0000315449-16-000133.txt : 20160718
0000315449-16-000133.hdr.sgml : 20160718
20160718160342
ACCESSION NUMBER: 0000315449-16-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160712
FILED AS OF DATE: 20160718
DATE AS OF CHANGE: 20160718
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000315449
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840579156
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
BUSINESS PHONE: 3036824900
MAIL ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mitchell Joseph R
CENTRAL INDEX KEY: 0001551824
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10869
FILM NUMBER: 161771630
MAIL ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-07-12
0
0000315449
UQM TECHNOLOGIES INC
UQM
0001551824
Mitchell Joseph R
4120 SPECIALTY PLACE
LONGMONT
CO
80504
0
1
0
0
President and CEO
common stock
2016-07-12
4
A
0
41493
0
A
123351
D
call options
0.68
2016-07-12
4
A
0
66618
0
A
2017-07-12
2026-07-11
common stock
66618
210897
D
call options
0.68
2016-07-12
4
A
0
66619
0
A
2018-07-12
2026-07-11
common stock
66619
277516
D
call options
0.68
2016-07-12
4
A
0
66619
0
A
2019-07-12
2026-07-11
common stock
66619
344135
D
Shares granted under equity plan.
The shares granted vest ratably over a three year period.
Joseph R. Mitchell
2016-07-18