0000315449-12-000020.txt : 20120614 0000315449-12-000020.hdr.sgml : 20120614 20120614145641 ACCESSION NUMBER: 0000315449-12-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120207 FILED AS OF DATE: 20120614 DATE AS OF CHANGE: 20120614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lutz Jon CENTRAL INDEX KEY: 0001417480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 12907371 MAIL ADDRESS: STREET 1: 7501 MILLER DRIVE STREET 2: P.O. BOX 439 CITY: FREDERICK STATE: CO ZIP: 80530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-02-07 0 0000315449 UQM TECHNOLOGIES INC uqm 0001417480 Lutz Jon 7501 MILLER DRIVE P.O. BOX 439 FREDERICK CO 80530 0 1 0 0 Vice President of Engineering common stock 2012-04-04 4 M 0 4111 1.21 A 59150 D call options 4.15 2012-02-07 4 J 0 30000 0 D 2002-02-08 2012-02-07 common stock 30000 211485 D call options 1.21 2012-04-04 4 M 0 4111 0 D 2012-04-04 2012-04-04 common stock 4111 207374 D Expiration of out-of-the-money call options Jon Lutz 2012-06-14