0000315449-17-000022.txt : 20170718
0000315449-17-000022.hdr.sgml : 20170718
20170718183922
ACCESSION NUMBER: 0000315449-17-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170712
FILED AS OF DATE: 20170718
DATE AS OF CHANGE: 20170718
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENTHAL DAVID
CENTRAL INDEX KEY: 0001107567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10869
FILM NUMBER: 17970358
MAIL ADDRESS:
STREET 1: C/O SAN HOLDINGS, INC.,
STREET 2: 9800 PYRAMID COURT, SUITE 130
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER NAME:
FORMER CONFORMED NAME: ROSENTHAL DAVID
DATE OF NAME CHANGE: 20000223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000315449
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840579156
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
BUSINESS PHONE: 3036824900
MAIL ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-07-12
0
0000315449
UQM TECHNOLOGIES INC
UQM
0001107567
ROSENTHAL DAVID
C/O SAN HOLDINGS, INC.,
9800 PYRAMID COURT, SUITE 130
ENGLEWOOD
CO
80112
0
1
0
0
Treasurer and Secretary
Common stock
2017-07-12
4
A
0
0
0
A
60043
D
call options
0.87
2017-07-12
2017-07-17
4
A
0
24933
0
A
2018-07-12
2027-07-11
common stock
24933
263137
D
call options
0.87
2017-07-12
2017-07-17
4
A
0
24933
0
A
2019-07-12
2027-07-11
common stock
24933
288070
D
call options
0.87
2017-07-12
2017-07-17
4
A
0
24934
0
A
2020-07-12
2027-07-11
common stock
24934
313004
D
Shares granted under equity plan.
David Rosenthal
2017-07-13