0000315449-18-000017.txt : 20180427 0000315449-18-000017.hdr.sgml : 20180427 20180427144544 ACCESSION NUMBER: 0000315449-18-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180420 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ley Joshua Marc CENTRAL INDEX KEY: 0001635601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 18783071 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-04-20 0 0000315449 UQM TECHNOLOGIES INC UQM 0001635601 Ley Joshua Marc 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Vice President of Engineering common stock 2018-04-20 2018-04-25 4 A 0 16640 1.25 A 36720 D call options 1.25 2018-04-20 2018-04-25 4 A 0 29193 A 2019-04-19 2028-04-19 common stock 29193 245763 D call options 1.25 2018-04-20 2018-04-25 4 A 0 29193 A 2020-04-19 2028-04-19 common stock 29193 274956 D call options 1.25 2018-04-20 2018-04-25 4 A 0 29193 A 2021-04-19 2028-04-19 common stock 29193 304149 D Shares granted under equity plan. Various Joshua Ley 2018-04-27