0000315449-17-000035.txt : 20170821
0000315449-17-000035.hdr.sgml : 20170821
20170821125155
ACCESSION NUMBER: 0000315449-17-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170819
FILED AS OF DATE: 20170821
DATE AS OF CHANGE: 20170821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENTHAL DAVID
CENTRAL INDEX KEY: 0001107567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10869
FILM NUMBER: 171042718
MAIL ADDRESS:
STREET 1: C/O SAN HOLDINGS, INC.,
STREET 2: 9800 PYRAMID COURT, SUITE 130
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER NAME:
FORMER CONFORMED NAME: ROSENTHAL DAVID
DATE OF NAME CHANGE: 20000223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000315449
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840579156
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
BUSINESS PHONE: 3036824900
MAIL ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-08-19
0
0000315449
UQM TECHNOLOGIES INC
UQM
0001107567
ROSENTHAL DAVID
C/O SAN HOLDINGS, INC.,
9800 PYRAMID COURT, SUITE 130
ENGLEWOOD
CO
80112
0
1
0
0
Treasurer and Secretary
Common stock
2017-08-19
4
F
0
2423
0.81
D
57620
D
call options
2017-08-19
4
A
0
0
A
common stock
313004
313004
D
Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
Various
David Rosenthal
2017-08-21