0000315449-17-000036.txt : 20170821 0000315449-17-000036.hdr.sgml : 20170821 20170821125641 ACCESSION NUMBER: 0000315449-17-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170819 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaffer Adrian P CENTRAL INDEX KEY: 0001534169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 171042726 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-08-19 0 0000315449 UQM TECHNOLOGIES INC UQM 0001534169 Schaffer Adrian P 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Sr. Vice President Sales Common stock 2017-08-19 4 F 0 1426 0.81 D 77522 D call options 2017-08-19 4 A 0 0 A common stock 276007 276007 D Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. Various Adrian Schaffer 2017-08-21