0000315449-14-000094.txt : 20140820 0000315449-14-000094.hdr.sgml : 20140820 20140820181322 ACCESSION NUMBER: 0000315449-14-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140819 FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL DAVID CENTRAL INDEX KEY: 0001107567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 141055854 MAIL ADDRESS: STREET 1: C/O SAN HOLDINGS, INC., STREET 2: 9800 PYRAMID COURT, SUITE 130 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER NAME: FORMER CONFORMED NAME: ROSENTHAL DAVID DATE OF NAME CHANGE: 20000223 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-08-19 0 0000315449 UQM TECHNOLOGIES INC uqm 0001107567 ROSENTHAL DAVID 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Treasurer and Secretary common stock 2014-08-19 4 A 0 19652 0 A 55961 D call options 1.71 2014-08-19 4 A 0 13550 0 A 2015-08-19 2024-08-18 common stock 13550 27550 D call options 1.71 2014-08-19 4 A 0 13550 0 A 2016-08-19 2024-08-18 common stock 13550 41100 D call options 1.71 2014-08-19 4 A 0 13551 0 A 2017-08-19 2024-08-18 common stock 13551 54651 D Shares granted under equity plan. The shares granted vest ratably over a three year period. David I. Rosenthal 2014-08-20