0000315449-16-000146.txt : 20160823 0000315449-16-000146.hdr.sgml : 20160823 20160823170031 ACCESSION NUMBER: 0000315449-16-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL DAVID CENTRAL INDEX KEY: 0001107567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 161847716 MAIL ADDRESS: STREET 1: C/O SAN HOLDINGS, INC., STREET 2: 9800 PYRAMID COURT, SUITE 130 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER NAME: FORMER CONFORMED NAME: ROSENTHAL DAVID DATE OF NAME CHANGE: 20000223 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-08-19 0 0000315449 UQM TECHNOLOGIES INC UQM 0001107567 ROSENTHAL DAVID C/O SAN HOLDINGS, INC., 9800 PYRAMID COURT, SUITE 130 ENGLEWOOD CO 80112 0 1 0 0 Treasurer and Secretary common stock 2016-08-19 4 F 0 2423 0.55 D 62543 D call options 2016-08-19 4 P 0 0 0 A common stock 238204 238204 D Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with rule 16b-3. Various David Rosenthal 2016-08-23