0000315449-12-000033.txt : 20120713 0000315449-12-000033.hdr.sgml : 20120713 20120713182956 ACCESSION NUMBER: 0000315449-12-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120712 FILED AS OF DATE: 20120713 DATE AS OF CHANGE: 20120713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaffer Adrian P CENTRAL INDEX KEY: 0001534169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 12962525 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-07-12 0 0000315449 UQM TECHNOLOGIES INC UQM 0001534169 Schaffer Adrian P 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Vice President Sales common stock 2012-07-12 4 A 0 33367 0.89 A 33367 D call options 0.89 2012-07-12 4 A 0 23952 0 A 2013-07-12 2022-07-11 common stock 23952 48952 D call options 0.89 2012-07-12 4 A 0 23951 0 A 2014-07-12 2022-07-11 common stock 23951 72903 D call options 0.89 2012-07-12 4 A 0 23951 0 A 2015-07-12 2022-07-11 common stock 23951 96854 D The shares granted vest ratably over a three year period. Adrian P Schaffer 2012-07-13