0000315449-13-000029.txt : 20130711 0000315449-13-000029.hdr.sgml : 20130711 20130711183440 ACCESSION NUMBER: 0000315449-13-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130709 FILED AS OF DATE: 20130711 DATE AS OF CHANGE: 20130711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL DAVID CENTRAL INDEX KEY: 0001107567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 13964721 MAIL ADDRESS: STREET 1: C/O SAN HOLDINGS, INC., STREET 2: 9800 PYRAMID COURT, SUITE 130 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER NAME: FORMER CONFORMED NAME: ROSENTHAL DAVID DATE OF NAME CHANGE: 20000223 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-07-09 0 0000315449 UQM TECHNOLOGIES INC uqm 0001107567 ROSENTHAL DAVID 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Treasurer and Secretary common stock 2013-07-09 4 A 0 10909 1.1 A 21909 D call options 0.69 2018-04-30 common stock 14000 14000 D The shares granted vest ratably over a three year period. Various. David I Rosenthal 2013-07-11