0000315449-16-000133.txt : 20160718 0000315449-16-000133.hdr.sgml : 20160718 20160718160342 ACCESSION NUMBER: 0000315449-16-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160712 FILED AS OF DATE: 20160718 DATE AS OF CHANGE: 20160718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Joseph R CENTRAL INDEX KEY: 0001551824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 161771630 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-07-12 0 0000315449 UQM TECHNOLOGIES INC UQM 0001551824 Mitchell Joseph R 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 President and CEO common stock 2016-07-12 4 A 0 41493 0 A 123351 D call options 0.68 2016-07-12 4 A 0 66618 0 A 2017-07-12 2026-07-11 common stock 66618 210897 D call options 0.68 2016-07-12 4 A 0 66619 0 A 2018-07-12 2026-07-11 common stock 66619 277516 D call options 0.68 2016-07-12 4 A 0 66619 0 A 2019-07-12 2026-07-11 common stock 66619 344135 D Shares granted under equity plan. The shares granted vest ratably over a three year period. Joseph R. Mitchell 2016-07-18