0000315449-13-000016.txt : 20130503
0000315449-13-000016.hdr.sgml : 20130503
20130503124720
ACCESSION NUMBER: 0000315449-13-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130501
FILED AS OF DATE: 20130503
DATE AS OF CHANGE: 20130503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000315449
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840579156
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
BUSINESS PHONE: 3036824900
MAIL ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENTHAL DAVID
CENTRAL INDEX KEY: 0001107567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10869
FILM NUMBER: 13811468
MAIL ADDRESS:
STREET 1: C/O SAN HOLDINGS, INC.,
STREET 2: 9800 PYRAMID COURT, SUITE 130
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER NAME:
FORMER CONFORMED NAME: ROSENTHAL DAVID
DATE OF NAME CHANGE: 20000223
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-01
0
0000315449
UQM TECHNOLOGIES INC
UQM
0001107567
ROSENTHAL DAVID
4120 SPECIALTY PLACE
LONGMONT
CO
80504
0
1
0
0
Treasurer and Secretary
common stock
2013-05-01
4
A
0
11000
0.69
A
11000
D
call option
0.69
2013-05-01
4
A
0
4666
0
A
2014-05-01
2018-04-30
common stock
4666
4666
D
call option
0.69
2013-05-01
4
A
0
4667
0
A
2015-05-01
2018-04-30
common stock
4667
9333
D
call option
0.69
2013-05-01
4
A
0
4667
0
A
2016-05-01
2018-04-30
common stock
4667
14000
D
The shares granted vest ratably over a three year period.
David I Rosenthal
2013-05-03