0000315449-17-000024.txt : 20170718 0000315449-17-000024.hdr.sgml : 20170718 20170718185443 ACCESSION NUMBER: 0000315449-17-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170712 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ley Joshua Marc CENTRAL INDEX KEY: 0001635601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 17970379 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-07-12 0 0000315449 UQM TECHNOLOGIES INC UQM 0001635601 Ley Joshua Marc 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Vice President Engineering Common stock 2017-07-12 4 A 0 0 0 A 20080 D call options 0.87 2017-07-12 2017-07-17 4 A 0 15166 0 A 2018-07-12 2027-07-11 common stock 15166 188329 D call options 0.87 2017-07-12 2017-07-17 4 A 0 15167 0 A 2019-07-12 2027-07-11 common stock 15167 203496 D call options 0.87 2017-07-12 2017-07-17 4 A 0 15167 0 A 2020-07-12 2027-07-11 common stock 15167 218663 D Shares issued under equity plan. Joshua Ley 2017-07-18