0000315449-11-000029.txt : 20110715 0000315449-11-000029.hdr.sgml : 20110715 20110715183156 ACCESSION NUMBER: 0000315449-11-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110715 DATE AS OF CHANGE: 20110715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lutz Jon CENTRAL INDEX KEY: 0001417480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 11971434 MAIL ADDRESS: STREET 1: 7501 MILLER DRIVE STREET 2: P.O. BOX 439 CITY: FREDERICK STATE: CO ZIP: 80530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-07-01 0 0000315449 UQM TECHNOLOGIES INC UQM 0001417480 Lutz Jon 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 Vice President of Engineering common stock 2011-07-01 4 A 0 6909 2.4 A 41219 D common stock 2011-07-01 4 A 0 6910 2.4 A 48129 D common stock 2011-07-01 4 A 0 6910 2.4 A 55039 D call options 2.4 2011-07-01 4 A 0 9754 0 A 2012-07-01 2021-06-30 common stock 9754 217864 D call options 2.4 2011-07-01 4 A 0 9755 0 A 2012-07-01 2021-06-30 common stock 9755 227619 D call options 2.4 2011-07-01 4 A 0 9755 0 A 2012-07-01 2021-06-30 common stock 9755 237374 D Jon Lutz 2011-07-15