0000315449-18-000015.txt : 20180427
0000315449-18-000015.hdr.sgml : 20180427
20180427142719
ACCESSION NUMBER: 0000315449-18-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180420
FILED AS OF DATE: 20180427
DATE AS OF CHANGE: 20180427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENTHAL DAVID
CENTRAL INDEX KEY: 0001107567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10869
FILM NUMBER: 18782966
MAIL ADDRESS:
STREET 1: C/O SAN HOLDINGS, INC.,
STREET 2: 9800 PYRAMID COURT, SUITE 130
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER NAME:
FORMER CONFORMED NAME: ROSENTHAL DAVID
DATE OF NAME CHANGE: 20000223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000315449
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840579156
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
BUSINESS PHONE: 3036824900
MAIL ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-04-20
0
0000315449
UQM TECHNOLOGIES INC
UQM
0001107567
ROSENTHAL DAVID
C/O SAN HOLDINGS, INC.,
9800 PYRAMID COURT, SUITE 130
ENGLEWOOD
CO
80112
0
1
0
0
Treasurer and Secretary
common stock
2018-04-20
2018-04-25
4
A
0
27007
1.25
A
81993
D
call options
1.25
2018-04-20
2018-04-25
4
A
0
47381
A
2019-04-19
2028-04-19
common stock
47381
360385
D
call options
1.25
2018-04-20
2018-04-25
4
A
0
47381
A
2020-04-19
2028-04-19
common stock
47381
407766
D
call options
1.25
2018-04-20
2018-04-25
4
A
0
47381
A
2021-04-19
2028-04-19
common stock
47381
455147
D
Shares granted under equity plan.
Various
David Rosenthal
2018-04-27