0000315449-14-000103.txt : 20141104 0000315449-14-000103.hdr.sgml : 20141104 20141104180559 ACCESSION NUMBER: 0000315449-14-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141102 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROY STEPHEN J CENTRAL INDEX KEY: 0001113755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 141194472 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-11-02 0 0000315449 UQM TECHNOLOGIES INC uqm 0001113755 ROY STEPHEN J 4120 SPECIALTY PLACE LONGMONT CO 80504 1 0 0 0 common stock 52945 D common stock 5000 I Retirement account for the benefit of Stephen J. Roy call options 4.73 2014-11-02 4 J 0 11574 0 D 2009-11-03 2014-11-02 common stock 11574 91086 D Expiration of out-of-the-money stock options. Stephen J Roy 2014-11-04