0000021847-01-500189.txt : 20011101
0000021847-01-500189.hdr.sgml : 20011101
ACCESSION NUMBER: 0000021847-01-500189
CONFORMED SUBMISSION TYPE: 485APOS
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIBERTY FUNDS TRUST II
CENTRAL INDEX KEY: 0000315665
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 046452949
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 485APOS
SEC ACT: 1933 Act
SEC FILE NUMBER: 002-66976
FILM NUMBER: 1772311
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL CTR
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 6174263750
FORMER COMPANY:
FORMER CONFORMED NAME: COLONIAL MONEY MARKET FUND
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: COLONIAL TRUST II
DATE OF NAME CHANGE: 19920505
FORMER COMPANY:
FORMER CONFORMED NAME: COLONIAL TRUST II /
DATE OF NAME CHANGE: 19950926
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIBERTY FUNDS TRUST II
CENTRAL INDEX KEY: 0000315665
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 046452949
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 485APOS
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-03009
FILM NUMBER: 1772312
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL CTR
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 6174263750
FORMER COMPANY:
FORMER CONFORMED NAME: COLONIAL MONEY MARKET FUND
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: COLONIAL TRUST II
DATE OF NAME CHANGE: 19920505
FORMER COMPANY:
FORMER CONFORMED NAME: COLONIAL TRUST II /
DATE OF NAME CHANGE: 19950926
485APOS
1
pea57_extension.txt
N-1A FILING
Registration Numbers: 2-66976
811-3009
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ X ]
Pre-Effective Amendment No. [ ]
--------------
Post-Effective Amendment No. 57 [ X ]
--------------
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [ X ]
Amendment No. 57 [ X ]
------------
LIBERTY FUNDS TRUST II
----------------------
(Exact Name of Registrant as Specified in Charter)
One Financial Center, Boston, Massachusetts 02111
-------------------------------------------------
(Address of Principal Executive Offices)
(617) 426-3750
(Registrant's Telephone Number, Including Area Code)
Name and Address of Agent for Service: Copy to:
-------------------------------------- --------
William J. Ballou, Esquire John M. Loder, Esquire
Colonial Management Associates, Inc. Ropes & Gray
One Financial Center One International Place
Boston, Massachusetts 02111 Boston, Massachusetts 02110-2624
It is proposed that this filing will become effective (check appropriate box):
[ ] immediately upon filing pursuant to paragraph (b)
[ ] on [date] pursuant to paragraph (b)
[ X ] 60 days after filing pursuant to paragraph (a)(1)
[ ] on [date] pursuant to paragraph (a)(1) of Rule 485
[ ] 75 days after filing pursuant to paragraph (a)(2)
[ ] on [date] pursuant to paragraph (a)(2) of Rule 485
If appropriate check the following box:
[ ] this post-effective amendment designates a new effective date
for a previously filed post-effective amendment.
This Post-Effective Amendment hereby incorporates by reference the following
documents that are contained in Post-Effective Amendment No. 49 to the
registration statement on Form N-1A of Liberty Funds Trust II (File Nos.
811-3009 and 2-66976), filed with the Securities and Exchange Commission on
January 26, 2001, (Accession Number 0000021832-01-000029)(the "Registration
Statement") :
With respect to the Liberty Daily Income Fund (formerly, Liberty Income II
Fund), Part A (Prospectus) and Part B (Statement of Additional Information) of
the Registration Statement.
PART C. OTHER INFORMATION
Item 23. Exhibits:
Liberty Daily Income Fund (LDIF)
(a)(1) Amendment No. 5 to the Agreement and Declaration of Trust (6)
(a)(2) Amendment No. 6 to the Agreement and Declaration of Trust (7)
(a)(3) Amendment No. 7 to the Agreement and Declaration of Trust (9)
(b) Amended By-Laws dated 6/20/01
(c) Form of Specimen of Share Certificate - filed as Exhibit 4 in
Part C, Item 24(b) of Post-Effective Amendment No. 45 to the
Registration Statement on Form N-1A of Liberty Funds Trust IV
(File Nos. 2-62492 and 811-2865), filed with the Commission on
or about March 21, 1997, and is hereby incorporated by
reference and made a part of this Registration Statement
(d) Management Agreement between Liberty Funds Trust II on behalf
of LDIF and Stein Roe and Farnham, Incorporated*
(e)(1) Distribution Agreement between the Registrant and Liberty
Funds Distributor, Inc. - filed as Exhibit 6.(a) in Part C,
Item 24(b) of Post-Effective Amendment No. 17 to the
Registration Statement on Form N-1A of Liberty Funds Trust VI
(File Nos. 33-45117 and 811-6529), filed with the Commission
on or about May 24, 1999, and is hereby incorporated by
reference and made a part of this Registration Statement
(e)(2) Appendix I to the Distribution Agreement between the
Registrant and Liberty Funds Distributor, Inc.*
(e)(3) 12b-1 Plan Implementing Agreement between the Registrant and
Liberty Funds Distributor, Inc. - filed as Exhibit 6.(b) in
Part C, Item 24(b) of Post-Effective Amendment No. 17 to the
Registration Statement on Form N-1A of Liberty Funds Trust VI
(File Nos. 33-45117 and 811-6529), filed with the Commission
on or about May 24, 1999, and is hereby incorporated by
reference and made a part of this Registration Statement
(e)(4) Appendix I to the 12b-1 Plan Implementing Agreement between
the Registrant and Liberty Funds Distributor, Inc.*
(e)(5) Form of Selling Agreement with Liberty Funds Distributor, Inc.
- filed as Exhibit 6.(b) in Part C, Item 24(b) of
Post-Effective Amendment No. 49 to the Registration Statement
on Form N-1A of Liberty Funds Trust I (File Nos. 2-41251 and
811-2214), filed with the Commission on or about November 20,
1998, and is hereby incorporated by reference and made a part
of this Registration Statement
(e)(6) Form of Asset Retention Agreement - filed as Exhibit 6.(d) in
Part C, Item 24(b) of Post-Effective Amendment No. 10 to the
Registration Statement on Form N-1A of Liberty Funds Trust VI
(File Nos. 33-45117 and 811-6529), filed with the Commission
on or about September 27, 1996, and is hereby incorporated by
reference and made a part of this Registration Statement
(f) Not Applicable
(g) Form of Custodian Contract between Registrant and State Street
Bank and Trust Company*
(h)(1) Amended and Restated Shareholders' Servicing and Transfer
Agent Agreement as amended with Liberty Funds Services, Inc. -
filed as Exhibit 9(b) in Part C, Item 24(b) of Post-Effective
Amendment No. 10 to the Registration Statement on Form N-1A of
Liberty Funds Trust VI (File Nos. 33-45117 and 811-6529),
filed with the Commission on or about September 27, 1996, and
is hereby incorporated by reference and made a part of this
Registration Statement
(h)(2) Amendment No. 18 to Schedule A of Amended and Restated
Shareholders' Servicing and Transfer Agent Agreement as
amended - filed as Exhibit (h)(2) in Part C, Item 23 of
Post-Effective Amendment No. 62 to the Registration Statement
on Form N-1A of Liberty Funds Trust I (File Nos. 2-41251 and
811-2214), filed with the Commission on or about May 17, 2000,
and is hereby incorporated by reference and made a part of
this Registration Statement
(h)(3) Amendment No. __ to Appendix I of Amended and Restated
Shareholders' Servicing and Transfer Agent Agreement as
amended*
(h)(4) Pricing and Bookkeeping Agreement with Colonial Management
Associates, Inc. - filed as Exhibit 9(b) in Part C, Item 24(b)
of Post-Effective Amendment No. 10 to the Registration
Statement of Form N-1A of Liberty Funds Trust VI (File Nos.
33-45117 and 811-6529), filed with the Commission on or about
September 27, 1996, and is hereby incorporated by reference
and made a part of this Registration Statement
(h)(5) Amendment to Pricing and Bookkeeping Agreement dated July 1,
2001 - filed as Exhibit (h)(5) in Part C, Item 23 of Post-
Effective Amendment No. 23 to the Registration Statement on
Form N-1A of Liberty Funds Trust VI (File Nos. 33-45117 &
811-6529), filed with the Commission on or about August 31,
2001, and is hereby incorporated by reference and made a part
of this Registration Statement
(h)(6) Amendment to Appendix I of Pricing and Bookkeeping Agreement*
(h)(7) Amended and Restated Credit Agreement with Bank of America -
filed as Exhibit (h)(7) in Part C, Item 23 of Post-Effective
Amendment No. 110 to the Registration Statement on Form N-1A
of Liberty Funds Trust III (File Nos. 2-15184 and 811-881),
filed with the Commission on or about August 12, 1999, and is
hereby incorporated by reference and made part of this
Registration Statement
(h)(8) Amendment dated June 30, 2000 to the Amended and Restated
Credit Agreement - filed as Exhibit (h)(9) in Part C, Item 23
of Post-Effective Amendment No. 115 to the Registration
Statement on Form N-1A of Liberty Funds Trust III (File Nos.
2-15184 and 811-881), filed with the Commission on or about
October 4, 2000, and is hereby incorporated by reference and
made part of this Registration Statement
(h)(9) Second Amendment dated January 26, 2001 to the Amended and
Restated Credit Agreement with Bank of America, N.A. - filed
as Exhibit (h)(8) in Part C, Item 23 of Post-Effective
Amendment No. 64 to the Registration Statement on Form N-1A of
Liberty Funds Trust I (File Nos. 2-41251 and 811-2214), filed
with the Commission on or abut February 27, 2001, and is
hereby incorporated by reference and made a part of this
Registration Statement
(h)(10) Third Amendment dated May 14, 2001 to the Amended and Restated
Credit Agreement with Bank of America, N.A. - filed as Exhibit
(h)(9) in Part C, Item 23 of Post-Effective Amendment No. 30
to the Registration Statement on Form N-1A of Liberty Funds
Trust V (File Nos. 33-12109 and 811-5030), filed with the
Commission on or about May 23, 2001, and is hereby
incorporated by reference and made a part of this Registration
Statement.
(h)(11) Fourth Amendment dated June 1, 2001 to the Amended and
Restated Credit Agreement with Bank of America, N.A. - filed
as Exhibit (h)(11) in Part C, Item 23 of Post-
Effective Amendment No. 23 to the Registration Statement on
Form N-1A of Liberty Funds Trust VI (File Nos. 33-45117 &
811-6529), filed with the Commission on or about August 31,
2001, and is hereby incorporated by reference and made a part
of this Registration Statement
(h)(12) Administration Agreement with Colonial Management Associates
Inc. (LDIF)*
(i) Opinion and Consent of Counsel (with respect to LDIF)*
(j) Not Applicable
(k) Not Applicable
(l) Not Applicable
(m) Rule 12b-1 Distribution Plan*
(n) Not applicable
(o) Plan pursuant to Rule 18f-3(d) under the Investment Company
Act of 1940 - filed as Exhibit (o) in Part C, Item 23 of
Post-Effective Amendment No. 63 to the Registration Statement
on Form N-1A of Liberty Funds Trust I (File Nos. 2-41251 and
811-2214), filed with the Commission on or about July 19,
2000, and is hereby incorporated by reference and made a part
of this Registration Statement
(p) Code of Ethics of the Liberty Financial Companies: Colonial,
Stein Roe, Crabbe Huson, Newport, the Funds and Liberty Funds
Distributor, Inc. (10)
Power of Attorney for: Douglas A. Hacker, Janet Langford Kelly, Richard W.
Lowry, Salvatore Macera, William E. Mayer, Charles R. Nelson, John J. Neuhauser,
Joseph R. Palombo, Thomas E. Stitzel, Thomas C. Theobald and Anne-Lee
Verville (10)
* To be filed by amendment.
Not all footnotes listed below will be applicable to this filing.
(1) Incorporated by reference from Post-Effective Amendment No. 24 filed on
December 11, 1995.
(2) Incorporated by reference from Post-Effective Amendment No. 25 filed on
March 20, 1996.
(3) Incorporated by reference to Post-Effective Amendment No. 29 filed on March
11, 1997.
(4) Incorporated by reference to Post-Effective Amendment No. 30 filed on June
23, 1997.
(5) Incorporated by reference to Post-Effective Amendment No. 33 filed on
December 22, 1997.
(6) Incorporated by reference to Post-Effective Amendment No. 36 filed on
October 30, 1998.
(7) Incorporated by reference to Post-Effective Amendment No. 41 filed on
August 27, 1999.
(8) Incorporated by reference to Post-Effective Amendment No. 45 filed on
December 29, 1999.
(9) Incorporated by reference to Post-Effective Amendment No. 50 filed on
April 10, 2001.
(10) Incorporated by reference to Post-Effective Amendment No. 56 filed on
October 26, 2001.
Item 24. Persons Controlled by or under Common Group Control with Registrant
None
Item 25. Indemnification
See Article VIII of Amendment No. 5 to the Agreement and Declaration of
Trust filed as Exhibit (a)(1) hereto.
ITEM 26. BUSINESS AND OTHER CONNECTIONS OF INVESTMENT ADVISER.
Stein Roe & Farnham Incorporated ("Stein Roe"), the investment advisor, is a
wholly owned subsidiary of Liberty Funds Group LLC ("LFG"), which is a wholly
owned subsidiary of Liberty Financial Services, Inc., which is a wholly owned
subsidiary of Liberty Financial Companies, Inc., which is a majority owned
subsidiary of LFC Management Corporation, which is a wholly owned subsidiary of
Liberty Corporate Holdings, Inc., which is a wholly owned subsidiary of LFC
Holdings, Inc., which is a wholly owned subsidiary of Liberty Mutual Equity
Corporation, which is a wholly owned subsidiary of Liberty Mutual Insurance
Company. Stein Roe acts as investment adviser to individuals, trustees, pension
and profit- sharing plans, charitable organizations, and other investors. In
addition to Registrant, it also acts as investment adviser to other investment
companies having different investment policies.
For a two-year business history of officers and directors of Stein Roe, please
refer to the Form ADV of Stein Roe & Farnham Incorporated and to the section of
the statement of additional information (Part B) entitled "Investment Advisory
and Other Services," or "Management of the Funds," as applicable.
Certain directors and officers of Stein Roe also serve and have during the past
two years served in various capacities as officers, directors, or trustees of
Liberty Funds Services, Inc., of Colonial Management Associates, Inc. (which is
a subsidiary of LFG), and of the Registrant and other investment companies
managed wholly or in part by Stein Roe. (The listed entities are located at One
South Wacker Drive, Chicago, Illinois 60606, except for Colonial Management
Associates, Inc., each Trust and Stein Roe Floating Rate Limited Liability
Company, are located at One Financial Center, Boston, MA 02111). A list of such
capacities is given below.
POSITION FORMERLY
HELD WITHIN
CURRENT POSITION PAST TWO YEARS
------------------- --------------
LIBERTY FUNDS SERVICES INC.
Stephen E. Gibson Director
Joseph R. Palombo Director
COLONIAL MANAGEMENT ASSOCIATES, INC.
Stephen E. Gibson Chairman, President and
Chief Executive Officer
Loren A. Hansen Senior Vice President
Joseph R. Palombo Executive Vice President
Michael Bissonnette Senior Vice President
Bonny E. Boatman Senior Vice President
Carl C. Ericson Senior Vice President
Leslie W. Finnemore Senior Vice President
Fred J. Franklin Senior Vice President
Brian Hartford Senior Vice President
Harvey B. Hirschhorn Senior Vice President
Michael T. Kennedy Senior Vice President
Sharon Lenzi Senior Vice President
William C. Loring, Jr. Senior Vice President
Maureen Newman Senior Vice President
Laura Ostrander Senior Vice President
David O'Brien Senior Vice President
Scott B. Richards Senior Vice President
Scott Schermerhorn Senior Vice President
Gary Swayze Senior Vice President
LIBERTY-STEIN ROE FUNDS INCOME TRUST; LIBERTY-STEIN ROE FUNDS INVESTMENT
TRUST, LIBERTY-STEIN ROE ADVISOR TRUST, LIBERTY-STEIN ROE FUNDS MUNICIPAL
TRUST, LIBERTY-STEIN ROE FUNDS INSTITUTIONAL TRUST, LIBERTY-STEIN ROE FUNDS
TRUST, STEINROE VARIABLE INVESTMENT TRUST, LIBERTY FLOATING RATE FUND,
LIBERTY-STEIN ROE INSTITUTIONAL FLOATING RATE INCOME FUND, STEIN ROE
FLOATING RATE LIMITED LIABILITY COMPANY, LIBERTY VARIABLE INVESTMENT TRUST,
SR&F BASE TRUST, LIBERTY FUNDS TRUST I, LIBERTY FUNDS TRUST II, LIBERTY FUNDS
TRUST V, LIBERTY FLOATING RATE ADVANTAGE FUND
William J. Ballou Secretary Asst. Secy.
Stephen E. Gibson President
Joseph R. Palombo Trustee VP
ITEM 27. PRINCIPAL UNDERWRITER.
(a) Liberty Funds Distributor, Inc. (LFDI), a subsidiary of Colonial
Management Associates, Inc., is the Registrant's principal
underwriter. LFDI acts in such capacity for each series of Liberty Funds
Trust I, Liberty Funds Trust II, Liberty Funds Trust III, Liberty Funds
Trust IV, Liberty Funds Trust V, Liberty Funds Trust VI, Liberty Funds
Trust VII, Liberty Variable Investment Trust, SteinRoe Variable Investment
Trust, Liberty-Stein Roe Advisor Trust, Liberty-Stein Roe Funds Income
Trust, Liberty-Stein Roe Funds Municipal Trust, Liberty-Stein Roe Funds
Investment Trust, Liberty Floating Rate Fund, Liberty-Stein Roe
Institutional Floating Rate Income Fund, Liberty Variable Investment
Trust, Liberty-Stein Roe Funds Trust, Liberty Floating Rate Advantage
Fund, Wanger Advisors Trust and Liberty Acorn Trust.
(b) The table below lists each director or officer of the principal
underwriter named in the answer to Item 20.
(1) (2) (3)
Position and Offices Positions and
Name and Principal with Principal Offices with
Business Address* Underwriter Registrant
------------------ ------------------- --------------
Abusheery, Greg V.P. None
Aldi, Andrew V.P. None
Anderson, Judith V.P. None
Anguilla, Carol Clerk None
Antone, Louis E. V.P. None
Ash, James V.P. None
Babbitt, Debra Sr. V.P. and None
Comp. Officer
Bartlett, John Managing Director None
Bertrand, Thomas V.P. None
Blakeslee, James Sr. V.P. None
Blumenfeld, Alexander V.P. None
Bozek, James Sr. V.P. None
Brown, Beth Sr. V.P. None
Bruneau, Brian Sr. V.P. None
Burtman, Stacy Sr. V.P. None
Campbell, Patrick V.P. None
Carinio, Angela V.P. None
Carroll, Sean V.P. None
Chrzanowski, Daniel V.P. None
Clapp, Elizabeth A. Managing Director None
Claiborne, Doug V.P. None
Climer, Quentin V.P. None
Conley, Brook V.P. None
Cook, Edward V.P. None
Costello, Matthew V.P. None
Couto, Scott V.P. None
Cox, Michael V.P. None
Davey, Cynthia Sr. V.P. None
Denny, Jeffrey V.P. None
Desilets, Marian V.P. Asst. Sec
Devaney, James Sr. V.P. None
DiMaio, Stephen V.P. None
Donohue, Jordan V.P. None
Downey, Christopher V.P. None
Dupree, Robert V.P. None
Ellis, Thomas V.P. None
Emerson, Kim P. Sr. V.P. None
Erickson, Cynthia G. Sr. V.P. None
Evans, C. Frazier Managing Director None
Evitts, Stephen V.P. None
Feldman, David Managing Director None
Feloney, Joseph Sr. V.P. None
Ferullo, Jeanne V.P. None
Fifield, Robert V.P. None
Fisher, James V.P. None
Ford, David V.P. None
Fragasso, Philip Managing Director None
Gentile, Russell V.P. None
Gerokoulis, Sr. V.P. None
Stephen A.
Gibson, Stephen E. Director; Chairman President
of the Board
Goldberg, Matthew Sr. V.P. None
Grace, Anthony V.P. None
Gubala, Jeffrey V.P. None
Guenard, Brian V.P. None
Harrell, John V.P. None
Harrington, Tom Sr. V.P. None
Hartnett, Kelly V.P. None
Helwig, Kevin V.P. None
Hodgkins, Joseph Sr. V.P. None
Huennekens, James V.P. None
Hussey, Robert Managing Director None
Iudice, Jr., Philip Treasurer and CFO None
Ives, Curt V.P. None
Jackson, Lyman V.P. None
Jarstfer, Marlys V.P. None
Johnston, Kenneth V.P. None
Jones, Cynthia V.P. None
Kelley, Terry M. V.P. None
Kelson, David W. Sr. V.P. None
Kelson, Jr., David V.P. None
Lal, Ishwar V.P. None
Lewis, Blair V.P. None
Lynch, Andrew Managing Director None
Lynn, Jerry V.P. None
Marcelonis, Sheila V.P. None
Marsh, Curtis Sr. V.P. None
Martin, Peter Sr. V.P. None
McCombs, Gregory Sr. V.P. None
McGlinn, Stephen V.P. None
McKenzie, Mary V.P. None
Menchin, Catherine Sr. V.P. None
Miller, Anthony V.P. None
Moberly, Ann R. Sr. V.P. None
Morse, Jonathan V.P. None
Nickodemus, Paul V.P. None
O'Donnell, John V.P. None
O'Shea, Kevin Managing Director None
Palombo, Joseph R. Director Trustee and
Chairman of the Board
Perullo, Deborah V.P. None
Piken, Keith Sr. V.P. None
Place, Jeffrey Managing Director None
Raftery-Arpino, Linda Sr. V.P. None
Ratto, Gregory V.P. None
Reed, Christopher B. Sr. V.P. None
Riegel, Joyce V.P. None
Ross, Gary Sr. V.P. None
Santosuosso, Louise Sr. V.P. None
Schomburg, James V.P. None
Schug, Derek V.P. None
Schulman, David Sr. V.P. None
Scully-Power, Adam V.P. None
Sellers, Gregory V.P. None
Shea, Terence V.P. None
Sideropoulos, Lou Sr. V.P. None
Sinatra, Peter V.P. None
Sippel, Dick Managing Director None
Smith, Darren V.P. None
Snyder, Kimberly V.P. None
Soester, Trisha V.P. None
Sprieck, Susan V.P. None
Studer, Eric V.P. None
Sullivan, Paul V.P. None
Sweeney, Maureen V.P. None
Tambone, James CEO; Co-President None
Tasiopoulos, Lou Co-President None
Torrisi, Susan V.P. None
Tressler, Ronald V.P. None
Tufts, Peter V.P. None
Turcotte, Frederick J. V.P. None
Vail, Norman V.P. None
VanEtten, Keith H. Sr. V.P. None
Wagner, Rebecca V.P. None
Warfield, James V.P. None
Wess, Valerie Sr. V.P. None
White, John V.P. None
Widder, Mary-Lee V.P. None
Yates, Susan V.P. None
Young, Deborah Sr. V.P. None
--------------------------
* The address for each individual is One Financial Center, Boston, MA 02111.
Item 28. Location of Accounts and Records
Person maintaining physical possession of accounts, books and other
documents required to be maintained by Section 31(a) of the Investment
Company Act of 1940 and the Rules thereunder include Registrant's
Secretary; Registrant's investment adviser and/or administrator,
Colonial Management Associates, Inc.; Registrant's principal
underwriter, Liberty Funds Distributor, Inc.; Registrant's transfer and
dividend disbursing agent, Liberty Funds Services, Inc.; and the
Registrant's custodian, The Chase Manhattan Bank. The address for each
person except the Registrant's custodian is One Financial Center,
Boston, MA 02111. The address for The Chase Manhattan Bank is 270 Park
Avenue, New York, NY 10017-2070.
Item 29. Management Services
See Item 5, Part A and Item 16, Part B
Item 30. Undertakings
Not applicable
NOTICE
A copy of the Agreement and Declaration of Trust, as amended, of Liberty
Funds Trust II is on file with the Secretary of The Commonwealth of
Massachusetts and notice is hereby given that the instrument has been executed
on behalf of the Trust by an officer of the Trust as an officer and by its
Trustees as trustees and not individually and the obligations of or arising out
of the instrument are not binding upon any of the Trustees, officers, or
shareholders individually but are binding only upon the assets and property of
the Trust.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment
Company Act of 1940, the Registrant, Liberty Funds Trust II, has duly caused
this Post-Effective Amendment No. 57 to its Registration Statement under the
Securities Act of 1933 and the Post-Effective Amendment No. 57 to its
Registration Statement under the Investment Company Act of 1940, to be
signed in this City of Boston, and The Commonwealth of Massachusetts on this
31st day of October, 2001.
LIBERTY FUNDS TRUST II
By: /s/STEPHEN E. GIBSON
-----------------------------
Stephen E. Gibson, President
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective
Amendment has been signed below by the following persons in their capacities and
on the date indicated.
SIGNATURES TITLE DATE
/s/STEPHEN E. GIBSON President October 31, 2001
----------------------- (chief executive officer)
Stephen E. Gibson
/s/J. KEVIN CONNAUGHTON Treasurer and CFO October 31, 2001
----------------------- (chief financial officer)
J. Kevin Connaughton
/s/VICKI BENJAMIN Chief Accounting Officer October 31, 2001
----------------------- (chief accounting officer)
Vicki Benjamin
DOUGLAS A. HACKER* Trustee
-----------------------
Douglas A. Hacker
JANET LANGFORD KELLY* Trustee
-----------------------
Janet Langford Kelly
RICHARD W. LOWRY* Trustee
-----------------------
Richard W. Lowry
SALVATORE MACERA* Trustee
-----------------------
Salvatore Macera
WILLIAM E. MAYER* Trustee
----------------------- /s/WILLIAM J. BALLOU
William E. Mayer --------------------
William J. Ballou
Attorney-in-fact
October 31, 2001
DR. CHARLES R. NELSON* Trustee
-----------------------
Dr. Charles R. Nelson
JOHN J. NEUHAUSER* Trustee
-----------------------
John J. Neuhauser
JOSEPH R. PALOMBO* Trustee
-----------------------
JOSEPH R. PALOMBO
THOMAS E. STITZEL* Trustee
-----------------------
Thomas E. Stitzel
THOMAS C. THEOBALD* Trustee
-----------------------
Thomas C. Theobald
ANNE-LEE VERVILLE* Trustee
-----------------------
Anne-Lee Verville
EXHIBITS
None.