0000315449-18-000016.txt : 20180427 0000315449-18-000016.hdr.sgml : 20180427 20180427143724 ACCESSION NUMBER: 0000315449-18-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180420 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaffer Adrian P CENTRAL INDEX KEY: 0001534169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 18783019 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-04-20 0 0000315449 UQM TECHNOLOGIES INC UQM 0001534169 Schaffer Adrian P 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Sr. Vice President of Sales common stock 2018-04-20 2018-04-25 4 A 0 21896 1.25 A 99418 D call options 1.25 2018-04-20 2018-04-25 4 A 0 38414 A 2019-04-19 2028-04-19 common stock 38414 314421 D call options 1.25 2018-04-20 2018-04-25 4 A 0 38414 A 2020-04-19 2028-04-19 common stock 38414 352835 D call options 1.25 2018-04-20 2018-04-25 4 A 0 38415 A 2021-04-19 2028-04-19 common stock 38415 391250 D Shares granted under equity plan. Various Adrian Schaffer 2018-04-27