0000315449-14-000001.txt : 20140108 0000315449-14-000001.hdr.sgml : 20140108 20140108145002 ACCESSION NUMBER: 0000315449-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131102 FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lutz Jon CENTRAL INDEX KEY: 0001417480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 14516168 MAIL ADDRESS: STREET 1: 7501 MILLER DRIVE STREET 2: P.O. BOX 439 CITY: FREDERICK STATE: CO ZIP: 80530 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-11-02 0 0000315449 UQM TECHNOLOGIES INC uqm 0001417480 Lutz Jon 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Vice President of Engineering common stock 149764 D call options 4.73 2013-11-02 4 J 0 18838 0 D 2013-11-02 common stock 18838 233008 D Expiration of out-of-the-money stock options. Various. Jon Lutz 2014-01-08