0001534169-11-000001.txt : 20111103 0001534169-11-000001.hdr.sgml : 20111103 20111103123343 ACCESSION NUMBER: 0001534169-11-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111102 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaffer Adrian P CENTRAL INDEX KEY: 0001534169 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 111176762 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 3 1 primary_doc.xml PRIMARY DOCUMENT X0204 3 2011-11-02 0 0000315449 UQM TECHNOLOGIES INC UQM 0001534169 Schaffer Adrian P 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Vice President Sales call option 2.1 2012-11-02 2016-11-01 common stock 8333 D call option 2.1 2013-11-02 2016-11-01 common stock 8333 D call option 2.1 2014-11-02 2016-11-01 common stock 8334 D Adrian P Schaffer 2011-11-03