Hugen Form 4, 9/02

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V9l/gkZMIi59KsFXbJD+Kk+MrKBvzZmVpsPC/zdJuN+gydJ6PUNnk4NBVjUb5ROt PHp0Cxw3dxSetvv1rvHUYQ== 0000899733-02-000165.txt : 20021002 0000899733-02-000165.hdr.sgml : 20021002 20021001192711 ACCESSION NUMBER: 0000899733-02-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021002 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HUGEN RICHARD L CENTRAL INDEX KEY: 0001139555 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 425 CORPORATE CICLE CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3032782002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 02779023 BUSINESS ADDRESS: STREET 1: 7501 MILLER DRIVE CITY: FREDERICK STATE: CO ZIP: 80530 BUSINESS PHONE: 3032782002 MAIL ADDRESS: STREET 1: 7501 MILLER DRIVE CITY: FREDERICK STATE: CO ZIP: 80530 4 1 hugenform4902.htm HUGEN FORM 4, 9/30/02 Hugen Form 4, 9/02

FORM 4

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

____Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b)

1. Name and Address of Reporting Person

Hugen, Richard L.

7501 Miller Drive

Frederick, CO 80530

2. Issuer Name and Ticker or Trading Symbol

UQM Technologies, Inc. (UQM)

3. IRS or Social Security Number of Reporting Person (Voluntary)

N/A

4. Statement for Month/Year

September, 2002

5. If Amendment, Date of Original (Month/Year)

N/A

6. Relationship of Reporting Person to Issuer

Officer: Vice President Marketing and Sales

TABLE I-Non-Derivative Securities Acquired, Disposed Of, or Beneficially Owned

1. Title of Security (Instr. 3)

Line 1 - Common Stock

2. Transaction Date (Month/Day/Year)

Line 1 - September 30, 2002

3. Transaction Code (Instr. 8)

Line 1 - Code: M; V: Voluntary

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

Line 1- A: 1,024 Shares; $3.05 Per Share

5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4)

3,727 Shares.

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

All Holdings are Direct

7. Nature of Indirect Beneficial Ownership (Instr. 4)

N/A

TABLE II-Derivative Securities Acquired, Disposed Of, or Beneficially Owned (e.g., Puts, Calls, Warrants, Options, Convertible Securities)

1. Title of Derivative Security (Instr. 3)

Line 1 - Call Option

2. Conversion or Exercise Price of Derivative Security

Line 1 - $3.05 Per Share

3. Transaction Date (Month/Day/Year)

Line 1 - September 30, 2002

4. Transaction Code (Instr. 8)

Line 1 - Code: M; V: Voluntary

5. Number of Derivative Securities Acquired (A) or Disposed of(D)

(Instr. 3, 4 and 5)

Line 1 - D: 1

6. Date Exercisable and Expiration Date (Month/Day/Year)

Line 1 - Date Exercisable: September 30, 2002; Expiration Date: September 30,

2002

7. Title and Amount of Underlying Securities (Instr. 3 and 4)

Line 1 - Title: Common Stock; Amount: 1,024 Shares

8. Price of Derivative Security (Instr. 5)

Line 1 - N/A

9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4)

Call Options on 70,000 Shares

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

70,000 Shares Direct

11. Nature of Indirect Beneficial Ownership (Instr. 4)

N/A

Explanation of Responses: N/A

**Intentional misstatements or omissions of facts constitute Federal Criminal

Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

/s/Richard l. Hugen
**Signature of Reporting Person

October 1, 2002
Date

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