0000315449-17-000017.txt : 20170713 0000315449-17-000017.hdr.sgml : 20170713 20170713170206 ACCESSION NUMBER: 0000315449-17-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170712 FILED AS OF DATE: 20170713 DATE AS OF CHANGE: 20170713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaffer Adrian P CENTRAL INDEX KEY: 0001534169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 17964011 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-07-12 0 0000315449 UQM TECHNOLOGIES INC UQM 0001534169 Schaffer Adrian P 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Sr. Vice President Sales Common stock 2017-07-12 4 F 0 1477 0.87 D 78948 D call options 2017-07-12 4 P 0 0 0 A common stock 224907 224907 D Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with rule 16b-3. Various Adrian Schaffer 2017-07-13