0000315449-13-000016.txt : 20130503 0000315449-13-000016.hdr.sgml : 20130503 20130503124720 ACCESSION NUMBER: 0000315449-13-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130501 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL DAVID CENTRAL INDEX KEY: 0001107567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 13811468 MAIL ADDRESS: STREET 1: C/O SAN HOLDINGS, INC., STREET 2: 9800 PYRAMID COURT, SUITE 130 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER NAME: FORMER CONFORMED NAME: ROSENTHAL DAVID DATE OF NAME CHANGE: 20000223 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-01 0 0000315449 UQM TECHNOLOGIES INC UQM 0001107567 ROSENTHAL DAVID 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Treasurer and Secretary common stock 2013-05-01 4 A 0 11000 0.69 A 11000 D call option 0.69 2013-05-01 4 A 0 4666 0 A 2014-05-01 2018-04-30 common stock 4666 4666 D call option 0.69 2013-05-01 4 A 0 4667 0 A 2015-05-01 2018-04-30 common stock 4667 9333 D call option 0.69 2013-05-01 4 A 0 4667 0 A 2016-05-01 2018-04-30 common stock 4667 14000 D The shares granted vest ratably over a three year period. David I Rosenthal 2013-05-03