0000315449-14-000094.txt : 20140820
0000315449-14-000094.hdr.sgml : 20140820
20140820181322
ACCESSION NUMBER: 0000315449-14-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140819
FILED AS OF DATE: 20140820
DATE AS OF CHANGE: 20140820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000315449
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840579156
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
BUSINESS PHONE: 3036824900
MAIL ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENTHAL DAVID
CENTRAL INDEX KEY: 0001107567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10869
FILM NUMBER: 141055854
MAIL ADDRESS:
STREET 1: C/O SAN HOLDINGS, INC.,
STREET 2: 9800 PYRAMID COURT, SUITE 130
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER NAME:
FORMER CONFORMED NAME: ROSENTHAL DAVID
DATE OF NAME CHANGE: 20000223
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-08-19
0
0000315449
UQM TECHNOLOGIES INC
uqm
0001107567
ROSENTHAL DAVID
4120 SPECIALTY PLACE
LONGMONT
CO
80504
0
1
0
0
Treasurer and Secretary
common stock
2014-08-19
4
A
0
19652
0
A
55961
D
call options
1.71
2014-08-19
4
A
0
13550
0
A
2015-08-19
2024-08-18
common stock
13550
27550
D
call options
1.71
2014-08-19
4
A
0
13550
0
A
2016-08-19
2024-08-18
common stock
13550
41100
D
call options
1.71
2014-08-19
4
A
0
13551
0
A
2017-08-19
2024-08-18
common stock
13551
54651
D
Shares granted under equity plan.
The shares granted vest ratably over a three year period.
David I. Rosenthal
2014-08-20