0000315449-17-000070.txt : 20171201 0000315449-17-000070.hdr.sgml : 20171201 20171201135502 ACCESSION NUMBER: 0000315449-17-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171130 FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZTYKIEL JOHN E CENTRAL INDEX KEY: 0001191976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 171233669 MAIL ADDRESS: STREET 1: 1541 REYNOLDS ROAD CITY: CHARLOTTE STATE: MI ZIP: 48813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-11-30 0 0000315449 UQM TECHNOLOGIES INC UQM 0001191976 SZTYKIEL JOHN E 1541 REYNOLDS ROAD CHARLOTTE MI 48813 1 0 0 0 Common stock 2017-11-30 4 P 0 15000 1.5234 A 68048 D call options 2017-11-30 4 P 0 0 A common stock 69162 69162 D Various John Sztykiel 2017-11-30