-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LizU5wb6+YHFsi5Ppz5s1A6JDb/mRRbDlkVkEIUUx7r0Rnt93FSLtpztNFSu07Bi HxaP34Cr80B/rTxf4rJFYQ== 0000315665-96-000004.txt : 19961030 0000315665-96-000004.hdr.sgml : 19961030 ACCESSION NUMBER: 0000315665-96-000004 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960831 FILED AS OF DATE: 19961029 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL TRUST II / CENTRAL INDEX KEY: 0000315665 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 046452949 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 002-66976 FILM NUMBER: 96649230 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CTR CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6174263750 FORMER COMPANY: FORMER CONFORMED NAME: COLONIAL MONEY MARKET FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: COLONIAL TRUST II DATE OF NAME CHANGE: 19920505 FORMER COMPANY: FORMER CONFORMED NAME: COLONIAL MONEY MARKET TRUST/MA/ DATE OF NAME CHANGE: 19910917 24F-2NT 1 Rule 24f-2 Notice Colonial Trust II File #2-66976 1. Colonial Trust II One Financial Center Boston, MA 02111 2. Name of each series or class of funds for which this notice is filed: Colonial U.S. Government Fund. Classes A & B Colonial Government Money Market Fund. Classes A, B & D Colonial Adjustable Rate U.S. Government Fund, Classes A, B & C Colonial Newport Japan Fund, Classes A, B, D & Z Colonial Newport Tiger Cub Fund, Classes A, B, D & Z 3. Investment Company Act File # 811-3009 Securities Act File Number # 2-66976 4. Last day of fiscal year for which this notice is filed: 8/31/96 5. Check box if this notice is being filed more than 180 days after the close of the issuer's fiscal year for purposes of reporting securities sold after the close of the fiscal year but before termination of the issuer's 24f-2 declaration. 6. Date of termination of issuer's declaration under rule 24-f2(a)(1),if applicable: 7. Number and amount of securities of the same class or series which had been registered under the Securities Act of 1933 other than pursuant to rule 24-f2 in a prior fiscal year, but which remained unsold at the beginning of the fiscal year: 0 8. Number and amount of securities registered during the fiscal year other than pursuant to rule 24f-2: 0 9. Number and aggregate sale price of securities sold during the fiscal year: Shares 1,203,892,120 Dollars $ 1,392,815,459 10. Number and aggregate sale price of securities sold during the fiscal year in reliance upon registration pursuant to rule 24f-2: Shares 1,203,892,120 Dollars $ 1,392,815,459 11. Number and aggregate sale price of securities issued during the fiscal year in connection with dividend reinvestment plans, if applicable: (Included in Item 10) 12. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year in reliance on rule 24f-2: $ 1,392,815,459 (ii) Aggregate price of shares issued in connection with dividend reinvestment plans: (Included in 12 (i) above) (iii)Aggregate price of shares redeemed or repurchased during the fiscal year: $ 1,656,157,959 (iv) Aggregate price of shares redeemed or repurchased and previously applied as a reduction to filing fees pursuant to rule 24e-2: 0 (v) Net aggregate price of securities sold and issued during the fiscal year in reliance on rule 24f-2: $ (263,342,500) (vi) Multiplier prescribed by Section 6(b) of the Securities Act of 1933 or other applicable law or regulation: 0.00034482758 (vii)Fee due: $(0.00) 13. Date of Mailing or wire transfer of filing fee to the Commission's lockbox depository 10/29/96 This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the date indicated. By ________________________ Peter L. Lydecker Vice President October 29, 1996 October 29, 1996 Colonial Trust II One Financial Center Boston, Massachusetts 02111 Ladies and Gentlemen: We understand that Colonial Trust II (the "Trust") is about to file a Rule 24f-2 Notice (the "Notice") with the Securities and Exchange Commission (the "Commission") pursuant to Rule 24f-2 (the "Rule") under the Investment Company Act of 1940, as amended, making definite the registration of 1,203,892,119.66 shares of beneficial interest (the "Shares") of the Trust sold in reliance upon the Rule during the Trust's fiscal year ended August 31, 1996. We have acted as counsel for the Trust since its organization and are familiar with the action taken by its board of trustees to authorize the issuance of the Shares. We have examined records of meetings of its board of trustees and shareholders, its By-Laws and its Agreement and Declaration of Trust and amendments thereto on file at the office of the Secretary of the Commonwealth of Massachusetts. We have also examined such other documents as we deem necessary for the purpose of this opinion. We assume that appropriate action has been taken to register or qualify the sale of the Shares under any applicable state and federal laws regulating offerings and sales of securities and that the Notice will be timely filed. We also assume that the Trust or its authorized agent received the authorized payment for the Shares in accordance with the terms described in the Trust's Registration Statement (File No. 811-3009) under the Securities Act of 1933. Based upon the foregoing, we are of the opinion that the Shares were validly issued, fully paid and nonassessable. The Trust is an entity of the type commonly known as a "Massachusetts Business Trust." Under Massachusetts law, shareholders could, under certain circumstances, be held personally liable for the obligations of the Trust. However, the Agreement and Declaration of Trust disclaims shareholder liability for acts or obligations of the Trust and requires that notice of such disclaimer be given in each agreement, obligation, or instrument entered into or executed by the Trust or the Trustees. The Agreement and Declaration of Trust provides for indemnification out of the Trust property for all loss and expense of any shareholder held personally liable for the obligations of the Trust. Thus, the risk of a shareholder incurring financial loss on account of shareholder liability is limited to circumstances in which the Trust itself would be unable to meet its obligations. We consent to this opinion accompanying the Notice when filed with the Commission. Very truly yours, Ropes & Gray -----END PRIVACY-ENHANCED MESSAGE-----