0000899243-16-017260.txt : 20160331 0000899243-16-017260.hdr.sgml : 20160331 20160331193550 ACCESSION NUMBER: 0000899243-16-017260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160329 FILED AS OF DATE: 20160331 DATE AS OF CHANGE: 20160331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVECTUS BIOPHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000315545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 900031917 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7327 OAK RIDGE HWY STREET 2: SUITE B CITY: KNOXVILLE STATE: TN ZIP: 37931 BUSINESS PHONE: 865-769-4011 MAIL ADDRESS: STREET 1: 7327 OAK RIDGE HWY STREET 2: SUITE B CITY: KNOXVILLE STATE: TN ZIP: 37931 FORMER COMPANY: FORMER CONFORMED NAME: PROVECTUS PHARMACEUTICALS INC DATE OF NAME CHANGE: 20020417 FORMER COMPANY: FORMER CONFORMED NAME: ZAMAGE DIGITAL IMAGING INC DATE OF NAME CHANGE: 20011126 FORMER COMPANY: FORMER CONFORMED NAME: SPM GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CULPEPPER PETER R CENTRAL INDEX KEY: 0001281041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36457 FILM NUMBER: 161544603 MAIL ADDRESS: STREET 1: 7327 OAK RIDGE HWY STREET 2: SUITE A CITY: OAK RIGE STATE: TN ZIP: 37931 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-29 0 0000315545 PROVECTUS BIOPHARMACEUTICALS, INC. PVCT 0001281041 CULPEPPER PETER R 7327 OAK RIDGE HWY., SUITE A KNOXVILLE TN 37931 0 1 0 0 Interim CEO, CFO, COO Common Stock 2016-03-29 4 O 0 133333 1.00 A 1384496 D Common Stock 2016-03-29 4 O 0 27333 1.00 A 1411829 D Common Stock 2016-03-29 4 O 0 106000 1.00 A 296503 I By 401(k) plan Common Stock Warrants (right to buy) 1.00 2016-03-29 4 O 0 133333 D 2012-11-16 2017-11-16 Common Stock 133333 0 D Common Stock Warrants (right to buy) 0.85 2016-03-29 4 O 0 133333 A 2016-03-29 2020-06-19 Common Stock 133333 133333 D Common Stock Warrants (right to buy) 1.00 2016-03-29 4 O 0 133333 D 2012-12-03 2017-12-03 Common Stock 133333 0 D Common Stock Warrants (right to buy) 0.85 2016-03-29 4 O 0 133333 A 2016-03-29 2020-06-19 Common Stock 133333 133333 D On March 29, 2016, the reporting person exercised 266,666 warrants pursuant to the Issuer's warrant exchange offer, at a discounted exercise price of $0.50 per share, which exercise consisted of: (i) an exercise of 133,333 shares pursuant to a warrant issued on November 16, 2012, with an original exercise price of $1.00 per share and (ii) an exercise of 133,333 shares pursuant to a warrant issued on December 3, 2012, with an original exercise price of $1.00 per share. Under the terms of the warrant exchange offer, holders received, in addition to the common stock acquired upon exercise of their existing warrants, an equal number of new warrants to purchase the same number of shares of the Issuer's common stock at an exercise price of $0.85 per share that will expire June 19, 2020. /s/ Peter R. Culpepper 2016-03-31