0000899733-01-500090.txt : 20011018
0000899733-01-500090.hdr.sgml : 20011018
ACCESSION NUMBER: 0000899733-01-500090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011010
COMPANY DATA:
COMPANY CONFORMED NAME: FRENCH DONALD A
CENTRAL INDEX KEY: 0001019343
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: 425 CORPORATE CIRCLE
CITY: GOLDEN
STATE: CO
ZIP: 80401
MAIL ADDRESS:
STREET 1: 425 CORPORATE CIRCLE
CITY: GOLDEN
STATE: CO
ZIP: 80401
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000315449
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840579156
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10869
FILM NUMBER: 1755776
BUSINESS ADDRESS:
STREET 1: 425 CORPORATE CIRCLE
CITY: GOLDEN
STATE: CO
ZIP: 80401
BUSINESS PHONE: 3032782002
MAIL ADDRESS:
STREET 1: 425 CORPORATE CIRCLE
CITY: GOLDEN
STATE: CO
ZIP: 80401
4
1
french4.txt
FRENCH FORM 4, 9/01
FORM 4
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
____Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b)
1. Name and Address of Reporting Person
French, Donald Anthony
425 Corporate Circle
Golden, CO 80401
2. Issuer Name and Ticker or Trading Symbol
UQM Technologies, Inc. (UQM)
3. IRS or Social Security Number of Reporting Person (Voluntary)
###-##-####
4. Statement for Month/Year
September, 2001
5. If Amendment, Date of Original (Month/Year)
N/A
6. Relationship of Reporting Person to Issuer
Officer: Treasurer and Secretary
TABLE I-Non-Derivative Securities Acquired, Disposed Of, or Beneficially Owned
1. Title of Security (Instr. 3)
Line 1 - Common Stock
2. Transaction Date (Month/Day/Year)
Line 1 - September 18, 2001
3. Transaction Code (Instr. 8)
Line 1 - Code: P
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
Line 1- Amount: 2,500 Shares; (A) or (D): Acquired; Price: $4.00 Per Share
5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4)
62,326 Shares.
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
All Holdings are Indirect
7. Nature of Indirect Beneficial Ownership (Instr. 4)
51,326 Shares Indirectly by a Limited Partnership of which Mr. French is
the General Partner and 11,000 Shares Indirectly by a Trust for the
Benefit of Mr. French
TABLE II-Derivative Securities Acquired, Disposed Of, or Beneficially Owned
(e.g., Puts, Calls, Warrants, Options, Convertible Securities)
1. Title of Derivative Security (Instr. 3)
2. Conversion or Exercise Price of Derivative Security
3. Transaction Date (Month/Day/Year)
4. Transaction Code (Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of(D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date (Month/Day/Year)
7. Title and Amount of Underlying Securities (Instr. 3 and 4)
8. Price of Derivative Security (Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of
Month (Instr. 4)
Call Options on 535,571 Shares
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
535,571 Shares Indirect
11. Nature of Indirect Beneficial Ownership (Instr. 4)
Limited Partnership of which Mr. French is the General Partner
Explanation of Responses: none.
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
/s/Donald A. French October 9, 2001
**Signature of Reporting Person Date