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Bisignano | Management | For | For |
1.2 | Elect Director Alison Davis | Management | For | For |
1.3 | Elect Director Henrique de Castro | Management | For | For |
1.4 | Elect Director Harry F. DiSimone | Management | For | For |
1.5 | Elect Director Dennis F. Lynch | Management | For | For |
1.6 | Elect Director Heidi G. Miller | Management | For | For |
1.7 | Elect Director Scott C. Nuttall | Management | For | For |
1.8 | Elect Director Denis J. O'Leary | Management | For | For |
1.9 | Elect Director Doyle R. Simons | Management | For | For |
1.10 | Elect Director Kevin M. Warren | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
FLEX LTD.
MEETING DATE: AUG 07, 2020 |
||||
TICKER: FLEX
SECURITY ID: Y2573F102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Revathi Advaithi | Management | For | For |
1b | Elect Director Michael D. Capellas | Management | For | For |
1c | Elect Director Jennifer Li | Management | For | For |
1d | Elect Director Marc A. Onetto | Management | For | For |
1e | Elect Director Erin L. McSweeney | Management | For | For |
1f | Elect Director Willy C. Shih | Management | For | For |
1g | Elect Director Charles K. Stevens, III | Management | For | For |
1h | Elect Director Lay Koon Tan | Management | For | For |
1i | Elect Director William D. Watkins | Management | For | For |
1j | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
GENPACT LIMITED
MEETING DATE: MAY 05, 2021 |
||||
TICKER: G
SECURITY ID: G3922B107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N.V. "Tiger" Tyagarajan | Management | For | For |
1.2 | Elect Director James Madden | Management | For | For |
1.3 | Elect Director Ajay Agrawal | Management | For | For |
1.4 | Elect Director Stacey Cartwright | Management | For | For |
1.5 | Elect Director Laura Conigliaro | Management | For | For |
1.6 | Elect Director Tamara Franklin | Management | For | For |
1.7 | Elect Director Carol Lindstrom | Management | For | For |
1.8 | Elect Director CeCelia Morken | Management | For | For |
1.9 | Elect Director Mark Nunnelly | Management | For | For |
1.10 | Elect Director Brian Stevens | Management | For | For |
1.11 | Elect Director Mark Verdi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG as Auditors | Management | For | For |
HUBSPOT, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: HUBS
SECURITY ID: 443573100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian Halligan | Management | For | For |
1b | Elect Director Ron Gill | Management | For | For |
1c | Elect Director Jill Ward | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
II-VI INCORPORATED
MEETING DATE: NOV 09, 2020 |
||||
TICKER: IIVI
SECURITY ID: 902104108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Corasanti | Management | For | For |
1b | Elect Director Patricia Hatter | Management | For | For |
1c | Elect Director Marc Y. E. Pelaez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INPHI CORPORATION
MEETING DATE: APR 15, 2021 |
||||
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
INTUIT INC.
MEETING DATE: JAN 21, 2021 |
||||
TICKER: INTU
SECURITY ID: 461202103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eve Burton | Management | For | For |
1b | Elect Director Scott D. Cook | Management | For | For |
1c | Elect Director Richard L. Dalzell | Management | For | For |
1d | Elect Director Sasan K. Goodarzi | Management | For | For |
1e | Elect Director Deborah Liu | Management | For | For |
1f | Elect Director Tekedra Mawakana | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Brad D. Smith | Management | For | For |
1j | Elect Director Thomas Szkutak | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Jeff Weiner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
KUAISHOU TECHNOLOGY
MEETING DATE: MAY 28, 2021 |
||||
TICKER: 1024
SECURITY ID: G53263102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Su Hua as Director | Management | For | Against |
3 | Elect Cheng Yixiao as Director | Management | For | Against |
4 | Elect Zhang Fei as Director | Management | For | Against |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2020 |
||||
TICKER: LRCX
SECURITY ID: 512807108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
1.2 | Elect Director Timothy M. Archer | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Bethany J. Mayer | Management | For | For |
1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
1.9 | Elect Director Leslie F. Varon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
LG CHEM LTD.
MEETING DATE: OCT 30, 2020 |
||||
TICKER: 051910
SECURITY ID: Y52758102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Split-Off Agreement | Management | For | For |
LG CHEM LTD.
MEETING DATE: MAR 25, 2021 |
||||
TICKER: 051910
SECURITY ID: Y52758102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect Cha Dong Seok as Inside Director | Management | For | For |
4 | Elect Kim Mun-Su as Outside Director to Serve as an Audit Committee Member | Management | For | Against |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
LYFT, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: LYFT
SECURITY ID: 55087P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Zimmer | Management | For | For |
1.2 | Elect Director Valerie Jarrett | Management | For | For |
1.3 | Elect Director David Lawee | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUL 23, 2020 |
||||
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tudor Brown | Management | For | For |
1B | Elect Director Brad Buss | Management | For | For |
1C | Elect Director Edward Frank | Management | For | For |
1D | Elect Director Richard S. Hill | Management | For | For |
1E | Elect Director Bethany Mayer | Management | For | For |
1F | Elect Director Matthew J. Murphy | Management | For | For |
1G | Elect Director Michael Strachan | Management | For | For |
1H | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: APR 15, 2021 |
||||
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reduce Supermajority Vote Requirement to Approve Merger | Management | For | For |
2 | Approve Merger Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: JUN 22, 2021 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Merit E. Janow | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Steven J. Freiberg | Management | For | For |
1e | Elect Director Julius Genachowski | Management | For | For |
1f | Elect Director Choon Phong Goh | Management | For | For |
1g | Elect Director Oki Matsumoto | Management | For | For |
1h | Elect Director Michael Miebach | Management | For | For |
1i | Elect Director Youngme Moon | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Gabrielle Sulzberger | Management | For | For |
1m | Elect Director Jackson Tai | Management | For | For |
1n | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
MERCADOLIBRE, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: MELI
SECURITY ID: 58733R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicolas Galperin | Management | For | For |
1.2 | Elect Director Henrique Dubugras | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Co. S.A as Auditors | Management | For | For |
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 14, 2021 |
||||
TICKER: MU
SECURITY ID: 595112103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Beyer | Management | For | For |
1b | Elect Director Lynn A. Dugle | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Mary Pat McCarthy | Management | For | For |
1e | Elect Director Sanjay Mehrotra | Management | For | For |
1f | Elect Director Robert E. Switz | Management | For | For |
1g | Elect Director MaryAnn Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2020 |
||||
TICKER: MSFT
SECURITY ID: 594918104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Charles W. Scharf | Management | For | For |
1.8 | Elect Director Arne M. Sorenson | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
MONGODB, INC.
MEETING DATE: JUL 10, 2020 |
||||
TICKER: MDB
SECURITY ID: 60937P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Archana Agrawal | Management | For | For |
1.2 | Elect Director Hope Cochran | Management | For | For |
1.3 | Elect Director Dwight Merriman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
NETFLIX, INC.
MEETING DATE: JUN 03, 2021 |
||||
TICKER: NFLX
SECURITY ID: 64110L106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard N. Barton | Management | For | Withhold |
1b | Elect Director Rodolphe Belmer | Management | For | For |
1c | Elect Director Bradford L. Smith | Management | For | For |
1d | Elect Director Anne M. Sweeney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
6 | Improve the Executive Compensation Philosophy | Shareholder | Against | Against |
NUTANIX, INC.
MEETING DATE: DEC 11, 2020 |
||||
TICKER: NTNX
SECURITY ID: 67059N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Bostrom | Management | For | For |
1b | Elect Director Steven J. Gomo | Management | For | For |
1c | Elect Director Max de Groen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NVIDIA CORPORATION
MEETING DATE: JUN 03, 2021 |
||||
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director John O. Dabiri | Management | For | For |
1d | Elect Director Persis S. Drell | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director Stephen C. Neal | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Aarti Shah | Management | For | For |
1m | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
NXP SEMICONDUCTORS N.V.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Kurt Sievers as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Elect Annette Clayton as Non-Executive Director | Management | For | For |
3d | Elect Anthony Foxx as Non-Executive Director | Management | For | For |
3e | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3f | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect Lena Olving as Non-Executive Director | Management | For | For |
3h | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3j | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
3k | Reelect Gregory L. Summe as Non-Executive Director | Management | For | For |
3l | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
8 | Approve Remuneration of the Non Executive Members of the Board | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 20, 2021 |
||||
TICKER: ON
SECURITY ID: 682189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Atsushi Abe | Management | For | For |
1b | Elect Director Alan Campbell | Management | For | For |
1c | Elect Director Susan K. Carter | Management | For | For |
1d | Elect Director Thomas L. Deitrich | Management | For | For |
1e | Elect Director Gilles Delfassy | Management | For | For |
1f | Elect Director Hassane S. El-Khoury | Management | For | For |
1g | Elect Director Bruce E. Kiddoo | Management | For | For |
1h | Elect Director Paul A. Mascarenas | Management | For | For |
1i | Elect Director Gregory L. Waters | Management | For | For |
1j | Elect Director Christine Y. Yan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
PAGSEGURO DIGITAL LTD.
MEETING DATE: JUL 29, 2020 |
||||
TICKER: PAGS
SECURITY ID: G68707101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director Luis Frias | Management | For | For |
2.2 | Elect Director Maria Judith de Brito | Management | For | For |
2.3 | Elect Director Eduardo Alcaro | Management | For | For |
2.4 | Elect Director Noemia Mayumi Fukugauti Gushiken | Management | For | For |
2.5 | Elect Director Cleveland Prates Teixeira | Management | For | For |
2.6 | Elect Director Marcia Nogueira de Mello | Management | For | For |
2.7 | Elect Director Ricardo Dutra da Silva | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: PYPL
SECURITY ID: 70450Y103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Belinda J. Johnson | Management | For | For |
1f | Elect Director Gail J. McGovern | Management | For | For |
1g | Elect Director Deborah M. Messemer | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
PINDUODUO, INC.
MEETING DATE: JUL 22, 2020 |
||||
TICKER: PDD
SECURITY ID: 722304102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zheng Huang | Management | For | For |
2 | Elect Director Haifeng Lin | Management | For | For |
3 | Elect Director Nanpeng Shen | Management | For | For |
4 | Elect Director Qi Lu | Management | For | For |
5 | Elect Director George Yong-Boon Yeo | Management | For | For |
6 | Elect Director Anthony Kam Ping Leung | Management | For | For |
7 | Elect Director Lei Chen | Management | For | For |
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2021 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sylvia Acevedo | Management | For | For |
1b | Elect Director Mark Fields | Management | For | For |
1c | Elect Director Jeffrey W. Henderson | Management | For | For |
1d | Elect Director Gregory N. Johnson | Management | For | For |
1e | Elect Director Ann M. Livermore | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Jamie S. Miller | Management | For | For |
1i | Elect Director Steve Mollenkopf | Management | For | For |
1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1k | Elect Director Irene B. Rosenfeld | Management | For | For |
1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALTRICS INTERNATIONAL INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: XM
SECURITY ID: 747601201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Egon Durban | Management | For | For |
1b | Elect Director Sindhu Gangadharan | Management | For | For |
1c | Elect Director Paula Hansen | Management | For | For |
1d | Elect Director Christian Klein | Management | For | For |
1e | Elect Director Luka Mucic | Management | For | For |
1f | Elect Director Donald Paoni | Management | For | For |
1g | Elect Director Zig Serafin | Management | For | For |
1h | Elect Director Ryan Smith | Management | For | For |
1i | Elect Director Kelly Steckelberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
RAPID7, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: RPD
SECURITY ID: 753422104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Berry | Management | For | For |
1.2 | Elect Director Marc Brown | Management | For | For |
1.3 | Elect Director Christina Kosmowski | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUL 15, 2020 |
||||
TICKER: 500325
SECURITY ID: Y72570180
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reelect Hital R. Meswani as Director | Management | For | Against |
4 | Reelect P.M.S. Prasad as Director | Management | For | Against |
5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
6 | Elect K. V. Chowdary as Director | Management | For | Against |
7 | Approve Remuneration of Cost Auditors | Management | For | For |
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUL 15, 2020 |
||||
TICKER: 500325
SECURITY ID: Y72596102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reelect Hital R. Meswani as Director | Management | For | Against |
4 | Reelect P.M.S. Prasad as Director | Management | For | Against |
5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
6 | Elect K. V. Chowdary as Director | Management | For | Against |
7 | Approve Remuneration of Cost Auditors | Management | For | For |
RELIANCE INDUSTRIES LTD.
MEETING DATE: MAR 31, 2021 |
||||
TICKER: 500325
SECURITY ID: Y72570180
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
RELIANCE INDUSTRIES LTD.
MEETING DATE: MAR 31, 2021 |
||||
TICKER: 500325
SECURITY ID: Y72596102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUN 24, 2021 |
||||
TICKER: 500325
SECURITY ID: Y72570206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Accept Financial Statements and Statutory Reports | Management | For | For |
1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend | Management | For | For |
3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
5 | Reelect Shumeet Banerji as Director | Management | For | For |
6 | Approve Remuneration of Cost Auditors | Management | For | For |
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUN 24, 2021 |
||||
TICKER: 500325
SECURITY ID: Y72596102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Accept Financial Statements and Statutory Reports | Management | For | For |
1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend | Management | For | For |
3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
5 | Reelect Shumeet Banerji as Director | Management | For | For |
6 | Approve Remuneration of Cost Auditors | Management | For | For |
SALESFORCE.COM, INC.
MEETING DATE: JUN 10, 2021 |
||||
TICKER: CRM
SECURITY ID: 79466L302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Craig Conway | Management | For | For |
1c | Elect Director Parker Harris | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Robin Washington | Management | For | For |
1j | Elect Director Maynard Webb | Management | For | For |
1k | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
SAMSUNG ELECTRONICS CO., LTD.
MEETING DATE: MAR 17, 2021 |
||||
TICKER: 005930
SECURITY ID: Y74718100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SHOPIFY INC.
MEETING DATE: MAY 26, 2021 |
||||
TICKER: SHOP
SECURITY ID: 82509L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tobias Luetke | Management | For | For |
1B | Elect Director Robert Ashe | Management | For | For |
1C | Elect Director Gail Goodman | Management | For | For |
1D | Elect Director Colleen Johnston | Management | For | For |
1E | Elect Director Jeremy Levine | Management | For | For |
1F | Elect Director John Phillips | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
4 | Re-approve Long Term Incentive Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SQUARE, INC.
MEETING DATE: JUN 15, 2021 |
||||
TICKER: SQ
SECURITY ID: 852234103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy Garutti | Management | For | For |
1.2 | Elect Director Mary Meeker | Management | For | For |
1.3 | Elect Director Lawrence Summers | Management | For | For |
1.4 | Elect Director Darren Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | Against |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: 2330
SECURITY ID: Y84629107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | Did Not Vote |
2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | Did Not Vote |
3 | Approve Issuance of Restricted Stocks | Management | For | Did Not Vote |
4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | Did Not Vote |
4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | Did Not Vote |
4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | Did Not Vote |
4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | Did Not Vote |
4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | Did Not Vote |
4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | Did Not Vote |
4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | Did Not Vote |
4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | Did Not Vote |
4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | Did Not Vote |
4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | Did Not Vote |
TENABLE HOLDINGS, INC.
MEETING DATE: MAY 25, 2021 |
||||
TICKER: TENB
SECURITY ID: 88025T102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
1.2 | Elect Director Kimberly L. Hammonds | Management | For | For |
1.3 | Elect Director Jerry M. Kennelly | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TWILIO INC.
MEETING DATE: JUN 16, 2021 |
||||
TICKER: TWLO
SECURITY ID: 90138F102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Lawson | Management | For | For |
1.2 | Elect Director Byron Deeter | Management | For | For |
1.3 | Elect Director Jeffrey Epstein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UBER TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2021 |
||||
TICKER: UBER
SECURITY ID: 90353T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald Sugar | Management | For | For |
1b | Elect Director Revathi Advaithi | Management | For | For |
1c | Elect Director Ursula Burns | Management | For | For |
1d | Elect Director Robert Eckert | Management | For | For |
1e | Elect Director Amanda Ginsberg | Management | For | For |
1f | Elect Director Dara Khosrowshahi | Management | For | For |
1g | Elect Director Wan Ling Martello | Management | For | For |
1h | Elect Director Yasir Al-Rumayyan | Management | For | For |
1i | Elect Director John Thain | Management | For | For |
1j | Elect Director David I. Trujillo | Management | For | For |
1k | Elect Director Alexander Wynaendts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
VISA INC.
MEETING DATE: JAN 26, 2021 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Ramon Laguarta | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Denise M. Morrison | Management | For | For |
1i | Elect Director Suzanne Nora Johnson | Management | For | For |
1j | Elect Director Linda J. Rendle | Management | For | For |
1k | Elect Director John A. C. Swainson | Management | For | For |
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
WORKDAY, INC.
MEETING DATE: JUN 08, 2021 |
||||
TICKER: WDAY
SECURITY ID: 98138H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aneel Bhusri | Management | For | For |
1.2 | Elect Director Ann-Marie Campbell | Management | For | For |
1.3 | Elect Director David A. Duffield | Management | For | For |
1.4 | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ZOOM VIDEO COMMUNICATIONS, INC.
MEETING DATE: JUN 17, 2021 |
||||
TICKER: ZM
SECURITY ID: 98980L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Chadwick | Management | For | For |
1.2 | Elect Director Kimberly L. Hammonds | Management | For | For |
1.3 | Elect Director Dan Scheinman | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY ADVISOR UTILITIES FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 20, 2021 |
||||
TICKER: AEP
SECURITY ID: 025537101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Art A. Garcia | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
1.9 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.10 | Elect Director Oliver G. Richard, III | Management | For | For |
1.11 | Elect Director Daryl Roberts | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 23, 2021 |
||||
TICKER: CNP
SECURITY ID: 15189T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie D. Biddle | Management | For | For |
1b | Elect Director Milton Carroll | Management | For | For |
1c | Elect Director Wendy Montoya Cloonan | Management | For | For |
1d | Elect Director Earl M. Cummings | Management | For | For |
1e | Elect Director David J. Lesar | Management | For | For |
1f | Elect Director Martin H. Nesbitt | Management | For | For |
1g | Elect Director Theodore F. Pound | Management | For | For |
1h | Elect Director Phillip R. Smith | Management | For | For |
1i | Elect Director Barry T. Smitherman | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLEARWAY ENERGY, INC.
MEETING DATE: APR 29, 2021 |
||||
TICKER: CWEN
SECURITY ID: 18539C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Bram | Management | For | For |
1.2 | Elect Director Nathaniel Anschuetz | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Bruce MacLennan | Management | For | For |
1.5 | Elect Director Ferrell P. McClean | Management | For | For |
1.6 | Elect Director Daniel B. More | Management | For | For |
1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
1.8 | Elect Director Christopher S. Sotos | Management | For | For |
1.9 | Elect Director Scott Stanley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CLEARWAY ENERGY, INC.
MEETING DATE: APR 29, 2021 |
||||
TICKER: CWEN
SECURITY ID: 18539C204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Bram | Management | For | For |
1.2 | Elect Director Nathaniel Anschuetz | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Bruce MacLennan | Management | For | For |
1.5 | Elect Director Ferrell P. McClean | Management | For | For |
1.6 | Elect Director Daniel B. More | Management | For | For |
1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
1.8 | Elect Director Christopher S. Sotos | Management | For | For |
1.9 | Elect Director Scott Stanley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
DOMINION ENERGY, INC.
MEETING DATE: MAY 05, 2021 |
||||
TICKER: D
SECURITY ID: 25746U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James A. Bennett | Management | For | For |
1B | Elect Director Robert M. Blue | Management | For | For |
1C | Elect Director Helen E. Dragas | Management | For | For |
1D | Elect Director James O. Ellis, Jr. | Management | For | For |
1E | Elect Director D. Maybank Hagood | Management | For | For |
1F | Elect Director Ronald W. Jibson | Management | For | For |
1G | Elect Director Mark J. Kington | Management | For | For |
1H | Elect Director Joseph M. Rigby | Management | For | For |
1I | Elect Director Pamela J. Royal | Management | For | For |
1J | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1K | Elect Director Susan N. Story | Management | For | For |
1L | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
DUKE ENERGY CORPORATION
MEETING DATE: MAY 06, 2021 |
||||
TICKER: DUK
SECURITY ID: 26441C204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Browning | Management | For | For |
1.2 | Elect Director Annette K. Clayton | Management | For | For |
1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Director Robert M. Davis | Management | For | For |
1.5 | Elect Director Caroline Dorsa | Management | For | For |
1.6 | Elect Director W. Roy Dunbar | Management | For | For |
1.7 | Elect Director Nicholas C. Fanandakis | Management | For | For |
1.8 | Elect Director Lynn J. Good | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director E. Marie McKee | Management | For | For |
1.11 | Elect Director Michael J. Pacilio | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
EDISON INTERNATIONAL
MEETING DATE: APR 22, 2021 |
||||
TICKER: EIX
SECURITY ID: 281020107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Michael C. Camunez | Management | For | For |
1c | Elect Director Vanessa C.L. Chang | Management | For | For |
1d | Elect Director James T. Morris | Management | For | For |
1e | Elect Director Timothy T. O'Toole | Management | For | For |
1f | Elect Director Pedro J. Pizarro | Management | For | For |
1g | Elect Director Carey A. Smith | Management | For | For |
1h | Elect Director Linda G. Stuntz | Management | For | For |
1i | Elect Director William P. Sullivan | Management | For | For |
1j | Elect Director Peter J. Taylor | Management | For | For |
1k | Elect Director Keith Trent | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
EVERGY, INC.
MEETING DATE: MAY 04, 2021 |
||||
TICKER: EVRG
SECURITY ID: 30034W106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David A. Campbell | Management | For | For |
1b | Elect Director Mollie Hale Carter | Management | For | For |
1c | Elect Director Thomas D. Hyde | Management | For | For |
1d | Elect Director B. Anthony Isaac | Management | For | For |
1e | Elect Director Paul M. Keglevic | Management | For | For |
1f | Elect Director Mary L. Landrieu | Management | For | For |
1g | Elect Director Sandra A.J. Lawrence | Management | For | For |
1h | Elect Director Ann D. Murtlow | Management | For | For |
1i | Elect Director Sandra J. Price | Management | For | For |
1j | Elect Director Mark A. Ruelle | Management | For | For |
1k | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
1l | Elect Director John Arthur Stall | Management | For | For |
1m | Elect Director C. John Wilder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
EXELON CORPORATION
MEETING DATE: APR 27, 2021 |
||||
TICKER: EXC
SECURITY ID: 30161N101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony Anderson | Management | For | For |
1b | Elect Director Ann Berzin | Management | For | For |
1c | Elect Director Laurie Brlas | Management | For | For |
1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1e | Elect Director Christopher Crane | Management | For | For |
1f | Elect Director Yves de Balmann | Management | For | For |
1g | Elect Director Linda Jojo | Management | For | For |
1h | Elect Director Paul Joskow | Management | For | For |
1i | Elect Director Robert Lawless | Management | For | For |
1j | Elect Director John Richardson | Management | For | For |
1k | Elect Director Mayo Shattuck, III | Management | For | For |
1l | Elect Director John Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Child Labor Audit | Shareholder | Against | Against |
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2021 |
||||
TICKER: FE
SECURITY ID: 337932107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Anderson | Management | For | For |
1.2 | Elect Director Steven J. Demetriou | Management | For | For |
1.3 | Elect Director Julia L. Johnson | Management | For | For |
1.4 | Elect Director Jesse A. Lynn | Management | For | For |
1.5 | Elect Director Donald T. Misheff | Management | For | For |
1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
1.7 | Elect Director James F. O'Neil, III | Management | For | For |
1.8 | Elect Director Christopher D. Pappas | Management | For | For |
1.9 | Elect Director Luis A. Reyes | Management | For | For |
1.10 | Elect Director John W. Somerhalder, II | Management | For | For |
1.11 | Elect Director Steven E. Strah | Management | For | For |
1.12 | Elect Director Andrew Teno | Management | For | For |
1.13 | Elect Director Leslie M. Turner | Management | For | For |
1.14 | Elect Director Melvin Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEXTERA ENERGY PARTNERS, LP
MEETING DATE: APR 20, 2021 |
||||
TICKER: NEP
SECURITY ID: 65341B106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan D. Austin | Management | For | For |
1b | Elect Director Robert J. Byrne | Management | For | For |
1c | Elect Director Peter H. Kind | Management | For | For |
1d | Elect Director James L. Robo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEXTERA ENERGY, INC.
MEETING DATE: MAY 20, 2021 |
||||
TICKER: NEE
SECURITY ID: 65339F101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Amy B. Lane | Management | For | For |
1g | Elect Director David L. Porges | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director Lynn M. Utter | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
NISOURCE INC.
MEETING DATE: MAY 25, 2021 |
||||
TICKER: NI
SECURITY ID: 65473P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter A. Altabef | Management | For | For |
1b | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
1c | Elect Director Eric L. Butler | Management | For | For |
1d | Elect Director Aristides S. Candris | Management | For | For |
1e | Elect Director Wayne S. DeVeydt | Management | For | For |
1f | Elect Director Joseph Hamrock | Management | For | For |
1g | Elect Director Deborah A. Henretta | Management | For | For |
1h | Elect Director Deborah A. P. Hersman | Management | For | For |
1i | Elect Director Michael E. Jesanis | Management | For | For |
1j | Elect Director Kevin T. Kabat | Management | For | For |
1k | Elect Director Carolyn Y. Woo | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
NRG ENERGY, INC.
MEETING DATE: APR 29, 2021 |
||||
TICKER: NRG
SECURITY ID: 629377508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director E. Spencer Abraham | Management | For | For |
1b | Elect Director Antonio Carrillo | Management | For | For |
1c | Elect Director Matthew Carter, Jr. | Management | For | For |
1d | Elect Director Lawrence S. Coben | Management | For | For |
1e | Elect Director Heather Cox | Management | For | For |
1f | Elect Director Elisabeth B. Donohue | Management | For | For |
1g | Elect Director Mauricio Gutierrez | Management | For | For |
1h | Elect Director Paul W. Hobby | Management | For | For |
1i | Elect Director Alexandra Pruner | Management | For | For |
1j | Elect Director Anne C. Schaumburg | Management | For | For |
1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
PG&E CORPORATION
MEETING DATE: MAY 20, 2021 |
||||
TICKER: PCG
SECURITY ID: 69331C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl F. Campbell | Management | For | For |
1b | Elect Director Kerry W. Cooper | Management | For | For |
1c | Elect Director Arno L. Harris | Management | For | For |
1d | Elect Director Michael R. Niggli | Management | For | For |
1e | Elect Director Oluwadara (Dara) J. Treseder | Management | For | For |
1f | Elect Director Benjamin F. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2021 |
||||
TICKER: POR
SECURITY ID: 736508847
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney Brown | Management | For | For |
1b | Elect Director Jack Davis | Management | For | For |
1c | Elect Director Kirby Dyess | Management | For | For |
1d | Elect Director Mark Ganz | Management | For | For |
1e | Elect Director Marie Oh Huber | Management | For | For |
1f | Elect Director Kathryn Jackson | Management | For | For |
1g | Elect Director Michael Lewis | Management | For | For |
1h | Elect Director Michael Millegan | Management | For | For |
1i | Elect Director Neil Nelson | Management | For | For |
1j | Elect Director Lee Pelton | Management | For | For |
1k | Elect Director Maria Pope | Management | For | For |
1l | Elect Director James Torgerson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PPL CORPORATION
MEETING DATE: MAY 18, 2021 |
||||
TICKER: PPL
SECURITY ID: 69351T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arthur P. Beattie | Management | For | For |
1b | Elect Director Steven G. Elliott | Management | For | For |
1c | Elect Director Raja Rajamannar | Management | For | For |
1d | Elect Director Craig A. Rogerson | Management | For | For |
1e | Elect Director Vincent Sorgi | Management | For | For |
1f | Elect Director Natica von Althann | Management | For | For |
1g | Elect Director Keith H. Williamson | Management | For | For |
1h | Elect Director Phoebe A. Wood | Management | For | For |
1i | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 20, 2021 |
||||
TICKER: PEG
SECURITY ID: 744573106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph Izzo | Management | For | For |
1.2 | Elect Director Shirley Ann Jackson | Management | For | For |
1.3 | Elect Director Willie A. Deese | Management | For | For |
1.4 | Elect Director David Lilley | Management | For | For |
1.5 | Elect Director Barry H. Ostrowsky | Management | For | For |
1.6 | Elect Director Scott G. Stephenson | Management | For | For |
1.7 | Elect Director Laura A. Sugg | Management | For | For |
1.8 | Elect Director John P. Surma | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
SEMPRA ENERGY
MEETING DATE: MAY 14, 2021 |
||||
TICKER: SRE
SECURITY ID: 816851109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Boeckmann | Management | For | For |
1b | Elect Director Andres Conesa | Management | For | For |
1c | Elect Director Maria Contreras-Sweet | Management | For | For |
1d | Elect Director Pablo A. Ferrero | Management | For | For |
1e | Elect Director William D. Jones | Management | For | For |
1f | Elect Director Jeffrey W. Martin | Management | For | For |
1g | Elect Director Bethany J. Mayer | Management | For | For |
1h | Elect Director Michael N. Mears | Management | For | For |
1i | Elect Director Jack T. Taylor | Management | For | For |
1j | Elect Director Cynthia L. Walker | Management | For | For |
1k | Elect Director Cynthia J. Warner | Management | For | For |
1l | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
5 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Against |
SUNNOVA ENERGY INTERNATIONAL INC.
MEETING DATE: MAY 19, 2021 |
||||
TICKER: NOVA
SECURITY ID: 86745K104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nora Mead Brownell | Management | For | For |
1.2 | Elect Director Mark Longstreth | Management | For | For |
1.3 | Elect Director C. Park Shaper | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
THE AES CORPORATION
MEETING DATE: APR 22, 2021 |
||||
TICKER: AES
SECURITY ID: 00130H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet G. Davidson | Management | For | For |
1.2 | Elect Director Andres R. Gluski | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director Holly K. Koeppel | Management | For | For |
1.5 | Elect Director Julia M. Laulis | Management | For | For |
1.6 | Elect Director James H. Miller | Management | For | For |
1.7 | Elect Director Alain Monie | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Moises Naim | Management | For | For |
1.10 | Elect Director Teresa M. Sebastian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
THE SOUTHERN COMPANY
MEETING DATE: MAY 26, 2021 |
||||
TICKER: SO
SECURITY ID: 842587107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janaki Akella | Management | For | For |
1b | Elect Director Juanita Powell Baranco | Management | For | For |
1c | Elect Director Henry A. Clark, III | Management | For | For |
1d | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1e | Elect Director Thomas A. Fanning | Management | For | For |
1f | Elect Director David J. Grain | Management | For | For |
1g | Elect Director Colette D. Honorable | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director John D. Johns | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director Ernest J. Moniz | Management | For | For |
1l | Elect Director William G. Smith, Jr. | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
VISTRA CORP.
MEETING DATE: APR 28, 2021 |
||||
TICKER: VST
SECURITY ID: 92840M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott B. Helm | Management | For | For |
1.2 | Elect Director Hilary E. Ackermann | Management | For | For |
1.3 | Elect Director Arcilia C. Acosta | Management | For | For |
1.4 | Elect Director Gavin R. Baiera | Management | For | For |
1.5 | Elect Director Paul M. Barbas | Management | For | For |
1.6 | Elect Director Lisa Crutchfield | Management | For | For |
1.7 | Elect Director Brian K. Ferraioli | Management | For | For |
1.8 | Elect Director Jeff D. Hunter | Management | For | For |
1.9 | Elect Director Curtis A. Morgan | Management | For | For |
1.10 | Elect Director John R. Sult | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Commonwealth Trust II Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust |
Fidelity Hanover Street Trust
Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Lisa Goulemas my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2021.
WITNESS my hand on this 1st day of June 2021.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer