0000899243-16-017260.txt : 20160331
0000899243-16-017260.hdr.sgml : 20160331
20160331193550
ACCESSION NUMBER: 0000899243-16-017260
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160329
FILED AS OF DATE: 20160331
DATE AS OF CHANGE: 20160331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROVECTUS BIOPHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0000315545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 900031917
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7327 OAK RIDGE HWY
STREET 2: SUITE B
CITY: KNOXVILLE
STATE: TN
ZIP: 37931
BUSINESS PHONE: 865-769-4011
MAIL ADDRESS:
STREET 1: 7327 OAK RIDGE HWY
STREET 2: SUITE B
CITY: KNOXVILLE
STATE: TN
ZIP: 37931
FORMER COMPANY:
FORMER CONFORMED NAME: PROVECTUS PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20020417
FORMER COMPANY:
FORMER CONFORMED NAME: ZAMAGE DIGITAL IMAGING INC
DATE OF NAME CHANGE: 20011126
FORMER COMPANY:
FORMER CONFORMED NAME: SPM GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CULPEPPER PETER R
CENTRAL INDEX KEY: 0001281041
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36457
FILM NUMBER: 161544603
MAIL ADDRESS:
STREET 1: 7327 OAK RIDGE HWY
STREET 2: SUITE A
CITY: OAK RIGE
STATE: TN
ZIP: 37931
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-29
0
0000315545
PROVECTUS BIOPHARMACEUTICALS, INC.
PVCT
0001281041
CULPEPPER PETER R
7327 OAK RIDGE HWY., SUITE A
KNOXVILLE
TN
37931
0
1
0
0
Interim CEO, CFO, COO
Common Stock
2016-03-29
4
O
0
133333
1.00
A
1384496
D
Common Stock
2016-03-29
4
O
0
27333
1.00
A
1411829
D
Common Stock
2016-03-29
4
O
0
106000
1.00
A
296503
I
By 401(k) plan
Common Stock Warrants (right to buy)
1.00
2016-03-29
4
O
0
133333
D
2012-11-16
2017-11-16
Common Stock
133333
0
D
Common Stock Warrants (right to buy)
0.85
2016-03-29
4
O
0
133333
A
2016-03-29
2020-06-19
Common Stock
133333
133333
D
Common Stock Warrants (right to buy)
1.00
2016-03-29
4
O
0
133333
D
2012-12-03
2017-12-03
Common Stock
133333
0
D
Common Stock Warrants (right to buy)
0.85
2016-03-29
4
O
0
133333
A
2016-03-29
2020-06-19
Common Stock
133333
133333
D
On March 29, 2016, the reporting person exercised 266,666 warrants pursuant to the Issuer's warrant exchange offer, at a discounted exercise price of $0.50 per share, which exercise consisted of: (i) an exercise of 133,333 shares pursuant to a warrant issued on November 16, 2012, with an original exercise price of $1.00 per share and (ii) an exercise of 133,333 shares pursuant to a warrant issued on December 3, 2012, with an original exercise price of $1.00 per share. Under the terms of the warrant exchange offer, holders received, in addition to the common stock acquired upon exercise of their existing warrants, an equal number of new warrants to purchase the same number of shares of the Issuer's common stock at an exercise price of $0.85 per share that will expire June 19, 2020.
/s/ Peter R. Culpepper
2016-03-31