0000315449-18-000014.txt : 20180427 0000315449-18-000014.hdr.sgml : 20180427 20180427141655 ACCESSION NUMBER: 0000315449-18-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180420 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Joseph R CENTRAL INDEX KEY: 0001551824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 18782910 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-04-20 0 0000315449 UQM TECHNOLOGIES INC UQM 0001551824 Mitchell Joseph R 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 President and CEO common stock 2018-04-20 2028-04-20 4 A 0 56000 1.25 A 173822 D call options 1.25 2018-04-20 2018-04-25 4 A 0 98246 A 2019-04-19 2028-04-19 common stock 98246 570381 D call options 1.25 2018-04-20 2018-04-25 4 A 0 98246 A 2020-04-19 2028-04-19 common stock 98246 668627 D call options 1.25 2018-04-20 2018-04-25 4 A 0 98245 A 2021-04-19 2028-04-19 common stock 98245 766872 D Shares granted under equity plan. Various Joseph Mitchell 2018-04-27